0001432539-20-000006.txt : 20200811 0001432539-20-000006.hdr.sgml : 20200811 20200811095450 ACCESSION NUMBER: 0001432539-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200811 DATE AS OF CHANGE: 20200811 EFFECTIVENESS DATE: 20200811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Financial Services, Inc, CENTRAL INDEX KEY: 0001432539 IRS NUMBER: 161334685 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13318 FILM NUMBER: 201091357 BUSINESS ADDRESS: STREET 1: 114 BUSINESS PARK DRIVE CITY: UTICA STATE: NY ZIP: 13502 BUSINESS PHONE: 3157241776 MAIL ADDRESS: STREET 1: 114 BUSINESS PARK DRIVE CITY: UTICA STATE: NY ZIP: 13502 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Investment Advisors, Inc DATE OF NAME CHANGE: 20080416 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001432539 XXXXXXXX 06-30-2020 06-30-2020 Strategic Financial Services, Inc,

114 BUSINESS PARK DRIVE UTICA NY 13502

13F HOLDINGS REPORT 028-13318 N Kasey Williams 3157241776 Kasey Williams Utica NY 08-11-2020 0 126 911885 false INFORMATION TABLE 2 20200630_13F.xml PFIZER INC COM 717081103 2288 69977 SH SOLE 0 66327 0 3650 SPDR SER TR BLOMBERG BRC INV 78468R200 1619 53114 SH SOLE 0 52814 0 300 DEERE & CO COM 244199105 1056 6722 SH SOLE 0 6307 0 415 BECTON DICKINSON & CO COM 075887109 318 1330 SH SOLE 0 1330 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 456 11744 SH SOLE 0 11744 0 0 DISNEY WALT CO COM DISNEY 254687106 3030 27173 SH SOLE 0 26033 0 1140 GENERAL ELECTRIC CO COM 369604103 365 53421 SH SOLE 0 53421 0 0 ISHARES TR EXPND TEC SC ETF 464287549 20070 71900 SH SOLE 0 71900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 1000 SH Put SOLE 0 1000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 281 950 SH SOLE 0 950 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 434 1407 SH SOLE 0 1407 0 0 ABBOTT LABS COM 002824100 383 4192 SH SOLE 0 4192 0 0 ISHARES TR TIPS BD ETF 464287176 17391 141394 SH SOLE 0 141294 0 100 PEPSICO INC COM 713448108 3592 27162 SH SOLE 0 25927 0 1235 AMERICAN EXPRESS CO COM 025816109 267 2805 SH SOLE 0 2805 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 89 140000 SH SOLE 0 140000 0 0 IPG PHOTONICS CORP COM 44980X109 273 1700 SH SOLE 0 1700 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2890 50854 SH SOLE 0 48004 0 2850 COSTCO WHSL CORP NEW COM 22160K105 2169 7154 SH SOLE 0 6824 0 330 NEXTERA ENERGY INC COM 65339F101 4216 17554 SH SOLE 0 16524 0 1030 CVS HEALTH CORP COM 126650100 2023 31132 SH SOLE 0 29222 0 1910 SPDR S&P 500 ETF TR TR UNIT 78462F103 4 1000 SH Put SOLE 0 1000 0 0 UNION PAC CORP COM 907818108 2774 16408 SH SOLE 0 15598 0 810 TRAVELERS COMPANIES INC COM 89417E109 1493 13088 SH SOLE 0 12228 0 860 PRUDENTIAL FINL INC COM 744320102 1087 17853 SH SOLE 0 16908 0 945 AT&T INC COM 00206R102 496 16414 SH SOLE 0 16414 0 0 APPLE INC COM 037833100 13619 37333 SH SOLE 0 35728 0 1605 AMAZON COM INC COM 023135106 1024 371 SH SOLE 0 371 0 0 QUALCOMM INC COM 747525103 3454 37870 SH SOLE 0 35880 0 1990 MERCK & CO. INC COM 58933Y105 3332 43090 SH SOLE 0 40365 0 2725 NBT BANCORP INC COM 628778102 475 15440 SH SOLE 0 15440 0 0 PHILIP MORRIS INTL INC COM 718172109 472 6733 SH SOLE 0 6733 0 0 