0001433642-21-000135.txt : 20210917 0001433642-21-000135.hdr.sgml : 20210917 20210917161445 ACCESSION NUMBER: 0001433642-21-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210916 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graves Reynoldo Vann CENTRAL INDEX KEY: 0001851033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38021 FILM NUMBER: 211260584 MAIL ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Lane INC CENTRAL INDEX KEY: 0001433642 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 262482738 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: (610) 934-2222 MAIL ADDRESS: STREET 1: 110 WASHINGTON STREET STREET 2: SUITE 1300 CITY: CONSHOHOCKEN STATE: PA ZIP: 19428 4 1 wf-form4_163190966151866.xml FORM 4 X0306 4 2021-09-16 0 0001433642 Hamilton Lane INC HLNE 0001851033 Graves Reynoldo Vann C/O HAMILTON LANE INCORPORATED 110 WASHINGTON STREET, SUITE 1300 CONSHOHOCKEN PA 19428 1 0 0 0 Class A Common Stock 2021-09-16 4 A 0 511 A 511 D Class A Common Stock 5 I See footnote Class A Common Stock 5 I See footnotes Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan, as amended, in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. The reporting person is the custodian of the account holding Class A common stock of the Issuer on behalf of his younger child. The reporting person is the custodian of the account holding Class A common stock of the Issuer on behalf of his older child. /s/ Lauren Platko, attorney-in-fact 2021-09-17