0001398344-18-007498.txt : 20180515 0001398344-18-007498.hdr.sgml : 20180515 20180514192744 ACCESSION NUMBER: 0001398344-18-007498 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Baker Avenue Asset Management, LP CENTRAL INDEX KEY: 0001432529 IRS NUMBER: 201735413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13834 FILM NUMBER: 18832587 BUSINESS ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-986-1110 MAIL ADDRESS: STREET 1: 301 BATTERY STREET STREET 2: 2ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001432529 XXXXXXXX 03-31-2018 03-31-2018 false Baker Avenue Asset Management, LP

301 Battery Street 2nd Floor San Francisco CA 94111

13F HOLDINGS REPORT 028-13834 N Hannah Kim 415-986-1110 /s/ Hannah Kim San Francisco CA 05-14-2018 0 237 1101520 INFORMATION TABLE 2 fp0033482_13fhr-table.xml 13F INFORMATION TABLE AMAZON.COM INC Stock 023135106 7526 5200 SH SOLE 2240 0 2960 CBS CORP CL B Stock 124857202 533 10367 SH SOLE 175 0 10192 POWERSHARES QQQ TR ETF 73935A104 4046 25266 SH SOLE 3676 0 21590 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 1237 18907 SH SOLE 11425 0 7482 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 26023 924102 SH SOLE 467597 0 456503 XPO LOGISTICS INC COM Stock 983793100 627 6159 SH SOLE 4861 0 1298 ISHARES GOLD TRUST ETF ETF 464285105 310 24377 SH SOLE 10237 0 14140 MYLAN N V SHS EURO Stock N59465109 2719 66034 SH SOLE 24214 0 41820 VULCAN MATLS CO COM Stock 929160109 883 7738 SH SOLE 6986 0 752 JOHNSON & JOHNSON COM Stock 478160104 5924 46231 SH SOLE 22434 0 23796 AKAMAI TECH Stock 00971T101 2468 34771 SH SOLE 25158 0 9613 FLEETCOR TECHNOLOGIES, INC. Stock 339041105 1040 5138 SH SOLE 4571 0 567 ABB LTD SPONSORED ADR ADR 000375204 1118 47106 SH SOLE 30695 0 16410 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 39306 289607 SH SOLE 121113 0 168493 COSTCO WHOLESALE CORP Stock 22160K105 1106 5868 SH SOLE 3404 0 2464 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1175 24345 SH SOLE 8234 0 16110 GOLDMAN SACHS GROUP INC Stock 38141G104 4648 18455 SH SOLE 8935 0 9519 ISHARES TR KLD 400 SOCIAL INDEX FD ETF 464288570 576 5898 SH SOLE 5898 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 320 4040 SH SOLE 4040 0 0 COCA COLA CO COM Stock 191216100 374 8623 SH SOLE 8623 0 0 PPG INDS INC COM Stock 693506107 518 4645 SH SOLE 245 0 4400 ISHARES NEW YORK MUNI BOND ETF ETF 464288323 391 7130 SH SOLE 7130 0 0 VANGUARD REIT INDEX ETF ETF 922908553 1970 26100 SH SOLE 70 0 26030 ISHARES KLD SEL SOC FD ETF 464288802 670 6046 SH SOLE 5161 0 885 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 2550 51327 SH SOLE 43061 0 8266 INTEL CORP COM Stock 458140100 5996 115129 SH SOLE 48766 0 66362 PERRIGO CO Stock G97822103 953 11432 SH SOLE 3596 0 7835 NETFLIX COM INC Stock 64110L106 245 830 SH SOLE 5 0 825 PAYCHEX INC Stock 704326107 949 15407 SH SOLE 7207 0 8200 ISHARES MSCI EAFE ESG SELECT ETF ETF 46435G516 786 11677 SH SOLE 11677 0 0 MERCK & CO INC Stock 58933Y105 1386 25454 SH SOLE 17953 0 7501 SPDR S&P 500 ETF ETF 78462F103 1263 4800 SH