Chief Compliance Officer

0001398344-20-003549.txt : 20200214 0001398344-20-003549.hdr.sgml : 20200214 20200214145057 ACCESSION NUMBER: 0001398344-20-003549 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 20618320 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 12-31-2019 12-31-2019 false Baker Avenue Asset Management, LP

301 BATTERY STREET 2ND FLOOR SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim Chief Compliance Officer 415-986-1110 /s/ Hannah Kim San Francisco CA 02-13-2020 0 250 1379960 INFORMATION TABLE 2 fp0049756_13fhr-table.xml 13F INFORMATION TABLE ABBVIE INC COM Stock 00287Y109 9290 104926 SH SOLE 0 0 104926 ABIOMED INC Stock 003654100 1454 8527 SH SOLE 0 0 8527 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 3844 18126 SH SOLE 0 0 18126 ALPHABET INC CAP STK CL C Stock 02079K107 3591 2686 SH SOLE 0 0 2686 AMAZON.COM INC Stock 023135106 8043 4353 SH SOLE 0 0 4353 AMERICAN EXPRESS CO COM Stock 025816109 6052 48614 SH SOLE 0 0 48614 AMGEN INC Stock 031162100 8076 33502 SH SOLE 0 0 33502 APPLE INC Stock 037833100 12814 43637 SH SOLE 0 0 43637 APPLIED MATLS INC COM Stock 038222105 7880 129105 SH SOLE 0 0 129105 ARCONIC INC COM Stock 03965L100 470 15295 SH SOLE 0 0 15295 ARES CAP CORP COM Stock 04010L103 1231 66011 SH SOLE 0 0 66011 AT&T INC COM Stock 00206R102 636 16278 SH SOLE 0 0 16278 AVAGO TECHNOLOGIES LTD Stock 11135F101 1846 5843 SH SOLE 0 0 5843 BANK AMER CORP COM Stock 060505104 3900 110755 SH SOLE 0 0 110755 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 844 3729 SH SOLE 0 0 3729 BUNGE LIMITED F Stock G16962105 439 7644 SH SOLE 0 0 7644 CARMAX INC Stock 143130102 1068 12190 SH SOLE 0 0 12190 CHARLES SCHWAB CORP Stock 808513105 13856 291355 SH SOLE 0 0 291355 CHART INDUSTRIES INC Stock 16115Q308 698 10355 SH SOLE 0 0 10355 CHEVRON CORP NEW COM Stock 166764100 1888 15668 SH SOLE 0 0 15668 CITIGROUP INC Stock 172967424 753 9434 SH SOLE 0 0 9434 COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND ETF 81369Y852 11472 213915 SH SOLE 0 0 213915 CONNS INC Stock 208242107 278 22500 SH SOLE 0 0 22500 CONOCOPHILLIPS COM Stock 20825C104 7206 110824 SH SOLE 0 0 110824 CONSTELLATION BRANDS INC CL A Stock 21036P108 5432 28631 SH SOLE 0 0 28631 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 17325 138140 SH SOLE 0 0 138140 CORNING INC COM Stock 219350105 5460 187572 SH SOLE 0 0 187572 COSTCO WHOLESALE CORP Stock 22160K105 3099 10544 SH SOLE 0 0 10544 DANAHER CORP Stock 235851102 1095 7140 SH SOLE 0 0 7140 DEERE & CO COM Stock 244199105 1587 9159 SH SOLE 0 0 9159 DIREXION DAILY S&P OIL SERVICES BULL 3X SHARES ETF 25460G104 547 14980 SH SOLE 0 0 14980 DISNEY WALT CO COM DISNEY Stock 254687106 6200 42873 SH SOLE 0 0 42873 EATON CORP PLC SHS Stock G29183103 4061 42877 SH SOLE 0 0 42877 EBAY INC Stock 278642103 272 7548 SH SOLE 0 0 7548 ECOLAB INC COM Stock 278865100 1625 8421 SH SOLE 0 0 8421 ENERGIZER HLDGS INC NEW COM Stock 29272W109 261 5200 SH SOLE 0 0 5200 ENERGY SELECT SECTOR SPDR ETF 81369Y506 5957 99219 SH SOLE 0 0 99219 ERICSSON ADR B SEK 10 ADR 294821608 2901 330445 SH SOLE 0 0 330445 EXACT SCIENCES CORP Stock 