Finance Manager

0001432529-22-000005.txt : 20221114 0001432529-22-000005.hdr.sgml : 20221114 20221114110225 ACCESSION NUMBER: 0001432529-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 221382054 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001432529 XXXXXXXX 09-30-2022 09-30-2022 Baker Avenue Asset Management, LP

301 BATTERY STREET 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-13834 N Andrew Thompson Finance Manager 4159861110 Andrew Thompson San Francisco CA 11-14-2022 0 338 1590254 false INFORMATION TABLE 2 13F.xml AMAZON.COM INC Stock 023135106 27376 242265 SH SOLE 95039 0 147225 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF ETF 46431W838 368 7415 SH SOLE 5735 0 1680 ULTA SALON COSMETICS & FRAGRANCE INC COM Stock 90384S303 652 1625 SH SOLE 269 0 1356 SIRIUS XM RADIO INC Stock 82968B103 115 20155 SH SOLE 0 0 20155 POWERSHARES QQQ TR ETF 46090E103 13381 50068 SH SOLE 26934 0 23134 POWERSHARES QQQ TR ETF 46090E103 19777 74000 SH Call SOLE 0 0 74000 POWERSHARES QQQ TR ETF 46090E103 9354 35000 SH Call SOLE 0 0 35000 POWERSHARES QQQ TR ETF 46090E103 9889 37000 SH Call SOLE 0 0 37000 POWERSHARES QQQ TR ETF 46090E103 9889 37000 SH Call SOLE 0 0 37000 POWERSHARES QQQ TR ETF 46090E103 9889 37000 SH Put SOLE 0 0 37000 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 2477 20851 SH SOLE 10714 0 10136 STARBUCKS CORP Stock 855244109 339 4028 SH SOLE 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SH SOLE 0 0 21516 ISHARES AGGREGATE BOND ETF ETF 464287226 80855 839271 SH SOLE 487864 0 351406 GLOBANT S A COM Stock L44385109 2492 13319 SH SOLE 0 0 13319 EATON CORP PLC SHS Stock G29183103 302 2267 SH SOLE 20 0 2247 POWERSHARES DB US DOLLAR BULLISH ETF ETF 46141D203 2452 81333 SH SOLE 24027 0 57306 ISHARES GLOBAL REIT ETF ETF 46434V647 282 13273 SH SOLE 0 0 13273 BLACKROCK ULTRA SHORT-TERM BOND ETF ETF 46434V878 5134 102668 SH SOLE 1996 0 100672 TRIMBLE NAV LTD Stock 896239100 2687 49512 SH SOLE 25389 0 24123 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 231 3660 SH SOLE 0 0 3660 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 862 10780 SH SOLE 230 0 10550 ISHARES CORE TOTAL USD BOND MARKET ETF ETF 46434V613 1884 42328 SH SOLE 20797 0 21531 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 752 4776 SH SOLE 876 0 3900 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 801 18468 SH SOLE 4729 0 13739 FIRST TRUST NASDAQ CLEAN EDGE GREEN ENERGY INDEX FUND ETF 33733E500 323 5672 SH SOLE 3153 0 2519 FIRST TRUST INTERNATIONAL EQUITY OPPORTUNITIES ETF ETF 33734X853 8681 243173 SH SOLE 151959 0 91214 ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF ETF 464288620 230 4787 SH SOLE 0 0 4787 VANGUARD SHORT TERM BOND ETF 921937827 7028 93939 SH SOLE 1373 0 92565 GARTNER INC CL A Stock 366651107 384 1387 SH SOLE 275 0 1112 LAM RESEARCH CORP Stock 512807108 7037 19227 SH SOLE 6031 0 13195 PARKER-HANNIFIN CORP COM Stock 701094104 17047 70351 SH SOLE 42946 0 27404 ISHARES GLOBAL INFRASTRUCTURE ETF ETF 464288372 