0001434728-20-000370.txt : 20201201 0001434728-20-000370.hdr.sgml : 20201201 20201201183457 ACCESSION NUMBER: 0001434728-20-000370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleming Ronnie L CENTRAL INDEX KEY: 0001673005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37756 FILM NUMBER: 201361949 MAIL ADDRESS: STREET 1: 21410 N 19TH AVENUE #220 CITY: PHOENIX STATE: AZ ZIP: 85027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Global Water Resources, Inc. CENTRAL INDEX KEY: 0001434728 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 900632193 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 480-999-3461 MAIL ADDRESS: STREET 1: 21410 N. 19TH AVENUE STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85027 4 1 wf-form4_160686568421869.xml FORM 4 X0306 4 2020-11-30 0 0001434728 Global Water Resources, Inc. GWRS 0001673005 Fleming Ronnie L C/O GLOBAL WATER RESOURCES, INC. 21410 N 19TH AVENUE #220 PHOENIX AZ 85027 1 1 0 0 President and CEO Phantom Stock Unit 2020-11-30 4 A 0 33 0 A Common Stock 33.0 17441 D Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The PSUs are exercisable at time of vesting and do not have a set expiration date. The total includes prior grants of PSUs that have different vesting and expiration dates, as previously reported by the reporting person. /s/ Heather Krupa, attorney-in-fact 2020-12-01