8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 6, 2021

GLOBAL WATER RESOURCES, INC.

(Exact name of registrant as specified in its charter)

Delaware		001-37756	90-0632193
(State or other jurisdiction of incorporation or organization)		(Commission File Number)	(IRS Employer Identification No.)
21410 N. 19th Avenue #220
Phoenix,	Arizona		85027
(Address of principal executive offices)			(Zip Code)

Registrant’s telephone number, including area code: (480) 360-7775

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act.

Title of each class	Trading Symbol	Name of each exchange on which registered
Common Stock, par value $0.01 per share	GWRS	The NASDAQ Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07    Submission of Matters to a Vote of Security Holders.

On May 6, 2021, Global Water Resources, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “2021 Annual Meeting”). At the 2021 Annual Meeting, the Company’s stockholders (i) elected seven directors, each to hold office for a term to expire at the 2022 Annual Meeting of Stockholders, with each director to hold office until his or her successor is duly elected or until his or her earlier resignation or removal and (ii) ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Each of these proposals is described in more detail in the Company’s proxy statement filed with the Securities and Exchange Commission on March 29, 2021.

The matters voted upon at the 2021 Annual Meeting and the results of the votes are as follows:

Proposal One: Election of Directors.

	Votes For	Votes Withheld	Broker Non-Votes
Ron L. Fleming	18,292,901	114,499	790,107
Richard M. Alexander	15,020,223	3,387,177	790,107
Debra G. Coy	15,719,846	2,687,554	790,107
Brett Huckelbridge	18,210,361	197,039	790,107
David Rousseau	18,300,515	106,885	790,107
Jonathan L. Levine	18,291,189	116,211	790,107
Andrew M. Cohen	18,275,545	131,855	790,107

Proposal Two: Ratification of Independent Registered Public Accounting Firm.

Votes For	Votes Against	Abstentions	Broker Non-Votes
19,166,090	3,611	27,806	0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	GLOBAL WATER RESOURCES, INC.
Date: May 6, 2021	/s/ Michael J. Liebman
	Michael J. Liebman
	Chief Financial Officer

XML

Cover	May 06, 2021	Feb. 03, 2021
Document Information [Line Items]
Document Type	8-K
Document Period End Date	May 06, 2021
Entity Registrant Name	GLOBAL WATER RESOURCES, INC.
Entity Incorporation, State or Country Code		DE
Entity File Number		001-37756
Entity Tax Identification Number		90-0632193
Entity Address, Address Line One		21410 N. 19th Avenue #220
Entity Address, Postal Zip Code		85027
Entity Address, City or Town		Phoenix,
Entity Address, State or Province		AZ
City Area Code	480
Local Phone Number	360-7775
Title of 12(b) Security		Common Stock, par value $0.01 per share
Trading Symbol		GWRS
Security Exchange Name		NASDAQ
Written Communications		false
Soliciting Material		false
Pre-commencement Tender Offer		false
Pre-commencement Issuer Tender Offer		false
Entity Emerging Growth Company	true
Amendment Flag		false
Entity Central Index Key		0001434728
Entity Ex Transition Period	false