0001433642-24-000055.txt : 20240318 0001433642-24-000055.hdr.sgml : 20240318 20240318171857 ACCESSION NUMBER: 0001433642-24-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240314 FILED AS OF DATE: 20240318 DATE AS OF CHANGE: 20240318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gavalis Lydia CENTRAL INDEX KEY: 0001698058 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38021 FILM NUMBER: 24760114 MAIL ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Lane INC CENTRAL INDEX KEY: 0001433642 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 262482738 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: (610) 934-2222 MAIL ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 4 1 wk-form4_1710796715.xml FORM 4 X0508 4 2024-03-14 0 0001433642 Hamilton Lane INC HLNE 0001698058 Gavalis Lydia C/O HAMILTON LANE INCORPORATED 110 WASHINGTON STREET, SUITE 1300 CONSHOHOCKEN PA 19428 0 1 0 0 General Counsel & Secretary 0 Class A Common Stock 2024-03-14 4 A 0 1620 0 A 33467 D Class A Common Stock 2024-03-14 4 F 0 627 107.80 D 32840 D Performance Stock Class A Common Stock 6522 6522 D Shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan. The shares vest in four equal annual installments. The reporting person's prior Form 4 overstated her holdings by one share. The correction is reflected in the total reported here. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock awards. Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029. /s/ Lauren Platko, attorney-in-fact 2024-03-18