30063P105 1647 17818 SH SOLE 0 0 17818 EXXON MOBIL CORP COM Stock 30231G102 2504 35894 SH SOLE 0 0 35894 FACEBOOK INC CL A Stock 30303M102 449 2192 SH SOLE 0 0 2192 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 8551 277819 SH SOLE 0 0 277819 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF 33738R118 2258 52377 SH SOLE 0 0 52377 FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS ETF 33734K109 1831 28070 SH SOLE 0 0 28070 FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS ETF 33735J101 605 10720 SH SOLE 0 0 10720 FIRST TR MID CAP CORE ALPHADEX FD ETF 33735B108 240 3320 SH SOLE 0 0 3320 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 414 20640 SH SOLE 0 0 20640 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 7210 200138 SH SOLE 0 0 200138 FISERV INC Stock 337738108 2093 18105 SH SOLE 0 0 18105 FMC TECHNOLOGIES INC Stock G87110105 374 17485 SH SOLE 0 0 17485 FORTIVE CORP COM Stock 34959J108 291 3815 SH SOLE 0 0 3815 FREEDOM 100 EMERGING MARKETS ETF ETF 02072L607 552 20000 SH SOLE 0 0 20000 FREEPORT MCMORAN COPPER Stock 35671D857 2100 160093 SH SOLE 0 0 160093 GARMIN LTD Stock H2906T109 255 2616 SH SOLE 0 0 2616 GENERAL ELECTRIC CO COM Stock 369604103 1052 94292 SH SOLE 0 0 94292 GENERAL MOTORS CORP Stock 37045V100 4619 126215 SH SOLE 0 0 126215 GLOBANT S A COM Stock L44385109 308 2911 SH SOLE 0 0 2911 GLU MOBILE INC Stock 379890106 561 92875 SH SOLE 0 0 92875 GOLAR LNG LTD SHS ISIN BMG9456A1009 Stock G9456A100 314 22094 SH SOLE 0 0 22094 GOOGLE INC Stock 02079K305 4670 3487 SH SOLE 0 0 3487 GREENLANE HLDGS INC CL A Stock 395330103 598 183823 SH SOLE 0 0 183823 GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT ETF 46137V357 14957 129258 SH SOLE 0 0 129258 GW PHARMACEUTICALS PLC ADS ADR 36197T103 263 2517 SH SOLE 0 0 2517 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 9434 92619 SH SOLE 0 0 92619 HESS CORP COM Stock 42809H107 2055 30763 SH SOLE 0 0 30763 HOME DEPOT Stock 437076102 2419 11078 SH SOLE 0 0 11078 HONEYWELL INTL INC Stock 438516106 7071 39953 SH SOLE 0 0 39953 HUNTSMAN CORP Stock 447011107 1373 56845 SH SOLE 0 0 56845 IAC/INTERACTIVECORP Stock 44919P508 779 3131 SH SOLE 0 0 3131 IDEXX LABS INC Stock 45168D104 1478 5662 SH SOLE 0 0 5662 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 279 3425 SH SOLE 0 0 3425 INGERSOLL-RAND PLC SHS Stock G47791101 2292 17249 SH SOLE 0 0 17249 INTEL CORP COM Stock 458140100 991 16559 SH SOLE 0 0 16559 INTL BUSINESS MACHINES Stock 459200101 10017 74735 SH SOLE 0 0 74735 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 438 26461 SH SOLE 0 0 26461 INVESCO S&P 500 EQUAL WEIGHT MATERIALS ETF ETF 46137V316 11375 98054 SH SOLE 0 0 98054 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF ETF 46138E362 264 6000 SH SOLE 0 0 6000 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 556 24355 SH SOLE 0 0 24355 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 214 4611 SH SOLE 0 0 4611 ISHARES 0-5 YR TIPS BOND ETF ETF 46429B747 4931 48968 SH SOLE 0 0 48968 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 1055 19684 SH SOLE 0 0 19684 ISHARES AGGREGATE BOND ETF