0001434728-21-000273.txt : 20210817 0001434728-21-000273.hdr.sgml : 20210817 20210817175603 ACCESSION NUMBER: 0001434728-21-000273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210813 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lenderking John Carroll CENTRAL INDEX KEY: 0001802075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 211184360 MAIL ADDRESS: STREET 1: C/O GLOBAL WATER RESOURCES, INC. STREET 2: 21410 N. 19TH AVE, SUITE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_162923734561679.xml FORM 4 X0306 4 2021-08-13 0 0001434728 Global Water Resources, Inc. GWRS 0001802075 Lenderking John Carroll C/O GLOBAL WATER RESOURCES, INC. 21410 N. 19TH AVENUE, SUITE 220 PHOENIX AZ 85027 0 1 0 0 SVP, Water Resources Common Stock 2021-08-13 4 M 0 16500 8.99 A 30000 D Common Stock 2021-08-13 4 D 0 16500 20.43 D 13500 D Stock Appreciation Right 8.99 2021-08-13 4 M 0 16500 0 D 2027-08-10 Common Stock 16500.0 8250 D Shares represent restricted stock previously awarded of which 33% of the restricted stock will vest on May 8, 2022, 33% will vest on May 8, 2023, and 34% will vest on May 8, 2024. The reporting person was originally granted 33,000 shares of stock appreciation rights on March 12, 2018. The stock appreciation rights vest over four years, 25% per year. /s/ Joanne Ellsworth, attorney-in-fact 2021-08-17