Chief Compliance Officer

0001398344-21-016316.txt : 20210816 0001398344-21-016316.hdr.sgml : 20210816 20210816160738 ACCESSION NUMBER: 0001398344-21-016316 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 211178099 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 06-30-2021 06-30-2021 false Baker Avenue Asset Management, LP

301 BATTERY STREET 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim Chief Compliance Officer 415-986-1110 /s/ Hannah Kim San Francisco CA 08-16-2021 0 240 1762216 INFORMATION TABLE 2 fp0067259_13fhr-table.xml 13F INFORMATION TABLE AMAZON.COM INC Stock 023135106 25981 7552 SH SOLE 7552 0 0 UNDER ARMOUR INC CL A Stock 904311107 1497 70827 SH SOLE 70827 0 0 SIRIUS XM RADIO INC Stock 82968B103 130 20000 SH SOLE 20000 0 0 POWERSHARES QQQ TR ETF 46090E103 1646 4646 SH SOLE 4646 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 2661 18025 SH SOLE 18025 0 0 STARBUCKS CORP Stock 855244109 289 2593 SH SOLE 2593 0 0 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 52942 1764149 SH SOLE 1764149 0 0 XPO LOGISTICS INC COM Stock 983793100 1604 11470 SH SOLE 11470 0 0 ISHARES GOLD TRUST ETF ETF 464285204 409 12148 SH SOLE 12148 0 0 VULCAN MATLS CO COM Stock 929160109 1514 8700 SH SOLE 8700 0 0 JOHNSON & JOHNSON COM Stock 478160104 886 5379 SH SOLE 5379 0 0 ABB LTD SPONSORED ADR ADR 000375204 15206 447381 SH SOLE 447381 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 50745 227742 SH SOLE 227742 0 0 COSTCO WHOLESALE CORP Stock 22160K105 2413 6100 SH SOLE 6100 0 0 HCA INC Stock 40412C101 2828 13682 SH SOLE 13682 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 409 7420 SH SOLE 7420 0 0 GOLDMAN SACHS GROUP INC Stock 38141G104 4053 10681 SH SOLE 10681 0 0 LAS VEGAS SANDS CORP Stock 517834107 7643 145073 SH SOLE 145073 0 0 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 1569 18947 SH SOLE 18947 0 0 GAP INC Stock 364760108 791 23510 SH SOLE 23510 0 0 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 260 4450 SH SOLE 4450 0 0 UNITED PARCEL SERVICE INC Stock 911312106 30790 148054 SH SOLE 148054 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1466 14411 SH SOLE 14411 0 0 ISHARES KLD SEL SOC FD ETF 464288802 1782 18661 SH SOLE 18661 0 0 CARNIVAL CORP Stock 143658300 1601 60767 SH SOLE 60767 0 0 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 372 6471 SH SOLE 6471 0 0 INTEL CORP COM Stock 458140100 1145 20405 SH SOLE 20405 0 0 NETFLIX COM INC Stock 64110L106 328 621 SH SOLE 621 0 0 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 252 3200 SH SOLE 3200 0 0 SPDR S&P 500 ETF ETF 78462F103 3156 7373 SH SOLE 7373 0 0 SPDR S&P 500 ETF ETF 78462F103 13911 32500 SH Put SOLE 32500 0 0 SPDR S&P 500 ETF ETF 78462F103 13911 32500 SH Put SOLE 32500 0 0 SPDR S&P 500 ETF ETF 78462F103 13911 32500 SH Put SOLE 32500 0 0 FIRST REPUBLIC BANK Stock 33616C100 21741 116159 SH SOLE 116159 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 3622 16202 SH SOLE 16202 0 0 MARKET VECTORS ETF TRUST S NETWORK GLOBAL GAMING ETF 92189F882 511 9620 SH SOLE 9620 0 0 CORNING INC COM Stock 219350105 10329 252562 SH SOLE 252562 0 0 NUVEEN NEW YORK QLT MUN INC FD COM CEF 67066X107 166 11024 SH SOLE 11024 0 0 MARVELL TECHNOLOGY GROUP LTD Stock 573874104 6029 103376 SH SOLE 103376 0 0 OKTA INC CL A Stock 679295105 982 4016 SH SOLE 4016 0 0 FORD MOTOR COMPANY Stock 345370860 1268 85383 SH SOLE 85383 0 0 HOME DEPOT Stock 437076102 23120 72503 SH SOLE 72503 0 0 CALIFORNIA BANCORP INC COM Stock 13005U101 836 44750 SH SOLE 44750 0 0 ISHARES ESG AWARE USD CORPORATE BOND ETF ETF 