2391 57170 SH SOLE 24166 0 33004 RYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 6992 30880 SH SOLE 15197 0 15682 SOHU.COM INC ADR 83410S108 748 46569 SH SOLE 0 0 46569 SYNOPSYS INC COM Stock 871607107 546 1786 SH SOLE 365 0 1421 SPDR HIGH YIELD BOND ETF ETF 78468R622 825 9386 SH SOLE 921 0 8465 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 258 1246 SH SOLE 305 0 941 SPDR S & P INTL DIVIDEND ETF 78463X772 261 9056 SH SOLE 0 0 9056 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 9376 118092 SH SOLE 58188 0 59903 CADENCE DESIGN SYSTEM INC COM Stock 127387108 681 4169 SH SOLE 717 0 3452 AGILENT TECH INC Stock 00846U101 7645 62893 SH SOLE 28674 0 34218 EXXON MOBIL CORP COM Stock 30231G102 7694 88125 SH SOLE 33009 0 55115 CYMABAY THERAPEUTICS INC COM Stock 23257D103 185 52800 SH SOLE 0 0 52800 UNITEDHEALTH GROUP Stock 91324P102 4195 8307 SH SOLE 2598 0 5708 LOWES COS INC COM Stock 548661107 3468 18467 SH SOLE 14214 0 4252 SOLAREDGE TECHNOLOGIES INC COM Stock 83417M104 4281 18497 SH SOLE 9195 0 9301 DEERE & CO COM Stock 244199105 9450 28304 SH SOLE 17521 0 10783 COLGATE PALMOLIVE CO COM Stock 194162103 401 5713 SH SOLE 74 0 5639 AMERICAN INTL GROUP INC COM NEW Stock 026874784 1724 36310 SH SOLE 5985 0 30324 SHOPIFY INC CL A Stock 82509L107 792 29404 SH SOLE 5866 0 23538 DEVON ENERGY CORP Stock 25179M103 4815 80070 SH SOLE 21402 0 58667 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 2335 35644 SH SOLE 6033 0 29611 APPFOLIO INC COM CL A Stock 03783C100 2715 25928 SH SOLE 12808 0 13120 PAYPAL HLDGS INC COM Stock 70450Y103 1006 11691 SH SOLE 7498 0 4193 CHARLES SCHWAB CORP Stock 808513105 13137 182789 SH SOLE 63595 0 119192 SUNRUN INC COM Stock 86771W105 649 23534 SH SOLE 0 0 23534 AUTOZONE INC NEV Stock 053332102 799 373 SH SOLE 55 0 317 ISHARES CORE S&P MID CAP ETF ETF 464287507 2201 10036 SH SOLE 1291 0 8745 ISHARES GLOBAL CLEAN ENERGY ETF ETF 464288224 633 33159 SH SOLE 4460 0 28699 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF ETF 46090F100 2508 154993 SH SOLE 57604 0 97388 VANGUARD TAX-EXEMPT BOND ETF ETF 922907746 996 20698 SH SOLE 16423 0 4275 APPLE INC Stock 037833100 53877 389851 SH SOLE 107157 0 282693 PENUMBRA INC COM Stock 70975L107 950 5008 SH SOLE 5002 0 6 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 354 4981 SH SOLE 0 0 4980 ISHARES CONVERTIBLE BOND ETF ETF 46435G102 6450 93619 SH SOLE 56169 0 37450 ABBOTT LABS COM Stock 002824100 2444 25260 SH SOLE 78 0 25182 DISNEY WALT CO COM Stock 254687106 5597 59331 SH SOLE 19620 0 39710 POWERSHARES GLOBAL PREFERRED ETF ETF 46138E511 2541 213850 SH SOLE 92236 0 121614 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 908 11510 SH SOLE 7777 0 3732 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 3498 17728 SH SOLE 8902 0 8826 MARSH & MCLENNAN COS INC COM Stock 571748102 13273 88908 SH SOLE 53103 0 35804 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 5206 38286 SH SOLE 15639 0 22645 DOMINOS PIZZA INC Stock 25754A201 963 3103 SH SOLE 3103 0 0