SOLE 4744 0 55 NUTANIX INC CL A Stock 67059N108 1336 27197 SH SOLE 24336 0 2861 ISHARES TIPS BOND ETF ETF 464287176 6766 59853 SH SOLE 30259 0 29592 J M SMUCKER CO NEW Stock 832696405 485 3907 SH SOLE 3907 0 0 CORNING INC COM Stock 219350105 3248 116486 SH SOLE 42282 0 74203 BANK NEW YORK MELLON CORP COM Stock 064058100 1468 28493 SH SOLE 19242 0 9250 ARCONIC INC COM Stock 03965L100 731 31722 SH SOLE 28451 0 3271 SYMANTEC CORP Stock 871503108 831 32132 SH SOLE 28727 0 3405 MARVELL TECHNOLOGY GROUP LTD Stock G5876H105 863 41096 SH SOLE 36718 0 4378 VALE SA (ADR) ADR 91912E105 1567 123160 SH SOLE 75193 0 47967 VANGUARD FTSE ALL WORLD EX-US ETF ETF 922042718 250 2100 SH SOLE 0 0 2100 TE CONNECTIVITY LTD Stock H84989104 1359 13602 SH SOLE 9047 0 4555 HONEYWELL INTL INC Stock 438516106 6144 42516 SH SOLE 16937 0 25578 INGERSOLL-RAND PLC SHS Stock G47791101 938 10975 SH SOLE 7375 0 3599 US BANCORP DEL COM NEW Stock 902973304 3674 72758 SH SOLE 29396 0 43361 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 8301 160687 SH SOLE 72629 0 88058 FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS ETF 33734K109 1966 33650 SH SOLE 0 0 33650 DOWDUPONT INC COM Stock 26078J100 7788 122245 SH SOLE 61949 0 60295 ISHARES RUSSELL 2000 VALUE ETF 464287630 2308 18935 SH SOLE 4150 0 14785 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 4547 55860 SH SOLE 22690 0 33169 REGIONS FINANCIAL CORP NEW Stock 7591EP100 1525 82083 SH SOLE 49192 0 32890 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 16964 124652 SH SOLE 61619 0 63032 COGNEX CORP Stock 192422103 679 13054 SH SOLE 11666 0 1388 FIRST TR MID CAP CORE ALPHADEX FD ETF 33735B108 217 3320 SH SOLE 0 0 3320 ISHARES S&P SMALLCAP 600 ETF ETF 464287804 1874 24338 SH SOLE 3026 0 21312 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1363 6831 SH SOLE 0 0 6831 WEYERHAEUSER CO REIT 962166104 10975 313572 SH SOLE 138177 0 175394 VANGUARD SHORT TERM CORP BOND FD ETF ETF 92206C409 1528 19480 SH SOLE 776 0 18704 FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS ETF 33735J101 720 13650 SH SOLE 1050 0 12600 GOOGLE INC Stock 02079K305 1285 1239 SH SOLE 577 0 662 ALTA MESA RES INC CL A Stock 02133L109 1451 181432 SH SOLE 120175 0 61257 PG&E CORP COM Stock 69331C108 908 20670 SH SOLE 1170 0 19500 CSX CORP Stock 126408103 2960 53132 SH SOLE 20636 0 32495 MICROSOFT Stock 594918104 18669 204542 SH SOLE 93644 0 110896 SCHLUMBERGER LTD COM Stock 806857108 207 3197 SH SOLE 3086 0 110 SPS COMM INC COM Stock 78463M107 794 12397 SH SOLE 11143 0 1254 SPROTT PHYSICAL GOLD TRUST CEF 85207H104 647 60190 SH SOLE 19505 0 40685 GARMIN LTD Stock H2906T109 217 3687 SH SOLE 2307 0 1380 VANGUARD SMALL CAP ETF ETF 922908751 11621 79095 SH SOLE 32416 0 46678 VANGUARD LARGE CAP ETF 922908637 15358 126708 SH SOLE 52661 0 74046 URBAN OUTFITTERS INC Stock 917047102 1251 33855 SH SOLE 30526 0 3329 ITAU UNIBANCO HLDG SA SPON ADR REP PFD ADR 465562106 416 26674 SH SOLE 0 0 26674 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 10420 377950 SH SOLE 152760 0 225189 NXP