46435G193 415 14973 SH SOLE 14973 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 557 7201 SH SOLE 7201 0 0 ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETF ETF 46435G243 340 13065 SH SOLE 13065 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 999 7931 SH SOLE 7931 0 0 SPDR GOLD ETF ETF 78463V107 303 1835 SH SOLE 1835 0 0 SPDR GOLD ETF ETF 78463V107 3329 20100 SH Call SOLE 20100 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 22279 82068 SH SOLE 82068 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 245 2355 SH SOLE 2355 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF ETF 808524201 11672 112266 SH SOLE 112266 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 2984 58818 SH SOLE 58818 0 0 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 3460 30632 SH SOLE 30632 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 930 3347 SH SOLE 3347 0 0 ADOBE SYS INC Stock 00724F101 311 532 SH SOLE 532 0 0 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 15342 185499 SH SOLE 185499 0 0 GOOGLE INC Stock 02079K305 24237 9926 SH SOLE 9926 0 0 FISERV INC Stock 337738108 1723 16127 SH SOLE 16127 0 0 MICROSOFT Stock 594918104 33576 123943 SH SOLE 123943 0 0 DOCUSIGN INC COM Stock 256163106 4838 17307 SH SOLE 17307 0 0 SCHLUMBERGER LTD COM STK Stock 806857108 4503 140687 SH SOLE 140687 0 0 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 814 58023 SH SOLE 58023 0 0 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 1119 13824 SH SOLE 13824 0 0 JPMORGAN USD EMERGING MARKETS SOVEREIGN BOND ETF ETF 46641Q746 1023 20455 SH SOLE 20455 0 0 GARMIN LTD Stock H2906T109 286 1981 SH SOLE 1981 0 0 VANGUARD INTERMEDIATE-TERM GOVERNMENT BOND ETF ETF 92206C706 341 5043 SH SOLE 5043 0 0 PROSHARES ULTRA S&P 500 ETF 74347R107 470 3942 SH SOLE 3942 0 0 PROVENTION BIO INC COM Stock 74374N102 120 14250 SH SOLE 14250 0 0 BOEING CO COM Stock 097023105 7762 32403 SH SOLE 32403 0 0 VANGUARD SMALL CAP ETF ETF 922908751 70771 314149 SH SOLE 314149 0 0 VANGUARD LARGE CAP ETF 922908637 13857 69030 SH SOLE 69030 0 0 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 221 3602 SH SOLE 3602 0 0 JPMORGAN U.S. QUALITY FACTOR ETF ETF 46641Q761 22194 542648 SH SOLE 542648 0 0 TESLA MOTORS INC Stock 88160R101 1795 2642 SH SOLE 2642 0 0 ISHARES ESG AWARE U.S. AGGREGATE BOND ETF ETF 46435U549 931 16840 SH SOLE 16840 0 0 LINDE PLC SHS Stock G5494J103 2457 8500 SH SOLE 8500 0 0 HILTON WORLDWIDE HLDGS INC COM Stock 43300A203 15794 130947 SH SOLE 130947 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD ADR 465562106 1351 224828 SH SOLE 224828 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 2540 69250 SH SOLE 69250 0 0 PIMCO NEW YORK MUN FD II COM CEF 72200Y102 134 11183 SH SOLE 11183 0 0 PUBLIC STORAGE INC REIT 74460D109 284 945 SH SOLE 945 0 0 AMPHENOL CORP CL A Stock 032095101 4673 68310 SH SOLE 68310 0 0 HUNTSMAN CORP Stock 447011107 5750 216820 SH SOLE 216820 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 4361 21278 SH SOLE 21278 0 0 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 585 1512 SH SOLE 1512 0 0 VANGUARD S&P 500 ETF ETF 922908363 214 544 SH SOLE 544 0 0 VANGUARD TELECOMMUNICATIONS SERVICES ETF ETF 92204A884 277 1929 SH SOLE 1929 0 0 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1266 2579 SH SOLE 2579 0 0 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 37788 250701 SH SOLE 250701 0 0 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 8450 79486 SH SOLE 79486 0 0 THE REALREAL INC COM Stock 88339P101 3775 191064 SH SOLE 191064 0 0 Owl Rock Capital