ETF 464287226 59424 528824 SH SOLE 0 0 528824 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 5590 110916 SH SOLE 0 0 110916 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 14042 333780 SH SOLE 0 0 333780 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 264 2700 SH SOLE 0 0 2700 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 1075 17379 SH SOLE 0 0 17379 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 642 9503 SH SOLE 0 0 9503 ISHARES DJ SELECT DIVIDEND ETF 464287168 274 2600 SH SOLE 0 0 2600 ISHARES DJ US CONSUMER SERVICES ETF 464287580 1017 4459 SH SOLE 0 0 4459 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 2325 18523 SH SOLE 0 0 18523 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 25826 255707 SH SOLE 0 0 255707 ISHARES GLBL INDSTRLS INDX FD ETF 464288729 500 5140 SH SOLE 0 0 5140 ISHARES GOLD TRUST ETF ETF 464285105 1063 73336 SH SOLE 0 0 73336 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 505 3946 SH SOLE 0 0 3946 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 8102 92139 SH SOLE 0 0 92139 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 9061 79095 SH SOLE 0 0 79095 ISHARES KLD SEL SOC FD ETF 464288802 591 4415 SH SOLE 0 0 4415 ISHARES LIQUIDITY INCOME ETF ETF 46434V878 298 5930 SH SOLE 0 0 5930 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 1424 29000 SH SOLE 0 0 29000 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 861 12538 SH SOLE 0 0 12538 ISHARES MSCI EAFE ETF ETF 464287465 13875 199819 SH SOLE 0 0 199819 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 16273 188197 SH SOLE 0 0 188197 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 10812 173607 SH SOLE 0 0 173607 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 12032 240985 SH SOLE 0 0 240985 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 878 24446 SH SOLE 0 0 24446 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 577 12869 SH SOLE 0 0 12869 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 9344 183520 SH SOLE 0 0 183520 ISHARES MSCI JAPAN ETF ETF 46434G822 6766 114228 SH SOLE 0 0 114228 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 13171 109298 SH SOLE 0 0 109298 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 253 4450 SH SOLE 0 0 4450 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 30824 175220 SH SOLE 0 0 175220 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 6924 50737 SH SOLE 0 0 50737 ISHARES RUSSELL 2000 ETF ETF 464287655 20403 123154 SH SOLE 0 0 123154 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 389 1817 SH SOLE 0 0 1817 ISHARES RUSSELL 2000 VALUE ETF 464287630 994 7733 SH SOLE 0 0 7733 ISHARES RUSSELL MICROCAP INDEX ETF 464288869 720 7240 SH SOLE 0 0 7240 ISHARES S&P 500 GROWTH ETF ETF 464287309 788 4074 SH SOLE 0 0 4074 ISHARES S&P 500 INDEX ETF 464287200 77931 241095 SH SOLE 0 0 241095 ISHARES S&P 500 VALUE ETF ETF 464287408 39740 305482 SH SOLE 0 0 305482 ISHARES S&P GLOBAL ENERGY ETF 464287341 2436 79043 SH SOLE 0 0 79043 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 442 2593 SH SOLE 0 0 2593 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 