0001493152-17-002204.txt : 20170307 0001493152-17-002204.hdr.sgml : 20170307 20170307164942 ACCESSION NUMBER: 0001493152-17-002204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170120 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CEMTREX INC CENTRAL INDEX KEY: 0001435064 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 19 ENGINEERS LANE CITY: FARMINDALE STATE: NY ZIP: 11735 BUSINESS PHONE: 631 756 9116 MAIL ADDRESS: STREET 1: 19 ENGINEERS LANE CITY: FARMINDALE STATE: NY ZIP: 11735 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Shamik CENTRAL INDEX KEY: 0001699946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37464 FILM NUMBER: 17672598 MAIL ADDRESS: STREET 1: 19 ENGINEERS LANE CITY: FARMINGDALE STATE: NY ZIP: 11735 4 1 form4.xml X0306 4 2017-01-20 0 0001435064 CEMTREX INC CETX 0001699946 Shah Shamik 19 ENGINEERS LANE FARMINGDALE NY 11735 1 0 0 0 Common Stock 5417 D Series 1 Preferred Stock 2017-01-20 4 P 0 2709 A 2709 D Series 1 Warrants 6.31 2017-01-20 4 P 0 5418 A 2017-01-20 2022-01-20 Common Stock 5418 5418 D The Series 1 Preferred Stock and Series 1 Warrants were purchased as part of a Unit under the Cemtrex, Inc. Rights Offering. Each Unit consisted of 1(one) share of Series 1 Preferred Stock and 2(two) Series 1 Warrants at a purchase price of $10 per Unit. The Series 1 Preferred Stock is not convertible into Common Stock. Both the Series 1 Preferred Stock and the Series 1 Warrants are listed on the NASDAQ Capital Market. /s/ Shamik Shah 2017-03-07