SEMICONDUCTORS NV COM Stock N6596X109 234 2000 SH SOLE 2000 0 0 HUNTSMAN CORP Stock 447011107 798 27268 SH SOLE 24698 0 2570 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 1400 10226 SH SOLE 6771 0 3455 MANPOWER INC WIS Stock 56418H100 447 3880 SH SOLE 80 0 3800 WEATHERFORD INTL PLC ORD SHS Stock G48833100 606 264833 SH SOLE 240473 0 24360 LYONDELLBASELL Stock N53745100 886 8383 SH SOLE 8383 0 0 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1292 3781 SH SOLE 296 0 3485 ILLUMINA INC Stock 452327109 1323 5596 SH SOLE 3429 0 2167 CONSOLIDATED EDISON INC COM Stock 209115104 379 4865 SH SOLE 4865 0 0 GENERAL MOTORS CORP Stock 37045V100 3092 85077 SH SOLE 31644 0 53432 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 17274 214931 SH SOLE 101346 0 113583 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 316 5595 SH SOLE 4250 0 1345 VANGUARD S&P 500 VALUE ETF ETF 921932703 500 4740 SH SOLE 0 0 4740 HOLOGIC INC Stock 436440101 793 21229 SH SOLE 18889 0 2340 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 1083 44489 SH SOLE 7025 0 37464 SUNPOWER CORP Stock 867652406 983 123232 SH SOLE 82338 0 40894 ISHARES RUSSELL 2000 ETF ETF 464287655 14257 93903 SH SOLE 42849 0 51053 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC ETF 73936Q769 6450 278872 SH SOLE 146766 0 132105 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 7931 91299 SH SOLE 42901 0 48396 MICRON TECHNOLOGY Stock 595112103 258 4953 SH SOLE 4953 0 0 AFLAC INC COM Stock 001055102 1271 29043 SH SOLE 18729 0 10314 FREEPORT MCMORAN COPPER Stock 35671D857 4212 239735 SH SOLE 112908 0 126827 YANDEX N.V. COM CL A Stock N97284108 1265 32067 SH SOLE 27224 0 4843 PANDORA MEDIA INC Stock 698354107 93 18531 SH SOLE 0 0 18531 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 4755 93371 SH SOLE 50233 0 43137 SONY CORP SPONSORED ADR ADR 835699307 7430 153703 SH SOLE 62719 0 90982 EDISON INTL COM Stock 281020107 493 7744 SH SOLE 344 0 7400 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1077 8324 SH SOLE 243 0 8080 ADVISORSHARES DORSEY WRIGHT ADR ETF ETF 00768Y206 394 6707 SH SOLE 5140 0 1567 ISHARES MSCI EAFE VALUE INDEX ETF ETF 464288877 25902 474824 SH SOLE 220930 0 253893 ALLERGAN PLC SHS Stock G0177J108 1039 6171 SH SOLE 3110 0 3061 XYLEM INC Stock 98419M100 1476 19193 SH SOLE 12272 0 6921 GROUPON INC COM Stock 399473107 1062 244639 SH SOLE 222846 0 21793 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 209 2830 SH SOLE 0 0 2830 VANGUARD VALUE ETF ETF 922908744 1572 15237 SH SOLE 277 0 14960 ISHARES RUSSELL MICROCAP INDEX ETF 464288869 8376 87201 SH SOLE 39242 0 47958 CALAMP CORP Stock 128126109 1025 44815 SH SOLE 40298 0 4517 FACEBOOK INC CL A Stock 30303M102 907 5675 SH SOLE 5475 0 200 PALO ALTO NETWORKS INC COM Stock 697435105 349 1921 SH SOLE 0 0 1921 CELGENE CORP Stock 151020104 1697 19019 SH SOLE 14127 0 4892 RYDEX RUSSELL TOP 50 ETF ETF 739371698 1090 5836 SH SOLE 3640 0 2196 AVAGO TECHNOLOGIES LTD Stock 11135F101 1553 6592 SH SOLE 5012 0 1579 MONDELEZ INTL INC CL A Stock 609207105 395 9458 SH SOLE 