ORACLE CORP COM 68389X105 3318 60030 SH SOLE 0 56800 0 3230 COLGATE PALMOLIVE CO COM 194162103 321 4380 SH SOLE 0 4380 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 521 6263 SH SOLE 0 6263 0 0 PROCTER AND GAMBLE CO COM 742718109 1024 8563 SH SOLE 0 8563 0 0 BOEING CO COM 097023105 267 1458 SH SOLE 0 1423 0 35 VANGUARD INDEX FDS GROWTH ETF 922908736 306 1516 SH SOLE 0 1516 0 0 WORLD GOLD TR SPDR GLD MINIS 98149E204 23571 1327175 SH SOLE 0 1327175 0 0 NIKE INC CL B 654106103 543 5538 SH SOLE 0 5538 0 0 COMMUNITY BK SYS INC COM 203607106 553 9704 SH SOLE 0 9704 0 0 ISHARES TR MULTIFACTOR USA 46434V282 132467 4263510 SH SOLE 0 4263510 0 0 ISHARES TR JPMORGAN USD EMG 464288281 6775 62035 SH SOLE 0 62035 0 0 ULTA BEAUTY INC COM 90384S303 2801 13769 SH SOLE 0 13055 0 714 COHERENT INC COM 192479103 383 2925 SH SOLE 0 2925 0 0 INTEL CORP COM 458140100 3476 58101 SH SOLE 0 54661 0 3440 US BANCORP DEL COM NEW 902973304 2483 67447 SH SOLE 0 63090 0 4357 ISHARES TR INTRM GOV CR ETF 464288612 70922 602462 SH SOLE 0 601937 0 525 COMCAST CORP NEW CL A 20030N101 289 7417 SH SOLE 0 7417 0 0 JPMORGAN CHASE & CO COM 46625H100 5402 57436 SH SOLE 0 54457 0 2979 CISCO SYS INC COM 17275R102 2722 58363 SH SOLE 0 55108 0 3255 BRISTOL-MYERS SQUIBB CO COM 110122108 374 6369 SH SOLE 0 6369 0 0 EXXON MOBIL CORP COM 30231G102 1689 37772 SH SOLE 0 37772 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 664 3717 SH SOLE 0 3717 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 374 7862 SH SOLE 0 7862 0 0 ABBVIE INC COM 00287Y109 525 5351 SH SOLE 0 5351 0 0 CHEVRON CORP NEW COM 166764100 2137 23949 SH SOLE 0 22429 0 1520 ISHARES INC CORE MSCI EMKT 46434G103 480 10085 SH SOLE 0 10085 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 738 15000 SH SOLE 0 15000 0 0 VISA INC COM CL A 92826C839 6031 31222 SH SOLE 0 29552 0 1670 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4659 39758 SH SOLE 0 39758 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 247 1238 SH SOLE 0 1238 0 0 NXP SEMICONDUCTORS N V COM N6596X109 3415 29950 SH SOLE 0 28471 0 1479 MONDELEZ INTL INC CL A 609207105 2852 55788 SH SOLE 0 53063 0 2725 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 577 5000 SH SOLE 0 5000 0 0 KLA CORP COM NEW 482480100 2937 15102 SH SOLE 0 14302 0 800 SPDR SER TR S&P BIOTECH 78464A870 15353 137146 SH SOLE 0 133611 0 3535 AUTOMATIC DATA PROCESSING IN COM 053015103 592 3974 SH SOLE 0 3974 0 0 TJX COS INC NEW COM 872540109 2274 44986 SH SOLE 0 42126 0 2860 FACEBOOK INC CL A 30303M102 5296 23323 SH SOLE 0 22237 0 1086 VANGUARD INDEX FDS SMALL CP ETF 922908751 335 2302 SH SOLE 0 2302 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1426 9111 SH SOLE 0 9111 0 0 ALTRIA GROUP INC COM 02209S103 249 6336 SH SOLE 0 6336 0 0 HOME DEPOT INC COM 437076102 339 1355 SH SOLE 0 1355 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 601 6000 SH SOLE 0 6000 0 0 PUBLIC STORAGE COM 74460D109 354 1845 SH SOLE 0 1845 0 0 MCKESSON CORP COM 58155Q103 3053 19897 SH SOLE 0 18782 0 1115 SKYWORKS SOLUTIONS INC COM 83088M102 3979 31123 SH SOLE 0 29513 0 1610 COCA COLA CO COM 191216100 257 5743 SH SOLE 0 5743 0 0 VANGUARD WELLINGTON FD US MINIMUM 921935409 16416 207628 