0001628280-15-004288.txt : 20150518
0001628280-15-004288.hdr.sgml : 20150518
20150518065247
ACCESSION NUMBER: 0001628280-15-004288
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150518
DATE AS OF CHANGE: 20150518
EFFECTIVENESS DATE: 20150518
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Global X Management CO LLC
CENTRAL INDEX KEY: 0001432354
IRS NUMBER: 223978238
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14399
FILM NUMBER: 15871818
BUSINESS ADDRESS:
STREET 1: 623 FIFTH AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-644-6110
MAIL ADDRESS:
STREET 1: 623 FIFTH AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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0001432354
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03-31-2015
03-31-2015
Global X Management Co LLC
623 Fifth Avenue
15th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-14399
N
Daphne Chisolm
General Counsel
7048062387
Daphne Chisolm
Charlotte
NC
05-05-2015
0
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4272
SH
SOLE
4272
0
0
21VIANET GROUP INC
SPONSORED ADR
90138A103
406
22968
SH
SOLE
22968
0
0
ANGIES LIST INC
COM
034754101
705
120100
SH
SOLE
120100
0
0
GROUPON IN
COM CL A
399473107
6553
908901
SH
SOLE
908901
0
0
LINKEDIN CORP
COM CL A
53578A108
21799
87246
SH
SOLE
87246
0
0
NUTRI SYS INC NEW
COM
67069D108
1557
77949
SH
SOLE
77949
0
0
PANDORA MEDIA INC
COM
698354107
11989
739595
SH
SOLE
739595
0
0
RENREN INC
SPONSORED ADR
759892102
620
257104
SH
SOLE
257104
0
0
ZYNGA INC
CL A
98986T108
5714
2004742
SH
SOLE
2004742
0
0
YANDEX N V
SHS CLASS A
N97284108
3209
211630
SH
SOLE
211630
0
0
CYS INVTS INC
COM
12673A108
16404
1841133
SH
SOLE
1841133
0
0
CENTURYLINK INC
COM
156700106
5426
157035
SH
SOLE
157035
0
0
PARAMOUNT GOLD & SILVER CORP
COM
69924P102
1512
1496590
SH
SOLE
1496590
0
0
BANK OF AMERICA CORPORATION
COM
060505104
20
1320
SH
SOLE
1320
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
20
106
SH
SOLE
106
0
0
EXXON MOBIL CORP
COM
30231G102
29
345
SH
SOLE
345
0
0
PROLOGIS INC
COM
74340W103
54
1232
SH
SOLE
1232
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
274
5624
SH
SOLE
5624
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
59
2005
SH
SOLE
2005
0
0
CITIGROUP INC
COM NEW
172967424
7346
142585
SH
SOLE
142585
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
22
150
SH
SOLE
150
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
308
2514
SH
SOLE
2514
0
0
VISA INC
COM CL A
92826C839
23
344
SH
SOLE
344
0
0
PHILIP MORRIS INTL INC
COM
718172109
5283
70127
SH
SOLE
70127
0
0
MERCK & CO INC NEW
COM
58933Y105
21
361
SH
SOLE
361
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
64
1066
SH
SOLE
1066
0
0
AT&T INC
COM
00206R102
5586
171100
SH
SOLE
171100
0
0
HCP INC
COM
40414L109
50
1159
SH
SOLE
1159
0
0
CHEVRON CORP NEW
COM
166764100
27
260
SH
SOLE
260
0
0
3M CO
COM
88579Y101
19
114
SH
SOLE
114
0
0
ALTRIA GROUP INC
COM
02209S103
5245
104866
SH
SOLE
104866
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
23
495
SH
SOLE
495
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
24
587
SH
SOLE
587
0
0
JPMORGAN CHASE & CO
COM
46625H100
7478
123432
SH
SOLE
123432
0
0
US BANCORP DEL
COM NEW
902973304
21
470
SH
SOLE
470
0
0
WAL MART STORES INC
COM
931142103
18
217
SH
SOLE
217
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
22
184
SH
SOLE
184
0
0
UNION PAC CORP
COM
907818108
19
175
SH
SOLE
175
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5789
119042
SH
SOLE
119042
0
0
PUBLIC STORAGE
COM
74460D109
61
307
SH
SOLE
307
0
0
PEPSICO INC
COM
713448108
20
205
SH
SOLE
205
0
0
PFIZER INC
COM
717081103
19
535
SH
SOLE
535
0
0
HOME DEPOT INC
COM
437076102
25
220
SH
SOLE
220
0
0
SCHLUMBERGER LTD
COM
806857108
13
153
SH
SOLE
153
0
0
POTASH CORP SASK INC
COM
73755L107
685
21231
SH
SOLE
21231
0
0
PROCTER & GAMBLE CO
COM
742718109
16
194
SH
SOLE
194
0
0
GENERAL ELECTRIC CO
COM
369604103
18
716
SH
SOLE
716
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
60
773
SH
SOLE
773
0
0
MCDONALDS CORP
COM
580135101
19
195
SH
SOLE
195
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
16
97
SH
SOLE
97
0
0