9458 0 0 FMC TECHNOLOGIES INC Stock G87110105 5529 187736 SH SOLE 79189 0 108546 MARTIN MARIETTA MATLS INC COM Stock 573284106 643 3100 SH SOLE 0 0 3100 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF ETF 46432F834 1123 17813 SH SOLE 13571 0 4242 ISHARES CORE MSCI EAFE ETF 46432F842 555 8420 SH SOLE 110 0 8310 MCDERMOTT INTL INC Stock 580037703 1264 207494 SH SOLE 195816 0 11678 NORTHERN TR CORP COM Stock 665859104 1082 10495 SH SOLE 7017 0 3477 FLOTEK INDS INC DEL COM Stock 343389102 916 150130 SH SOLE 140696 0 9434 ISHARES TR DOW JONES US MEDICAL DEVICES INDEX ETF 464288810 4692 25359 SH SOLE 9190 0 16168 NVIDIA CORP Stock 67066G104 1293 5585 SH SOLE 3531 0 2054 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 6178 59521 SH SOLE 26291 0 33228 MOSAIC CO Stock 61945C103 1206 49655 SH SOLE 45382 0 4273 ABBVIE INC COM Stock 00287Y109 3201 33817 SH SOLE 22202 0 11614 SPDR BIOTECH ETF ETF 78464A870 2164 24672 SH SOLE 13102 0 11570 WISDOMTREE INTL SMALLCAP DIVIDEND ETF 97717W760 953 12470 SH SOLE 0 0 12470 ISHARES MSCI WORLD ETF ETF 464286392 2870 32935 SH SOLE 12284 0 20651 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 51021 638315 SH SOLE 320147 0 318167 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 27050 497518 SH SOLE 227128 0 270389 FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV ETF 33738R118 748 20896 SH SOLE 18030 0 2866 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 7472 151400 SH SOLE 0 0 151400 RANGE RESOURCES CORP Stock 75281A109 1058 72791 SH SOLE 68010 0 4781 POWERSHARES FINANCIAL PREFERRED ETF ETF 73935X229 7023 378582 SH SOLE 186118 0 192463 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 268 6130 SH SOLE 4038 0 2092 ISHARES MSCI EM ESG SELECT ETF ETF 46434G863 662 8739 SH SOLE 8739 0 0 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 10196 53504 SH SOLE 25245 0 28259 SIMPSON MANUFACTURING CO INC Stock 829073105 41039 712613 SH SOLE 124845 0 587768 QUALCOMM INC Stock 747525103 13278 239633 SH SOLE 115146 0 124485 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 1348 28435 SH SOLE 0 0 28435 MGM RESORTS INTERNATIONAL Stock 552953101 475 13550 SH SOLE 260 0 13290 MCDONALDS CORP COM Stock 580135101 1058 6766 SH SOLE 3549 0 3217 NORDSTROM INC COM Stock 655664100 297 6125 SH SOLE 170 0 5955 LIBERTY GLOBAL PLC CL A Stock G5480U104 2679 85550 SH SOLE 30781 0 54769 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 1768 19975 SH SOLE 9747 0 10227 MALLINCKRODT PUB LTD CO SHS Stock G5785G107 861 59463 SH SOLE 57192 0 2271 AT&T INC COM Stock 00206R102 1027 28820 SH SOLE 26858 0 1962 VANGUARD INTERMEDIATE-TERM BOND ETF 921937819 1599 19550 SH SOLE 0 0 19550 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 2233 65456 SH SOLE 31523 0 33933 ENERGY SELECT SECTOR SPDR ETF 81369Y506 8451 125368 SH SOLE 50941 0 74427 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 3993 70123 SH SOLE 23397 0 46726 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 4600 43092 SH SOLE 15064 0 28026 HENRY SCHEIN INC Stock 806407102 491 7300 SH