0001433195-23-000118.txt : 20230915
0001433195-23-000118.hdr.sgml : 20230915
20230915114938
ACCESSION NUMBER: 0001433195-23-000118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230913
FILED AS OF DATE: 20230915
DATE AS OF CHANGE: 20230915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schauser Klaus
CENTRAL INDEX KEY: 0001643445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 231257254
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 260359894
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 70 CASTILIAN DRIVE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646047
MAIL ADDRESS:
STREET 1: 70 CASTILIAN DRIVE
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
4
1
wk-form4_1694792969.xml
FORM 4
X0508
4
2023-09-13
0
0001433195
APPFOLIO INC
APPF
0001643445
Schauser Klaus
70 CASTILIAN DRIVE
SANTA BARBARA
CA
93117
0
0
1
0
0
Class A Common Stock
2023-09-13
4
C
0
500000
0
A
500000
I
By 1206 Family Trust
Class B Common Stock
0
2023-09-13
4
C
0
500000
0
D
Class A Common Stock
500000
3374585
I
By 1206 Family Trust
Shares are held by 1206 Family Trust dated December 13, 2002, of which Mr. Schauser and his spouse serve as co-trustees.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for any transfers by (i) a partnership or limited liability company that was a registered holder of shares of Class B Common Stock at the effective time of the Issuer's IPO to any partner or member of any such partnership or limited liability company at the effective time, and (ii) a transfer to a "qualified recipient," as defined in the Issuer's amended and restated certificate of incorporation. The shares of Class B Common Stock have no expiration date.
All outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share for one share basis, on the date when the number of the Issuer's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
/s/ Matthew Mazza as Attorney-in-Fact for Klaus Schauser
2023-09-14