7771 33348 SH SOLE 0 0 33348 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 5232 62404 SH SOLE 0 0 62404 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 3513 21850 SH SOLE 0 0 21850 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 1286 25600 SH SOLE 0 0 25600 ISHARES SHORT MATURITY MUNICIPAL BOND ETF ETF 46431W838 395 7900 SH SOLE 0 0 7900 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 4911 18583 SH SOLE 0 0 18583 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 1093 9104 SH SOLE 0 0 9104 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 4933 62255 SH SOLE 0 0 62255 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 351 1968 SH SOLE 0 0 1968 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 20202 107180 SH SOLE 0 0 107180 ITAU UNIBANCO HLDG SA SPON ADR REP PFD ADR 465562106 364 39828 SH SOLE 0 0 39828 JAZZ PHARMACEUTICALSINC Stock G50871105 223 1500 SH SOLE 0 0 1500 JD COM INC SPON ADR CL A ADR 47215P106 1269 36042 SH SOLE 0 0 36042 JOHNSON & JOHNSON COM Stock 478160104 832 5710 SH SOLE 0 0 5710 JPMORGAN CHASE & CO COM Stock 46625H100 5394 38698 SH SOLE 0 0 38698 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 10338 205000 SH SOLE 0 0 205000 KBW REGIONAL BANKINGETF ETF 78464A698 322 5540 SH SOLE 0 0 5540 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 571 2886 SH SOLE 0 0 2886 LAM RESEARCH CORP Stock 512807108 289 989 SH SOLE 0 0 989 LINDE PLC SHS Stock G5494J103 5722 26878 SH SOLE 0 0 26878 LOWES COS INC COM Stock 548661107 2063 17233 SH SOLE 0 0 17233 MADISON SQUARE GARDEN CO NEW CL A Stock 55825T103 229 780 SH SOLE 0 0 780 MARSH & MCLENNAN COS INC COM Stock 571748102 6571 58988 SH SOLE 0 0 58988 MARTIN MARIETTA MATLS INC COM Stock 573284106 866 3100 SH SOLE 0 0 3100 MARVELL TECHNOLOGY GROUP LTD Stock G5876H105 1335 50270 SH SOLE 0 0 50270 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 2924 47619 SH SOLE 0 0 47619 MCDONALDS CORP COM Stock 580135101 728 3688 SH SOLE 0 0 3688 MERCADOLIBRE INC Stock 58733R102 656 1148 SH SOLE 0 0 1148 MERCK & CO INC Stock 58933Y105 1862 20483 SH SOLE 0 0 20483 MICROSOFT Stock 594918104 24054 152535 SH SOLE 0 0 152535 MONDELEZ INTL INC CL A Stock 609207105 482 8751 SH SOLE 0 0 8751 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 1233 7657 SH SOLE 0 0 7657 NATIONAL OILWELL VARCO INC Stock 637071101 1391 55536 SH SOLE 0 0 55536 NETFLIX COM INC Stock 64110L106 245 759 SH SOLE 0 0 759 NORTHROP GRUMMAN CORP COM Stock 666807102 4744 13794 SH SOLE 0 0 13794 NUVEEN NEW YORK QLT MUN INC FD COM Stock 67066X107 207 14604 SH SOLE 0 0 14604 NUVEEN PFD & INCM SECURTIES FD COM Stock 67072C105 694 69234 SH SOLE 0 0 69234 NVIDIA CORP Stock 67066G104 1996 8483 SH SOLE 0 0 8483 NXP SEMICONDUCTORS NV COM Stock N6596X109 254 2000 SH SOLE 0 0 2000 ON SEMICONDUCTOR CORP COM Stock 682189105 2082 85418 SH SOLE 0 0 85418 ORACLE CORPORATION Stock 68389X105 2129 40193 SH SOLE 0 0 40193 OWL ROCK CAPITAL CORPORATION COM Stock 69121K104 267 14961 SH SOLE 0 0 14961 PALO ALTO NETWORKS INC COM Stock 697435105 346 1500 SH SOLE 0 0 1500 PAYCHEX INC Stock 704326107 916 10770 SH SOLE 0 0 