Corporation CEF 69121K104 226 15900 SH SOLE 15900 0 0 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 25291 235752 SH SOLE 235752 0 0 LILLY ELI & CO COM Stock 532457108 269 1176 SH SOLE 1176 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 20149 70041 SH SOLE 70041 0 0 YOUDAO INC SPONSORED ADS ADR 98741T104 1308 56681 SH SOLE 56681 0 0 HOLOGIC INC Stock 436440101 2190 32833 SH SOLE 32833 0 0 SPDR INDEX SHS FDS SPDR S&P EMERGING MKTS DIVIDEND ETF ETF 78463X533 828 27620 SH SOLE 27620 0 0 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 511 18804 SH SOLE 18804 0 0 VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 92206C771 317 5957 SH SOLE 5957 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 329 1438 SH SOLE 1438 0 0 VIVINT SMART HOME INC COM CL A Stock 928542109 952 72170 SH SOLE 72170 0 0 TRAVEL PLUS LEISURE CO COM Stock 894164102 4282 72042 SH SOLE 72042 0 0 FREEPORT MCMORAN COPPER Stock 35671D857 6668 179686 SH SOLE 179686 0 0 SYSCO CORP COM Stock 871829107 6787 87296 SH SOLE 87296 0 0 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 13323 262165 SH SOLE 262165 0 0 SONY GROUP CORPORATION SPONSORED ADR ADR 835699307 203 2094 SH SOLE 2094 0 0 BERKELEY LTS INC COM Stock 084310101 254 5678 SH SOLE 5678 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 303 2600 SH SOLE 2600 0 0 LI AUTO INC SPONSORED ADS ADR 50202M102 9394 268872 SH SOLE 268872 0 0 ERICSSON ADR B SEK 10 ADR 294821608 22940 1823532 SH SOLE 1823532 0 0 PALANTIR TECHNOLOGIES INC CL A Stock 69608A108 854 32415 SH SOLE 32415 0 0 SPIRIT AEROSYSTEMS HOLDINGS INC CL A Stock 848574109 424 9000 SH SOLE 9000 0 0 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 12482 241158 SH SOLE 241158 0 0 AIRBNB INC COM CL A Stock 009066101 3467 22643 SH SOLE 22643 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 2911 38502 SH SOLE 38502 0 0 APTIV PLC Stock G6095L109 2877 18288 SH SOLE 18288 0 0 NEUROONE MED TECHNOLOGIES CORP COM NEW Stock 64130M209 1189 179370 SH SOLE 179370 0 0 VISA INC Stock 92826C839 512 2190 SH SOLE 2190 0 0 SVB FINL GROUP Stock 78486Q101 15323 27539 SH SOLE 27539 0 0 ENPHASE ENERGY INC COM Stock 29355A107 3123 17009 SH SOLE 17009 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 482 2230 SH SOLE 2230 0 0 FACEBOOK INC CL A Stock 30303M102 3710 10670 SH SOLE 10670 0 0 SERVICE NOW INC Stock 81762P102 696 1267 SH SOLE 1267 0 0 PALO ALTO NETWORKS INC COM Stock 697435105 556 1500 SH SOLE 1500 0 0 RYDEX RUSSELL TOP 50 ETF ETF 46137V233 1394 4286 SH SOLE 4286 0 0 MONDELEZ INTL INC CL A Stock 609207105 207 3319 SH SOLE 3319 0 0 WORKDAY INC COM Stock 98138H101 5409 22660 SH SOLE 22660 0 0 TENET HEALTHCARE CORP COM NEW Stock 88033G407 6300 94048 SH SOLE 94048 0 0 JOHNSON CTLS INC Stock G51502105 11320 164952 SH SOLE 164952 0 0 MARTIN MARIETTA MATLS INC COM Stock 573284106 773 2200 SH SOLE 2200 0 0 PIONEER NATURAL RESOURCES CO Stock 723787107 523 3223 SH SOLE 3223 0 0 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 300 4106 SH SOLE 4106 0 0 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 7161 19835 SH SOLE 19835 0 0 NVIDIA CORP Stock 67066G104 7502 9376 SH SOLE 9376 0 0 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 839 15314 SH SOLE 15314 0 0 ABBVIE INC COM Stock 00287Y109 25207 223790 SH SOLE 223790 0 0 SPDR BIOTECH ETF ETF 78464A870 217 1606 SH SOLE 1606 0 0 WISDOMTREE INTL SMALLCAP DIVIDEND ETF 97717W760 835 11183 SH SOLE 11183 0 0 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 92548 1077527 SH SOLE 1077527 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 1280 20206 