0001434728-24-000014.txt : 20240103 0001434728-24-000014.hdr.sgml : 20240103 20240103175132 ACCESSION NUMBER: 0001434728-24-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lenderking John Carroll CENTRAL INDEX KEY: 0001802075 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 24508559 MAIL ADDRESS: STREET 1: C/O GLOBAL WATER RESOURCES, INC. STREET 2: 21410 N 19TH AVENUE, SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 900632193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wk-form4_1704322252.xml FORM 4 X0508 4 2023-12-29 0 0001434728 Global Water Resources, Inc. GWRS 0001802075 Lenderking John Carroll C/O GLOBAL WATER RESOURCES, INC. 21410 N. 19TH AVENUE, SUITE 205 PHOENIX AZ 85027 0 1 0 0 SVP, Water Resources 0 Common Stock 2023-12-29 4 M 0 298 0 A 9702 D Common Stock 2023-12-29 4 D 0 298 13.12 D 9404 D Restricted Stock Units 2023-12-29 4 A 0 3 0 A Common Stock 3 1500 D Restricted Stock Units 2023-12-29 4 M 0 298 0 D Common Stock 298 1202 D Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The exercise price was determined by taking the weighted average closing share price of the Company's common stock of the five day period prior to December 29, 2023. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. The RSUs are exercisable at time of vesting and do not have a set expiration date. /s/ Suzette Prante, attorney-in-fact 2024-01-03