SOLE 0 0 7300 GENERAL ELECTRIC CO COM Stock 369604103 996 73896 SH SOLE 41116 0 32779 ISHARES EDGE MSCI USA QUALITY FACTOR ETF ETF 46432F339 19652 237605 SH SOLE 110999 0 126605 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 7929 92583 SH SOLE 41337 0 51245 ISHARES GLBL INDSTRLS INDX FD ETF 464288729 258 2825 SH SOLE 1874 0 951 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 13865 130900 SH SOLE 59478 0 71422 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 13026 128598 SH SOLE 53966 0 74630 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 478 6439 SH SOLE 2857 0 3582 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 2298 36918 SH SOLE 18211 0 18707 ISHARES S&P 500 VALUE ETF ETF 464287408 37521 343157 SH SOLE 145805 0 197352 ISHARES S&P 500 GROWTH ETF ETF 464287309 2905 18735 SH SOLE 3208 0 15527 ISHARES S&P 500 INDEX ETF 464287200 1604 6044 SH SOLE 3152 0 2891 CIGNA CORP Stock 125509109 335 2000 SH SOLE 2000 0 0 SUNTRUST BANKS INC Stock 867914103 1850 27187 SH SOLE 14010 0 13177 AIR LEASE CORP CL A Stock 00912X302 976 22898 SH SOLE 15098 0 7800 WELLS FARGO CO NEW COM Stock 949746101 552 10539 SH SOLE 5129 0 5410 VMWARE INC CL A CLASS A Stock 928563402 8350 68852 SH SOLE 36639 0 32213 ECOLAB INC COM Stock 278865100 1180 8606 SH SOLE 5590 0 3016 POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO ETF 73935X153 997 18920 SH SOLE 12240 0 6680 NORTHROP GRUMMAN CORP COM Stock 666807102 4600 13175 SH SOLE 5091 0 8083 GTT COMMUNICATIONS INC COM Stock 362393100 986 17395 SH SOLE 14746 0 2649 GOLAR LNG LTD SHS ISIN BMG9456A1009 Stock G9456A100 3319 121298 SH SOLE 72365 0 48933 JPMORGAN CHASE & CO COM Stock 46625H100 6256 56885 SH SOLE 21229 0 35655 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 1807 16850 SH SOLE 0 0 16850 CHEVRON CORP NEW COM Stock 166764100 2333 20458 SH SOLE 18711 0 1747 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 24573 555318 SH SOLE 275573 0 279744 SPDR SER TR S&P DIVID ETF ETF 78464A763 14999 164468 SH SOLE 85109 0 79359 ISHARES INTERNATIONAL SELECT DIVIDEND ETF ETF 464288448 283 8580 SH SOLE 300 0 8280 INTL BUSINESS MACHINES Stock 459200101 15955 103991 SH SOLE 49954 0 54036 ORACLE CORPORATION Stock 68389X105 628 13720 SH SOLE 13480 0 240 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 17692 376584 SH SOLE 171743 0 204840 TEXAS INSTRS INC COM Stock 882508104 1302 12536 SH SOLE 12536 0 0 TARGET CORP COM Stock 87612E106 1642 23644 SH SOLE 15380 0 8264 VANGUARD HIGH DIVIDEND YIELD ETF 921946406 1839 22288 SH SOLE 11167 0 11121 SPDR MUNICIPAL BOND ETF ETF 78468R721 504 10500 SH SOLE 2305 0 8195 PFIZER INC COM Stock 717081103 8041 226576 SH SOLE 106784 0 119791 ISHARES IBOXX CORPORATE BOND ETF ETF 464287242 431 3670 SH SOLE 285 0 3385 CATERPILLAR INC DEL COM Stock 149123101 1475 10011 SH SOLE 6471 0 3539 ALPHABET INC CAP STK CL C Stock 02079K107 3884 3764 SH SOLE 1586 0 2178 AMERICAN EXPRESS CO COM Stock 025816109 207 2220 SH SOLE 200 0 2020 AMGEN INC Stock 031162100 6195 36340 SH SOLE 14958 0 21381 APPLIED MATLS INC COM Stock 