0001140361-17-021261.txt : 20170517 0001140361-17-021261.hdr.sgml : 20170517 20170517204956 ACCESSION NUMBER: 0001140361-17-021261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLIGHT HEALTH, INC. CENTRAL INDEX KEY: 0001433714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 261989091 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-671-4683 MAIL ADDRESS: STREET 1: 150 SPEAR STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: VENTANA HEALTH SERVICES, INC. DATE OF NAME CHANGE: 20090831 FORMER COMPANY: FORMER CONFORMED NAME: MARIA HEALTH INC DATE OF NAME CHANGE: 20080429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nolan Mangini Siobhan CENTRAL INDEX KEY: 0001679464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36330 FILM NUMBER: 17853314 MAIL ADDRESS: STREET 1: C/O CASTLIGHT HEALTH, INC. STREET 2: 150 SPEAR ST., SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc1.xml FORM 4 X0306 4 2017-05-15 0 0001433714 CASTLIGHT HEALTH, INC. CSLT 0001679464 Nolan Mangini Siobhan C/O CASTLIGHT HEALTH, INC. 150 SPEAR ST., SUITE 400 SAN FRANCISCO CA 94105 0 1 0 0 CFO & Treasurer Class B Common Stock 2017-05-15 4 M 0 625 0 A 33774 D Class B Common Stock 2017-05-15 4 M 0 1875 0 A 35649 D Class B Common Stock 2017-05-16 4 S 0 1009 3.9651 D 34640 D Class B Common Stock 2017-05-16 4 M 0 2500 0 A 37140 D Class B Common Stock 2017-05-16 4 M 0 1875 0 A 39015 D Class B Common Stock 2017-05-17 4 S 0 1756 3.6558 D 37259 D Restricted Stock Units 0 2017-05-15 4 M 0 625 0 D Class B common stock 625 4375 D Restricted Stock Units 0 2017-05-15 4 M 0 1875 0 D Class B Common Stock 1875 16875 D Restricted Stock Units 0 2017-05-16 4 M 0 2500 0 D Class B Common Stock 2500 25000 D Restricted Stock Units 0 2017-05-16 4 M 0 1875 0 D Class B Common Stock 1875 20625 D Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on May 15, 2015, the grant of which was previously reported by the Reporting Person on a Form 3. Release and settlement of RSUs granted to the Reporting Person on August 17, 2015, the grant of which was previously reported by the Reporting Person on a Form 3. Represents the aggregate number of shares sold by the Reporting Person on the same day at different prices. All of these shares were sold to cover taxes and fees due upon the release and settlement of the RSU's. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees. Represents the weighted average sales price per share. The shares sold at prices ranging from $3.85 to $4.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Release and settlement of RSUs granted to the Reporting Person on November 16, 2015, the grant of which was previously reported by the Reporting Person on a Form 3. Release and settlement of RSUs granted to the Reporting Person on February 26, 2016, the grant of which was previously reported by the Reporting Person on a Form 3. Represents the weighted average sales price per share. The shares sold at prices ranging from $3.4759 to $3.85 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer Each RSU represents a contingent right to receive 1 share of the Issuer's Class B common stock upon settlement for no consideration. 25% of the RSUs vested on February 15, 2016 and the remainder will vest quarterly over three years thereafter in equal installments. Shares of the Issuer's Class B common stock will be delivered to the Reporting Person following vesting, at which time shares will be sold by the Reporting Person to cover any tax withholding obligations. 25% of the RSUs will vest on August 15, 2016 and the remainder will vest quarterly over three years thereafter in equal installments. Shares of the Issuer's Class B common stock will be delivered to the Reporting Person following vesting, at which time shares will be sold by the Reporting Person to cover any tax withholding obligations. 25% of the RSUs vested on November 16, 2016 and the remainder vest quarterly over three years thereafter in equal installments. Shares of the Issuer's Class B common stock will be delivered to the Reporting Person following vesting, at which time shares will be sold by the Reporting Person to cover any tax withholding obligations. 25% of the RSUs vested on February 16, 2017 and the remainder will vest quarterly over three years thereafter in equal installments. Shares of the Issuer's Class B common stock will be delivered to the Reporting Person following vesting, at which time shares will be sold by the Reporting Person to cover any tax withholding obligations. /s/ Jennifer Chaloemtiarana, by power of attorney 2017-05-17