10770 PAYPAL HLDGS INC COM Stock 70450Y103 1531 14156 SH SOLE 0 0 14156 PFIZER INC COM Stock 717081103 829 21172 SH SOLE 0 0 21172 PIMCO ENHANCED SHORT MATURITY ETF ETF 72201R833 1343 13222 SH SOLE 0 0 13222 PIMCO NEW YORK MUN FD II COM Stock 72200Y102 220 18283 SH SOLE 0 0 18283 PIONEER NATURAL RESOURCES CO Stock 723787107 701 4636 SH SOLE 0 0 4636 POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO ETF 46137V837 429 6670 SH SOLE 0 0 6670 POWERSHARES FINANCIAL PREFERRED ETF ETF 46137V621 9003 477116 SH SOLE 0 0 477116 POWERSHARES GLOBAL PREFERRED ETF ETF 46138E511 611 40710 SH SOLE 0 0 40710 POWERSHARES QQQ TR ETF 46090E103 1164 5475 SH SOLE 0 0 5475 POWERSHARES SP500 LOW VOLATILITY ETF ETF 46138E354 6663 114214 SH SOLE 0 0 114214 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 6327 83706 SH SOLE 0 0 83706 PROSHARES ULTRASHORT 20 YR TREAS 1 FOR 4 RS INTOPROSHARES TR PROSHARES UL ETF 74347B201 371 14000 SH SOLE 0 0 14000 PROVENTION BIO INC COM Stock 74374N102 1359 91250 SH SOLE 0 0 91250 QUALCOMM INC Stock 747525103 934 10587 SH SOLE 0 0 10587 REGIONS FINANCIAL CORP NEW Stock 7591EP100 1632 95108 SH SOLE 0 0 95108 RYDEX RUSSELL TOP 50 ETF ETF 46137V233 2074 8887 SH SOLE 0 0 8887 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1068 2847 SH SOLE 0 0 2847 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 4146 151500 SH SOLE 0 0 151500 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 2056 34200 SH SOLE 0 0 34200 SCHWAB US AGGREGATE BOND ETF ETF 808524839 5082 95125 SH SOLE 0 0 95125 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 2525 43600 SH SOLE 0 0 43600 SHERWIN WILLIAMS CO COM Stock 824348106 1148 1969 SH SOLE 0 0 1969 SIMPSON MANUFACTURING CO INC Stock 829073105 10911 136000 SH SOLE 0 0 136000 SIRIUS XM RADIO INC Stock 82968B103 143 20000 SH SOLE 0 0 20000 SLACK TECHNOLOGIES INC COM CL A Stock 83088V102 233 10405 SH SOLE 0 0 10405 SNAP INC CL A Stock 83304A106 449 27500 SH SOLE 0 0 27500 SOHU.COM INC ADR 83410S108 940 84121 SH SOLE 0 0 84121 SONY CORP SPONSORED ADR ADR 835699307 4429 65142 SH SOLE 0 0 65142 SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF ETF 78468R408 5068 188148 SH SOLE 0 0 188148 SPDR BIOTECH ETF ETF 78464A870 1342 14110 SH SOLE 0 0 14110 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 1114 23929 SH SOLE 0 0 23929 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 9604 173053 SH SOLE 0 0 173053 SPDR DJ WILSHIRE REIT (ETF) ETF 78464A607 256 2516 SH SOLE 0 0 2516 SPDR HIGH YIELD BOND ETF ETF 78468R622 220 2016 SH SOLE 0 0 2016 SPDR MUNICIPAL BOND ETF ETF 78468R721 651 12885 SH SOLE 0 0 12885 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 46661 1588196 SH SOLE 0 0 1588196 SPDR S & P INTL DIVIDEND ETF 78463X772 1017 25315 SH SOLE 0 0 25315 SPDR S&P 500 ETF ETF 78462F103 2464 7656 SH SOLE 0 0 7656 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 7758 71108 SH SOLE 0 0 71108 SPDR S&P HOMEBUILDERETF ETF 78464A888 7951 174726 SH SOLE 0 0 174726 SPDR SER TR S&P DIVID ETF ETF 78464A763 32919 306031 SH SOLE 0 0 306031 SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF ETF 78464A730 656 