0001209191-21-033725.txt : 20210518 0001209191-21-033725.hdr.sgml : 20210518 20210518185246 ACCESSION NUMBER: 0001209191-21-033725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210516 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chan M.P. Eric CENTRAL INDEX KEY: 0001717376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 21937788 MAIL ADDRESS: STREET 1: C/O CASTLIGHT HEALTH, INC. STREET 2: 150 SPEAR ST., SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC. CENTRAL INDEX KEY: 0001433714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261989091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-671-4683 MAIL ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC. DATE OF NAME CHANGE: 20090831 FORMER COMPANY: FORMER CONFORMED NAME: MARIA HEALTH INC DATE OF NAME CHANGE: 20080429 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-16 0 0001433714 CASTLIGHT HEALTH, INC. CSLT 0001717376 Chan M.P. Eric C/O CASTLIGHT HEALTH, INC. 150 SPEAR STREET, SUITE 400 SAN FRANCISCO CA 94105 0 1 0 0 Chief Accounting Officer Class B Common Stock 2021-05-16 4 M 0 4688 0.00 A 89164 D Class B Common Stock 2021-05-16 4 M 0 1563 0.00 A 90727 D Class B Common Stock 2021-05-16 4 M 0 1875 0.00 A 92602 D Class B Common Stock 2021-05-16 4 M 0 6250 0.00 A 98852 D Class B Common Stock 2021-05-16 4 M 0 4958 0.00 A 103810 D Class B Common Stock 2021-05-16 4 M 0 6250 0.00 A 110060 D Class B Common Stock 2021-05-17 4 S 0 9885 1.6129 D 100175 D Restricted Stock Units (RSU) 2021-05-16 4 M 0 4688 0.00 D Class B Common Stock 4688 9375 D Restricted Stock Units (RSU) 2021-05-16 4 M 0 1563 0.00 D Class B Common Stock 1563 4681 D Restricted Stock Units (RSU) 2021-05-16 4 M 0 1875 0.00 D Class B Common Stock 1875 13125 D Restricted Stock Units (RSU) 2021-05-16 4 M 0 6250 0.00 D Class B Common Stock 6250 68750 D Restricted Stock Units (RSU) 2021-05-16 4 M 0 4958 0.00 D Class B Common Stock 4958 0 D Restricted Stock Units (RSU) 2021-05-16 4 M 0 6250 0.00 D Class B Common Stock 6250 93750 D Represents the aggregate number of shares sold by the Reporting Person to cover taxes and fees due upon the release and settlement of the RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Represents the weighted average sales price per share. The shares sold at prices ranging from $1.54 to $1.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Each RSU represents a contingent right to receive one (1) share of the Class B Common Stock upon settlement for no consideration. 1/4th of the RSUs vested on November 16, 2018, and the remainder will vest 1/16th quarterly over three years in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2018, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2019, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2020, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. 1/4th of the RSUs will vest on each of August 16, 2020, November 16, 2020, February 16, 2021 and May 16, 2021, subject to the continuing service of the Reporting Person on each vesting date. 1/16th of the RSUs vested on May 16, 2021, and the remainder will vest 1/16th quarterly in equal installments, subject to the continuing service of the Reporting Person on each vesting date. /s/ Mary Ahern, as attorney-in-fact 2021-05-18