0001144204-14-064846.txt : 20141104 0001144204-14-064846.hdr.sgml : 20141104 20141104113451 ACCESSION NUMBER: 0001144204-14-064846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141101 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neurotrope, Inc. CENTRAL INDEX KEY: 0001513856 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 463522381 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10732 HAWK?S VISTA STREET CITY: PLANTATION STATE: FL ZIP: 33324 BUSINESS PHONE: (945) 632-6630 MAIL ADDRESS: STREET 1: 10732 HAWK?S VISTA STREET CITY: PLANTATION STATE: FL ZIP: 33324 FORMER COMPANY: FORMER CONFORMED NAME: BlueFlash Communications, Inc. DATE OF NAME CHANGE: 20110223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wasiewski Warren W CENTRAL INDEX KEY: 0001434390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55275 FILM NUMBER: 141191973 MAIL ADDRESS: STREET 1: C/O NEUROBIOLOGICAL TECHNOLOGIES, INC. STREET 2: 2000 POWELL STREET, SUITE 800 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 v393143_4.xml OWNERSHIP DOCUMENT X0306 4 2014-11-01 0 0001513856 Neurotrope, Inc. NTRP 0001434390 Wasiewski Warren W 50 PARK PLACE SUITE 1401 NEWARK NJ 07102 0 0 0 1 See Remarks Options (right to buy) 0.71 2014-11-01 4 A 0 250000 0 A 2024-11-01 Common Stock 250000 250000 D 50,000 options will vest on each of the first five anniversaries of the grant date, and as such, 50,000 options will vest on each of November 1, 2015, November 1, 2016, November 1, 2017, November 1, 2018 and November 1, 2019 (assuming continued service through such date). Vesting may be subject to acceleration in the event of a change in control. Executive Vice President, Development and Chief Medical Officer, of issuer's wholly-owned subsidiary /s/ Warren Wasiewski 2014-11-03