SH SOLE 0 207628 0 0 NOKIA CORP SPONSORED ADR 654902204 185 42003 SH SOLE 0 42003 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2938 53287 SH SOLE 0 50322 0 2965 UNITEDHEALTH GROUP INC COM 91324P102 4372 14822 SH SOLE 0 13997 0 825 DOLLAR TREE INC COM 256746108 3019 32572 SH SOLE 0 30827 0 1745 NOVOCURE LTD ORD SHS G6674U108 225 3790 SH SOLE 0 3790 0 0 TESLA INC COM 88160R101 540 500 SH SOLE 0 500 0 0 CSX CORP COM 126408103 537 7705 SH SOLE 0 7705 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1032 8547 SH SOLE 0 8547 0 0 VENTAS INC COM 92276F100 2096 57223 SH SOLE 0 53341 0 3882 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 56108 678783 SH SOLE 0 678033 0 750 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 18315 688787 SH SOLE 0 688787 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2514 40796 SH SOLE 0 38824 0 1972 ALLSTATE CORP COM 020002101 238 2457 SH SOLE 0 2457 0 0 CONMED CORP COM 207410101 365 5065 SH SOLE 0 5065 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 9916 127525 SH SOLE 0 127415 0 110 MICROSOFT CORP COM 594918104 6855 33685 SH SOLE 0 31935 0 1750 ISHARES TR RUS 1000 GRW ETF 464287614 7253 37787 SH SOLE 0 37787 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 479 3345 SH SOLE 0 3345 0 0 SPDR GOLD TR GOLD SHS 78463V107 12644 75544 SH SOLE 0 75544 0 0 ANTHEM INC COM 036752103 1939 7374 SH SOLE 0 6849 0 525 MCDONALDS CORP COM 580135101 344 1863 SH SOLE 0 1863 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 9395 88388 SH SOLE 0 88388 0 0 ISHARES INC MLT FCTR EMG MKT 46434G889 48778 1238326 SH SOLE 0 1224551 0 13775 ISHARES TR MIN VOL EAFE ETF 46429B689 1100 16652 SH SOLE 0 12652 0 4000 BOOKING HOLDINGS INC COM 09857L108 3707 2328 SH SOLE 0 2220 0 108 ALPHABET INC CAP STK CL A 02079K305 479 338 SH SOLE 0 338 0 0 PHILLIPS 66 COM 718546104 3204 44562 SH SOLE 0 41523 0 3039 ISHARES TR MULTIFACTOR INTL 46434V274 102636 4478013 SH SOLE 0 4444838 0 33175 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4352 87270 SH SOLE 0 87270 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1898 30520 SH SOLE 0 30520 0 0 ALPHABET INC CAP STK CL C 02079K107 5196 3676 SH SOLE 0 3481 0 195 HONEYWELL INTL INC COM 438516106 3222 22282 SH SOLE 0 20970 0 1312 CATERPILLAR INC DEL COM 149123101 1106 8742 SH SOLE 0 8337 0 405 VANGUARD WELLINGTON FD US MOMENTUM 921935508 16101 187332 SH SOLE 0 187332 0 0 MORGAN STANLEY COM NEW 617446448 315 6532 SH SOLE 0 6532 0 0 MEDTRONIC PLC SHS G5960L103 2494 27195 SH SOLE 0 25595 0 1600 IMMUCELL CORP COM PAR 452525306 141 30028 SH SOLE 0 30028 0 0 ISHARES TR MULTIFACTOR USA 46434V290 99881 2797011 SH SOLE 0 2769611 0 27400 BLACKROCK INC COM 09247X101 4129 7588 SH SOLE 0 7148 0 440 TOMPKINS FINANCIAL CORPORATI COM 890110109 343 5295 SH SOLE 0 5295 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 20123 371680 SH SOLE 0 371680 0 0 LAM RESEARCH CORP COM 512807108 3229 9984 SH SOLE 0 9454 0 530 M & T BK CORP COM 55261F104 3594 34568 SH SOLE 0 33094 0 1474 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 373 2261 SH SOLE 0 2261 0 0 JOHNSON & JOHNSON COM 478160104 3945 28053 SH SOLE 0 27318 0 735 PPG INDS INC COM 693506107 224 2109 SH SOLE 0 2109 0 0