0001493152-17-002204.txt : 20170307
0001493152-17-002204.hdr.sgml : 20170307
20170307164942
ACCESSION NUMBER: 0001493152-17-002204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170120
FILED AS OF DATE: 20170307
DATE AS OF CHANGE: 20170307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CEMTREX INC
CENTRAL INDEX KEY: 0001435064
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 19 ENGINEERS LANE
CITY: FARMINDALE
STATE: NY
ZIP: 11735
BUSINESS PHONE: 631 756 9116
MAIL ADDRESS:
STREET 1: 19 ENGINEERS LANE
CITY: FARMINDALE
STATE: NY
ZIP: 11735
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Shamik
CENTRAL INDEX KEY: 0001699946
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37464
FILM NUMBER: 17672598
MAIL ADDRESS:
STREET 1: 19 ENGINEERS LANE
CITY: FARMINGDALE
STATE: NY
ZIP: 11735
4
1
form4.xml
X0306
4
2017-01-20
0
0001435064
CEMTREX INC
CETX
0001699946
Shah Shamik
19 ENGINEERS LANE
FARMINGDALE
NY
11735
1
0
0
0
Common Stock
5417
D
Series 1 Preferred Stock
2017-01-20
4
P
0
2709
A
2709
D
Series 1 Warrants
6.31
2017-01-20
4
P
0
5418
A
2017-01-20
2022-01-20
Common Stock
5418
5418
D
The Series 1 Preferred Stock and Series 1 Warrants were purchased as part of a Unit under the Cemtrex, Inc. Rights Offering. Each Unit consisted of 1(one) share of Series 1 Preferred Stock and 2(two) Series 1 Warrants at a purchase price of $10 per Unit. The Series 1 Preferred Stock is not convertible into Common Stock. Both the Series 1 Preferred Stock and the Series 1 Warrants are listed on the NASDAQ Capital Market.
/s/ Shamik Shah
2017-03-07