0001433642-18-000111.txt : 20181101 0001433642-18-000111.hdr.sgml : 20181101 20181101140424 ACCESSION NUMBER: 0001433642-18-000111 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Lane INC CENTRAL INDEX KEY: 0001433642 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 262482738 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38021 FILM NUMBER: 181153157 BUSINESS ADDRESS: STREET 1: ONE PRESIDENTIAL BOULEVARD STREET 2: 4TH FLOOR CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: (610) 934-2222 MAIL ADDRESS: STREET 1: ONE PRESIDENTIAL BOULEVARD STREET 2: 4TH FLOOR CITY: BALA CYNWYD STATE: PA ZIP: 19004 8-K 1 november120188-k.htm 8-K Document


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 1, 2018
Hamilton Lane Incorporated
(Exact Name of Registrant as specified in its charter)
Delaware
 
001-38021
 
26-2482738
(State or other jurisdiction of incorporation)
 
(Commission File No.)
 
(IRS Employer Identification No.)
One Presidential Blvd., 4th Floor Bala Cynwyd, PA
 
 
 
19004
(Address of principal executive offices)
 
 
 
(Zip Code)
Registrant’s telephone number, including area code: (610) 934-2222
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2 (b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    x





Item 7.01.
Regulation FD Disclosure.

Hamilton Lane Incorporated (the “Company”) is aware that Abraaj Investment Management Limited and Abraaj Holdings (together, “Abraaj”) are currently in provisional liquidation proceedings in the Cayman Islands, that joint provisional liquidators (“JPLs”) have been appointed by the Cayman Islands court to administer these entities, and that mismanagement and/or other wrongdoing is alleged to have occurred at these entities prior to their entry into liquidation proceedings. Of the Company’s more than $471 billion in client assets under management or advisement as of June 30, 2018, less than 0.1% is invested in Abraaj-managed funds. Approximately $500,000 of the Company’s total investments of $141 million as of June 30, 2018 are invested in Abraaj-managed funds. In light of the situation at Abraaj, the Company is working with the JPLs, other investors in Abraaj-managed funds and advisors to such investors to investigate these matters. The Company is also working with the JPLs regarding one or more potential transactions relating to the management of the investments in Abraaj-managed funds.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
HAMILTON LANE INCORPORATED
 
 
Date: November 1, 2018
 
 
 
 
By:
/s/ Lydia A. Gavalis
 
 
Name:
Lydia A. Gavalis
 
 
Title:
General Counsel and Secretary