0001209191-18-045843.txt : 20180808
0001209191-18-045843.hdr.sgml : 20180808
20180808164216
ACCESSION NUMBER: 0001209191-18-045843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180807
FILED AS OF DATE: 20180808
DATE AS OF CHANGE: 20180808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Devine Michael G
CENTRAL INDEX KEY: 0001435102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 181001983
MAIL ADDRESS:
STREET 1: 6480 DOBBIN ROAD
CITY: COLUMBIA
STATE: MD
ZIP: 21045
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-07
0
0001441683
APPIAN CORP
APPN
0001435102
Devine Michael G
C/O APPIAN CORPORATION
11955 DEMOCRACY DRIVE, SUITE 1700
RESTON
VA
20190
1
0
0
0
Class A Common Stock
2018-08-07
4
C
0
5000
A
10028
D
Class A Common Stock
2018-08-07
4
S
0
5000
32.13
D
5028
D
Stock Option (Right to Buy)
6.025
2018-08-07
4
M
0
5000
0.00
D
2025-05-07
Class B Common Stock
5000
85000
D
Class B Common Stock
2018-08-07
4
M
0
5000
6.025
A
Class A Common Stock
5000
5000
D
Class B Common Stock
2018-08-07
4
C
0
5000
0.00
D
Class A Common Stock
5000
0
D
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.70 to $32.41, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
This option is vested with respect to three-fifths of the shares subject to this option. The remaining shares will vest in two equal installments on March 26, 2019 and March 26, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.
Christopher Winters, Attorney-in-Fact
2018-08-08