038222105 16192 291176 SH SOLE 138458 0 152718 ISHARES CORE S&P U.S. GROWTH ETF ETF 464287671 497 9100 SH SOLE 7235 0 1865 ISHARES DJ US CONSUMER SERVICES ETF 464287580 467 2562 SH SOLE 1652 0 910 SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF ETF 78464A730 775 22000 SH SOLE 22000 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 3356 33214 SH SOLE 14482 0 18732 ISHARES MSCI EAFE SMALL CAP ETF ETF 464288273 12915 198118 SH SOLE 97406 0 100711 ISHARES AGGREGATE BOND ETF ETF 464287226 41305 385130 SH SOLE 210981 0 174149 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 2891 85268 SH SOLE 40824 0 44444 GLOBANT S A COM Stock L44385109 1201 23310 SH SOLE 0 0 23310 ISHARES TR DOW JONESUS BROKER DEALERS INDEX FD ETF 464288794 8352 127644 SH SOLE 60938 0 66705 CALLON PETROLEUM CORP Stock 13123X102 1837 138760 SH SOLE 96592 0 42168 ISHARES S&P SMALLCAP 600 VALUE ETF ETF 464287879 373 2470 SH SOLE 0 0 2470 ISHARES S&P MIDCAP 400 VALUE ETF ETF 464287705 494 3199 SH SOLE 0 0 3199 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 2592 14122 SH SOLE 10579 0 3543 CIENA CORP Stock 171779309 444 17130 SH SOLE 320 0 16810 VANGUARD SHORT TERM BOND ETF 921937827 8260 105300 SH SOLE 1905 0 103395 ON DECK CAP INC COM Stock 682163100 88 15802 SH SOLE 0 0 15802 PHILIP MORRIS INTL INC Stock 718172109 2052 20643 SH SOLE 20643 0 0 ISHARES TRUST RUSSELL 3000 INDEX FD ETF 464287689 20914 133770 SH SOLE 58846 0 74924 ALTRIA GROUP INC COM Stock 02209S103 4692 75295 SH SOLE 67185 0 8110 CITIGROUP INC Stock 172967424 1055 15630 SH SOLE 13864 0 1766 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 6983 61895 SH SOLE 30085 0 31808 EXXON MOBIL CORP COM Stock 30231G102 4018 53847 SH SOLE 25007 0 28839 UNITEDHEALTH GROUP Stock 91324P102 1159 5415 SH SOLE 3712 0 1702 LOWES COS INC COM Stock 548661107 1560 17776 SH SOLE 17676 0 100 ON SEMICONDUCTOR CORP COM Stock 682189105 1557 63637 SH SOLE 39444 0 24193 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 16795 234245 SH SOLE 81735 0 152510 COLGATE PALMOLIVE CO COM Stock 194162103 270 3772 SH SOLE 786 0 2986 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 1365 45651 SH SOLE 22509 0 23142 KRAFT HEINZ CO COM Stock 500754106 212 3405 SH SOLE 0 0 3405 CHARLES SCHWAB CORP Stock 808513105 15779 302164 SH SOLE 151369 0 150794 POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 PORTFOLI ETF 73937V106 711 39999 SH SOLE 9834 0 30165 STERICYCLE INC DEP PFD A 1/10 Convertible Preferred 858912207 869 19195 SH SOLE 8447 0 10748 ISHARES MSCI EAFE ETF ETF 464287465 18721 268676 SH SOLE 106071 0 162604 APPLE INC Stock 037833100 10301 61397 SH SOLE 31838 0 29558 DISNEY WALT CO COM DISNEY Stock 254687106 5249 52257 SH SOLE 26039 0 26218 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 15734 213685 SH SOLE 80098 0 133586 ISHARES TR RUSSELL 1000 INDEX ETF ETF 464287622 349 2377 SH SOLE 1266 0 1111 MARSH & MCLENNAN COS INC COM Stock 571748102 353 4276 SH SOLE 0 0 4276 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 6498 54166 SH SOLE 23605 0 30560