0001225208-18-011481.txt : 20180705
0001225208-18-011481.hdr.sgml : 20180705
20180705193906
ACCESSION NUMBER: 0001225208-18-011481
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180702
FILED AS OF DATE: 20180705
DATE AS OF CHANGE: 20180705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Speiser Michael L
CENTRAL INDEX KEY: 0001433644
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 18941578
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
4
1
doc4.xml
X0306
4
2018-07-02
0001474432
Pure Storage, Inc.
PSTG
0001433644
Speiser Michael L
755 PAGE MILL RD., SUITE A-200
PALO ALTO
CA
94304-1005
1
Class A Common Stock
2018-07-02
4
C
0
600000.0000
0
A
600000.0000
I
By Ltd Partnership (SHV As Nominee)
Class A Common Stock
2018-07-02
4
S
0
79853.0000
23.9603
D
520147.0000
I
By Ltd Partnership (SHV As Nominee)
Class A Common Stock
2018-07-02
4
S
0
120147.0000
23.7150
D
400000.0000
I
By Ltd Partnership (SHV As Nominee)
Class A Common Stock
2018-07-03
4
S
0
200000.0000
23.8512
D
200000.0000
I
By Ltd Partnership (SHV As Nominee)
Class A Common Stock
2018-07-05
4
S
0
200000.0000
23.7018
D
0.0000
I
By Ltd Partnership (SHV As Nominee)
Class A Common Stock
2018-07-02
4
C
0
600000.0000
0
A
640982.0000
I
By Trust (Trustees)
Class A Common Stock
2018-07-02
4
S
0
79853.0000
23.9603
D
561129.0000
I
By Trust (Trustees)
Class A Common Stock
2018-07-02
4
S
0
120147.0000
23.7150
D
440982.0000
I
By Trust (Trustees)
Class A Common Stock
2018-07-03
4
S
0
200000.0000
23.8512
D
240982.0000
I
By Trust (Trustees)
Class A Common Stock
2018-07-05
4
S
0
200000.0000
23.7018
D
40982.0000
I
By Trust (Trustees)
Class A Common Stock
25380.0000
D
Class B Common Stock
2018-07-02
4
C
0
600000.0000
D
Class A Common Stock
600000.0000
1722254.0000
I
By Ltd Partnership (SHV As Nominee)
Class B Common Stock
2018-07-02
4
C
0
600000.0000
D
Class A Common Stock
600000.0000
2338406.0000
I
By Trust (Trustees)
Class B Common Stock
Class A Common Stock
6000.0000
6000.0000
D
Class B Common Stock
Class A Common Stock
377173.0000
377173.0000
I
By Ltd Partnership (CHAT)
Class B Common Stock
Class A Common Stock
43800.0000
43800.0000
I
By Profit Sharing Plan Trust
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV") as a nominee on behalf of, and for the exclusive benefit of, a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 23, 2018 as amended on May 23, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.91 to $24.02, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.91 to $23.90, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.63 to $24.09, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.35 to $24.05, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 23, 2018.
The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
/s/ Robert Yin, by power of attorney
2018-07-05