0001179110-12-010516.txt : 20120619 0001179110-12-010516.hdr.sgml : 20120619 20120619092412 ACCESSION NUMBER: 0001179110-12-010516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120614 FILED AS OF DATE: 20120619 DATE AS OF CHANGE: 20120619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norris David G CENTRAL INDEX KEY: 0001441015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34063 FILM NUMBER: 12913869 MAIL ADDRESS: STREET 1: C/O TREE.COM, INC. STREET 2: 11115 RUSHMORE DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tree.com, Inc. CENTRAL INDEX KEY: 0001434621 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 262414818 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11115 RUSHMORE DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28277 BUSINESS PHONE: 704-943-8942 MAIL ADDRESS: STREET 1: 11115 RUSHMORE DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28277 4 1 edgar.xml FORM 4 - X0305 4 2012-06-14 0 0001434621 Tree.com, Inc. TREE 0001441015 Norris David G 11115 RUSHMORE DR. CHARLOTTE NC 28277 0 0 0 1 Former Officer Common Stock 2012-06-14 4 M 0 8544 7.46 A 8544 D Common Stock 2012-06-14 4 S 0 8544 9.03 D 0 D Common Stock 2012-06-15 4 M 0 1507 7.46 A 1507 D Common Stock 2012-06-15 4 S 0 1456 9.03 D 51 D Common Stock 2012-06-15 4 S 0 51 9.07 D 0 D Options to Purchase Common Stock 7.46 2012-06-14 4 M 0 8544 0 D 2018-08-21 Common Stock 8544 16591 D Options to Purchase Common Stock 7.46 2012-06-15 4 M 0 1507 0 D 2018-08-21 Common Stock 1507 15084 D These options vested in four equal annual installments beginning on January 31, 2009 in accordance with the terms of the original award agreement. /s/ Katharine F. Pierce as Attorney-in-Fact for David G. Norris 2012-06-19