27700 SH SOLE 0 0 27700 SPROTT PHYSICAL GOLD TRUST ETF 85207H104 369 30355 SH SOLE 0 0 30355 STARBUCKS CORP Stock 855244109 272 3104 SH SOLE 0 0 3104 STIFEL FINANCIAL CP Stock 860630102 569 9392 SH SOLE 0 0 9392 SUNDIAL GROWERS INC COM Stock 86730L109 524 174404 SH SOLE 0 0 174404 SUNPOWER CORP Stock 867652406 2353 301724 SH SOLE 0 0 301724 SYSCO CORP COM Stock 871829107 985 11516 SH SOLE 0 0 11516 TARGET CORP COM Stock 87612E106 2164 16882 SH SOLE 0 0 16882 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1893 20651 SH SOLE 0 0 20651 THE 3D PRINTING ETF ETF 00214Q500 872 38882 SH SOLE 0 0 38882 TILRAY INC COM CL 2 Stock 88688T100 340 19900 SH SOLE 0 0 19900 TOPBUILD CORP COM Stock 89055F103 396 3851 SH SOLE 0 0 3851 UBER TECHNOLOGIES INC COM Stock 90353T100 2391 80401 SH SOLE 0 0 80401 UNITED PARCEL SERVICE INC Stock 911312106 4476 38240 SH SOLE 0 0 38240 UNITED RENTALS INC Stock 911363109 3579 21466 SH SOLE 0 0 21466 UNITED TECHNOLOGIES CORP COM Stock 913017109 341 2277 SH SOLE 0 0 2277 UNITEDHEALTH GROUP Stock 91324P102 2032 6914 SH SOLE 0 0 6914 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 479 3845 SH SOLE 0 0 3845 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 30652 570276 SH SOLE 0 0 570276 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 21900 497060 SH SOLE 0 0 497060 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 24309 546643 SH SOLE 0 0 546643 VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF ETF 922042676 739 12517 SH SOLE 0 0 12517 VANGUARD LARGE CAP ETF 922908637 60790 411189 SH SOLE 0 0 411189 VANGUARD REIT INDEX ETF ETF 922908553 9843 106084 SH SOLE 0 0 106084 VANGUARD S&P 500 ETF ETF 922908363 383 1297 SH SOLE 0 0 1297 VANGUARD SHORT TERM BOND ETF 921937827 5933 73604 SH SOLE 0 0 73604 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 1017 12555 SH SOLE 0 0 12555 VANGUARD SMALL CAP ETF ETF 922908751 11825 71395 SH SOLE 0 0 71395 VANGUARD SMALL CAP VALUE ETF ETF 922908611 898 6554 SH SOLE 0 0 6554 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 61849 737534 SH SOLE 0 0 737534 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 96152 587656 SH SOLE 0 0 587656 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 7079 87409 SH SOLE 0 0 87409 VANGUARD VALUE ETF ETF 922908744 1103 9205 SH SOLE 0 0 9205 VELOCITYSHARES 3X LONG S&P GSCI CRUDE OIL INDEX ER ETN ETF 17325E291 581 41000 SH SOLE 0 0 41000 VERTEX PHARMACEUTICALS IN Stock 92532F100 1318 6022 SH SOLE 0 0 6022 VISA INC Stock 92826C839 542 2885 SH SOLE 0 0 2885 VULCAN MATLS CO COM Stock 929160109 989 6872 SH SOLE 0 0 6872 WEYERHAEUSER CO Stock 962166104 4050 134113 SH SOLE 0 0 134113 WISDOMTREE INTL SMALLCAP DIVIDEND ETF 97717W760 3041 42763 SH SOLE 0 0 42763 WISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND ETF 97717X669 6389 131818 SH SOLE 0 0 131818 WISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND ETF 97717X511 3082 59000 SH SOLE 0 0 59000 XPO LOGISTICS INC COM Stock 983793100 978 12274 SH SOLE 0 0 12274 YANDEX N.V. COM CL A Stock N97284108 507 11670 SH SOLE 0 0 11670 ZILLOW INC Stock 98954M101 3045 66580 SH SOLE 0 0 66580