0001144204-14-064846.txt : 20141104
0001144204-14-064846.hdr.sgml : 20141104
20141104113451
ACCESSION NUMBER: 0001144204-14-064846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141101
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neurotrope, Inc.
CENTRAL INDEX KEY: 0001513856
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 463522381
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10732 HAWK?S VISTA STREET
CITY: PLANTATION
STATE: FL
ZIP: 33324
BUSINESS PHONE: (945) 632-6630
MAIL ADDRESS:
STREET 1: 10732 HAWK?S VISTA STREET
CITY: PLANTATION
STATE: FL
ZIP: 33324
FORMER COMPANY:
FORMER CONFORMED NAME: BlueFlash Communications, Inc.
DATE OF NAME CHANGE: 20110223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wasiewski Warren W
CENTRAL INDEX KEY: 0001434390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55275
FILM NUMBER: 141191973
MAIL ADDRESS:
STREET 1: C/O NEUROBIOLOGICAL TECHNOLOGIES, INC.
STREET 2: 2000 POWELL STREET, SUITE 800
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
v393143_4.xml
OWNERSHIP DOCUMENT
X0306
4
2014-11-01
0
0001513856
Neurotrope, Inc.
NTRP
0001434390
Wasiewski Warren W
50 PARK PLACE
SUITE 1401
NEWARK
NJ
07102
0
0
0
1
See Remarks
Options (right to buy)
0.71
2014-11-01
4
A
0
250000
0
A
2024-11-01
Common Stock
250000
250000
D
50,000 options will vest on each of the first five anniversaries of the grant date, and as such, 50,000 options will vest on each of November 1, 2015, November 1, 2016, November 1, 2017, November 1, 2018 and November 1, 2019 (assuming continued service through such date). Vesting may be subject to acceleration in the event of a change in control.
Executive Vice President, Development and Chief Medical Officer, of issuer's wholly-owned subsidiary
/s/ Warren Wasiewski
2014-11-03