SH SOLE 20206 0 0 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 10423 203225 SH SOLE 203225 0 0 POWERSHARES FINANCIAL PREFERRED ETF ETF 46137V621 499 25920 SH SOLE 25920 0 0 VANECK VECTORS BDC INCOME ETF ETF 92189F411 837 48819 SH SOLE 48819 0 0 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 528 25640 SH SOLE 25640 0 0 CHURCH & DWIGHT INC Stock 171340102 201 2364 SH SOLE 2364 0 0 QUALCOMM INC Stock 747525103 533 3735 SH SOLE 3735 0 0 MCDONALDS CORP COM Stock 580135101 413 1788 SH SOLE 1788 0 0 CISCO SYS INC Stock 17275R102 337 6373 SH SOLE 6373 0 0 COACH INC Stock 876030107 686 15787 SH SOLE 15787 0 0 APA CORPORATION COM Stock 03743Q108 1844 85295 SH SOLE 85295 0 0 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND ETF 97717X669 468 7849 SH SOLE 7849 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 7665 46842 SH SOLE 46842 0 0 GENERAL ELECTRIC CO COM Stock 369604301 12078 897361 SH SOLE 897361 0 0 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 23485 176758 SH SOLE 176758 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 14598 165819 SH SOLE 165819 0 0 ISHARES GLBL INDSTRLS INDX FD ETF 464288729 989 8286 SH SOLE 8286 0 0 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 270 1560 SH SOLE 1560 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 16385 91772 SH SOLE 91772 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 1401 13682 SH SOLE 13682 0 0 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 910 10041 SH SOLE 10041 0 0 RINGCENTRAL INC Stock 76680R206 280 965 SH SOLE 965 0 0 ISHARES DJ US BASIC MATERIALS ETF 464287838 707 5428 SH SOLE 5428 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 41688 282366 SH SOLE 282366 0 0 ISHARES S&P 500 INDEX ETF 464287200 21022 48898 SH SOLE 48898 0 0 BUNGE LIMITED F Stock G16962105 23834 304984 SH SOLE 304984 0 0 CHART INDUSTRIES INC Stock 16115Q308 1910 13057 SH SOLE 13057 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 484 10524 SH SOLE 10524 0 0 SALESFORCE COM Stock 79466L302 319 1306 SH SOLE 1306 0 0 POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO ETF 46137V837 489 5457 SH SOLE 5457 0 0 DARDEN RESTAURANTS INC Stock 237194105 7533 51600 SH SOLE 51600 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 6156 12204 SH SOLE 12204 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 26451 170059 SH SOLE 170059 0 0 CHEVRON CORP NEW COM Stock 166764100 1506 14384 SH SOLE 14384 0 0 ALBEMARLE CORP Stock 012653101 1471 8733 SH SOLE 8733 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 23959 465058 SH SOLE 465058 0 0 DANAHER CORP Stock 235851102 1171 4366 SH SOLE 4366 0 0 BK OF AMERICA CORP COM Stock 060505104 6276 152222 SH SOLE 152222 0 0 ISHARES FTSE NAREIT MORTGAGE PLUS CAPPED INDEX FD (ETF) ETF 46435G342 750 20215 SH SOLE 20215 0 0 SPDR SER TR S&P DIVID ETF ETF 78464A763 2149 17578 SH SOLE 17578 0 0 ORACLE CORPORATION Stock 68389X105 2956 37986 SH SOLE 37986 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 37715 694444 SH SOLE 694444 0 0 TEXAS INSTRS INC COM Stock 882508104 7195 37416 SH SOLE 37416 0 0 TARGET CORP COM Stock 87612E106 21255 87927 SH SOLE 87927 0 0 SPDR MUNICIPAL BOND ETF ETF 78468R721 1234 23685 SH SOLE 23685 0 0 PFIZER INC COM Stock 717081103 300 7681 SH SOLE 7681 0 0 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 1096 8157 SH SOLE 8157 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 3541 1413 SH SOLE 1413 0 0 AMERICAN EXPRESS CO COM Stock 025816109 816 4943 SH SOLE 4943 0 0 AMGEN INC Stock 031162100 210 862 SH SOLE 862 0 0 STIFEL FINANCIAL CP Stock 