JOHNSON & JOHNSON
COM
478160104
20
194
SH
SOLE
194
0
0
AMERICAN EXPRESS CO
COM
025816109
14
183
SH
SOLE
183
0
0
DISNEY WALT CO
COM DISNEY
254687106
21
203
SH
SOLE
203
0
0
COCA COLA CO
COM
191216100
17
412
SH
SOLE
412
0
0
CVS CAREMARK CORPORATION
COM
126650100
22
215
SH
SOLE
215
0
0
BOEING CO
COM
097023105
25
168
SH
SOLE
168
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
23
356
SH
SOLE
356
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
60
305
SH
SOLE
305
0
0
WELLS FARGO & CO NEW
COM
949746101
18
332
SH
SOLE
332
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
25
213
SH
SOLE
213
0
0
VENTAS INC
COM
92276F100
54
741
SH
SOLE
741
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
16
160
SH
SOLE
160
0
0
YELP INC
CL A
985817105
3928
82958
SH
SOLE
82958
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
10773
3398471
SH
SOLE
3398471
0
0
VIMPELCOM LTD
SPONSORED ADR
92719A106
157
30016
SH
SOLE
30016
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
1667
49865
SH
SOLE
49865
0
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
3816
79943
SH
SOLE
79943
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
2656
164951
SH
SOLE
164951
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
13073
173113
SH
SOLE
173113
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
1005
75425
SH
SOLE
75425
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
14206
394505
SH
SOLE
394505
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
20239
363039
SH
SOLE
363039
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
24947
757589
SH
SOLE
757589
0
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
4809
102321
SH
SOLE
102321
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
14735
192086
SH
SOLE
192086
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
12573
190209
SH
SOLE
190209
0
0
NATURAL RESOURCE PARTNERS L
COM UNIT L P
63900P103
5193
765873
SH
SOLE
765873
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
6569
108226
SH
SOLE
108226
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
9197
225197
SH
SOLE
225197
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
14522
297761
SH
SOLE
297761
0
0
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
8129
355438
SH
SOLE
355438
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
3678
71026
SH
SOLE
71026
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
2342
54514
SH
SOLE
54514
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
7452
180271
SH
SOLE
180271
0
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
9551
146597
SH
SOLE
146597
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
8141
196842
SH
SOLE
196842
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
6499
98688
SH
SOLE
98688
0
0
MCEWEN MNG INC
COM
58039P107
4240
4157181
SH
SOLE
4157181
0
0
CHANGYOU COM LTD
ADS REP CL A
15911M107
380
14686
SH
SOLE
14686
0
0
FACEBOOK INC
CL A
30303M102
20558
250051
SH
SOLE
250051
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
10699
322736
SH
SOLE
322736
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
7356
134253
SH
SOLE
134253
0
0
CANADIAN PAC RY LTD
COM
13645T100
6976
38184
SH
SOLE
38184
0
0
CELANESE CORP DEL
COM SER A
150870103
7042
126067
SH
SOLE
126067
0
0
MARATHON PETE CORP
COM
56585A102
14184
138525
SH
SOLE
138525
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
7081
106212
SH
SOLE
106212
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
19
750
SH
SOLE
750
0
0
OWENS ILL INC
COM NEW
690768403
6427
275614
SH
SOLE
275614
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
21
926
SH
SOLE
926
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
7637
146284
SH
SOLE
146284
0
0
TARGA RES CORP
COM
87612G101
8219
85804
SH
SOLE
85804
0
0
TURQUOISE HILL RES LTD
COM
900435108
1361
436307
SH
SOLE
436307
0
0
ALPHA NATURAL RESOURCES INC
COM
02076X102
14
13969
SH
SOLE
13969
0
0
ARCH COAL INC
COM
039380100
14
13625
SH
SOLE
13625
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
23
3906
SH
SOLE
3906
0
0
RTI INTL METALS INC
COM
74973W107
70
1958
SH
SOLE
1958
0
0
STILLWATER MNG CO
COM
86074Q102
99
7673
SH
SOLE
7673
0
0
DUNKIN BRANDS GROUP INC
COM
265504100
