8-K 1 ffis_8k.htm CURRENT REPORT ffis_8k.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

Form 8-K
Current Report

 
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
June 24, 2013
Date of Report (Date of earliest event reported)
 
1st Financial Services Corporation
(Exact Name of Registrant as Specified in Charter)
 
North Carolina
000-53264
26-0207901
State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
 
Identification No.)
 
101 Jack Street, Hendersonville, North Carolina
28792
(Address of Principal Executive Offices)
(Zip Code)
 
Registrant’s telephone number, including area code (828) 697-3100
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 
 
 
 
INDEX
 
      Page
Item 5.07   Submission of Matters to a Vote of Security Holders                                                                                                            3
       
Signatures      4
 

 
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Item 5.07 Submission of Matters to a Vote of Security Holders

On June 24, 2013, the Corporation held its Annual Meeting of Stockholders.  Of the 5,204,385 shares of common stock outstanding as of the record date for the meeting, 3,378,923 shares were present at the meeting in person or by proxy.  The results of the meeting are as follows:
 
1) Election of one director, for a term of three years:

 
Number of Shares
Nominee
 
Votes For
 
Votes Withheld
 
Broker Non-Votes
Van F. Phillips
 
1,931,625
 
229,237
 
1,218,061

The nominee for election as director received the greatest number of votes and was elected director.

Election of one director, for a term of two years:

 
Number of Shares
Nominee
 
Votes For
 
Votes Withheld
 
Broker Non-Votes
Michael G. Mayer
 
1,872,966
 
287,896
 
1,218,061

The nominee for election as director received the greatest number of votes and was elected director.
 
2) Proposal for advisory vote on executive compensation - To approve a non-binding, advisory resolution to approve the compensation of the Corporation’s named executive officers:
Number of Shares
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
1,725,142
 
399,995
 
35,725
 
1,218,061

The vote required to approve this proposal was the affirmative vote of a majority of the votes cast on the proposal.  Accordingly, this proposal was approved.

3) Proposal to ratify the appointment of independent accountants - To ratify the appointment of Elliott Davis PLLC as the Corporation’s independent accountants for the fiscal year ending December 31, 2013:

Number of Shares
Votes For
 
Votes Against
 
Abstentions
 
Broker Non-Votes
3,282,734
 
75,861
 
20,328
 
0

The vote required to approve this proposal was the affirmative vote of a majority of the votes cast on the proposal.  Accordingly, this proposal was approved.
 
 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
1ST FINANCIAL SERVICES CORPORATION
 
       
Dated:  June 25, 2013
By:
/s/ Holly L. Schreiber   
   
Holly L. Schreiber
 
   
Executive Vice President &
 
    Chief Financial Officer  
 
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