860630102 565 8725 SH SOLE 8725 0 0 APPLIED MATLS INC COM Stock 038222105 16747 117608 SH SOLE 117608 0 0 FIVE9 INC COM Stock 338307101 542 2960 SH SOLE 2960 0 0 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 680 6741 SH SOLE 6741 0 0 ISHARES DJ US CONSUMER SERVICES ETF 464287580 789 10174 SH SOLE 10174 0 0 SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF ETF 78468R556 887 9175 SH SOLE 9175 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 398 2575 SH SOLE 2575 0 0 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 26415 356193 SH SOLE 356193 0 0 HERCULES CAPITAL INC COM CEF 427096508 174 10250 SH SOLE 10250 0 0 ARROWHEAD PHARMACEUTICALS INC COM Stock 04280A100 1366 16501 SH SOLE 16501 0 0 ISHARES AGGREGATE BOND ETF ETF 464287226 90024 780581 SH SOLE 780581 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 538 10698 SH SOLE 10698 0 0 GLOBANT S A COM Stock L44385109 5847 26679 SH SOLE 26679 0 0 TRIMBLE NAV LTD Stock 896239100 3326 40646 SH SOLE 40646 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 6540 28840 SH SOLE 28840 0 0 ISHARES CORE TOTAL USD BOND MARKET ETF ETF 46434V613 401 7510 SH SOLE 7510 0 0 FIRST TRUST INTERNATIONAL EQUITY OPPORTUNITIES ETF ETF 33734X853 16883 246909 SH SOLE 246909 0 0 VANGUARD SHORT TERM BOND ETF 921937827 10649 129614 SH SOLE 129614 0 0 LAM RESEARCH CORP Stock 512807108 7735 11887 SH SOLE 11887 0 0 PARKER-HANNIFIN CORP COM Stock 701094104 22761 74114 SH SOLE 74114 0 0 RYDEX ETF TR S&P EQUAL WEIGHT TECHNOLOGY ETF ETF 46137V282 5448 18782 SH SOLE 18782 0 0 SOHU.COM INC ADR 83410S108 1675 90093 SH SOLE 90093 0 0 SPDR DJ WILSHIRE REIT (ETF) ETF 78464A607 239 2280 SH SOLE 2280 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 12225 108707 SH SOLE 108707 0 0 AGILENT TECH INC Stock 00846U101 3428 23197 SH SOLE 23197 0 0 EXXON MOBIL CORP COM Stock 30231G102 9036 143256 SH SOLE 143256 0 0 CYMABAY THERAPEUTICS INC COM Stock 23257D103 230 52800 SH SOLE 52800 0 0 UNITEDHEALTH GROUP Stock 91324P102 2680 6693 SH SOLE 6693 0 0 LOWES COS INC COM Stock 548661107 3363 17338 SH SOLE 17338 0 0 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 561 5549 SH SOLE 5549 0 0 U.S. GLOBAL JETS ETF ETF 26922A842 1037 42893 SH SOLE 42893 0 0 AMERICAN INTL GROUP INC COM NEW Stock 026874784 1739 36546 SH SOLE 36546 0 0 DEVON ENERGY CORP Stock 25179M103 4929 168859 SH SOLE 168859 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 2307 7918 SH SOLE 7918 0 0 CHARLES SCHWAB CORP Stock 808513105 13472 185041 SH SOLE 185041 0 0 CROWN CASTLE INTL CORP REIT 22822V101 254 1305 SH SOLE 1305 0 0 WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND ETF 97717X511 731 14005 SH SOLE 14005 0 0 ETFMG PRIME MOBILE PAYMENTS ETF ETF 26924G409 23680 336229 SH SOLE 336229 0 0 SUNRUN INC COM Stock 86771W105 6784 121625 SH SOLE 121625 0 0 ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND ETF 464288224 669 28530 SH SOLE 28530 0 0 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 519 25868 SH SOLE 25868 0 0 ISHARES MSCI EAFE ETF ETF 464287465 32166 407791 SH SOLE 407791 0 0 APPLE INC Stock 037833100 47646 347886 SH SOLE 347886 0 0 ISHARES CONVERTIBLE BOND ETF ETF 46435G102 8976 88029 SH SOLE 88029 0 0 DISNEY WALT CO COM Stock 254687106 6520 37097 SH SOLE 37097 0 0 POWERSHARES GLOBAL PREFERRED ETF ETF 46138E511 623 40710 SH SOLE 40710 0 0 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 1742 16819 SH SOLE 16819 0 0 MARSH & MCLENNAN COS INC COM Stock 571748102 13867 98574 SH SOLE 98574 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 6284 39617 SH SOLE 39617 0 0