7441
156454
SH
SOLE
156454
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
7205
76527
SH
SOLE
76527
0
0
MASTERCARD INC
CL A
57636Q104
7224
83626
SH
SOLE
83626
0
0
FRANKLIN STREET PPTYS CORP
COM
35471R106
10611
827685
SH
SOLE
827685
0
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
7301
278136
SH
SOLE
278136
0
0
BARCLAYS BANK PLC
ADS7.75%PFD S4
06739H511
3121
119870
SH
SOLE
119870
0
0
BARCLAYS BANK PLC
SP ADR 7.1%PF3
06739H776
3704
143358
SH
SOLE
143358
0
0
AGRIUM INC
COM
008916108
706
6771
SH
SOLE
6771
0
0
BP PLC
SPONSORED ADR
055622104
43
1097
SH
SOLE
1097
0
0
NORTEK INC
COM NEW
656559309
23
266
SH
SOLE
266
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
11
1136
SH
SOLE
1136
0
0
LATAM AIRLS GROUP S A
SPONSORED ADR
51817R106
179
22198
SH
SOLE
22198
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
1609
53691
SH
SOLE
53691
0
0
MONDELEZ INTL INC
CL A
609207105
7143
197930
SH
SOLE
197930
0
0
JIVE SOFTWARE INC
COM
47760A108
530
103229
SH
SOLE
103229
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF T
780097713
7402
289697
SH
SOLE
289697
0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097739
3719
148634
SH
SOLE
148634
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS Q
780097754
2926
116143
SH
SOLE
116143
0
0
MBIA INC
COM
55262C100
23
2437
SH
SOLE
2437
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
226
29299
SH
SOLE
29299
0
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
284
12470
SH
SOLE
12470
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
4312
55525
SH
SOLE
55525
0
0
EXTERRAN PARTNERS LP
COM UNITS
30225N105
442
17735
SH
SOLE
17735
0
0
GLOBAL PARTNERS LP
COM UNITS
37946R109
277
7951
SH
SOLE
7951
0
0
LEGACY RESERVES LP
UNIT LP INT
524707304
246
24287
SH
SOLE
24287
0
0
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
6065
374164
SH
SOLE
374164
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
2475
97652
SH
SOLE
97652
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
3066
56987
SH
SOLE
56987
0
0
TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
156
4835
SH
SOLE
4835
0
0
YY INC
ADS REPCOM CLA
98426T106
2745
50324
SH
SOLE
50324
0
0
ABBVIE INC
COM
00287Y109
17
290
SH
SOLE
290
0
0
SIBANYE GOLD LTD
SPONSORED ADR
825724206
107
12506
SH
SOLE
12506
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
10391
578590
SH
SOLE
578590
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
16515
987155
SH
SOLE
987155
0
0
COSTAMARE INC
SHS
Y1771G102
9745
553352
SH
SOLE
553352
0
0
AMEREN CORP
COM
023608102
5709
135287
SH
SOLE
135287
0
0
AVISTA CORP
COM
05379B107
5806
169859
SH
SOLE
169859
0
0
CONSOLIDATED EDISON INC
COM
209115104
5564
91206
SH
SOLE
91206
0
0
ENTERGY CORP NEW
COM
29364G103
5681
73314
SH
SOLE
73314
0
0
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
6267
257057
SH
SOLE
257057
0
0
LORILLARD INC
COM
544147101
5527
84581
SH
SOLE
84581
0
0
PENNYMAC MTG INVT TR
COM
70931T103
10480
492242
SH
SOLE
492242
0
0
PEPCO HOLDINGS INC
COM
713291102
5724
213339
SH
SOLE
213339
0
0
REYNOLDS AMERICAN INC
COM
761713106
5473
79419
SH
SOLE
79419
0
0
W P CAREY INC
COM
92936U109
73
1080
SH
SOLE
1080
0
0
SEMGROUP CORP
CL A
81663A105
9045
111202
SH
SOLE
111202
0
0
URANIUM RES INC
COM PAR$0.001NEW
916901606
3458
2600128
SH
SOLE
2600128
0
0
NATIONAL BK GREECE S A
SPN ADR REP 1 SH
633643705
20201
15782014
SH
SOLE
15782014
0
0
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
812
25812
SH
SOLE
25812
0
0
ONEBEACON INSURANCE GROUP LT
CL A
G67742109
288
18928
SH
SOLE
18928
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
5883
368837
SH
SOLE
368837
0
0
RESOURCE CAP CORP
COM
76120W302
9764
2150641
SH
SOLE
2150641
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
10443
695282
SH
SOLE
695282
0
0
EXETER RES CORP
COM
301835104
1397
2715090
SH
SOLE
2715090
0
0
INTERNATIONAL TOWER HILL MIN
COM
46050R102
1071
2973759
SH
SOLE
2973759
0
0
AURICO GOLD INC
COM
05155C105
7475
2698408
SH
SOLE
2698408
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
6511
1203467
SH
SOLE
1203467
0
0
THOMPSON CREEK METALS CO INC
COM
884768102
17
12904
SH
SOLE
12904
0
0
MPLX LP COM UNIT REP LTD
COM UNIT REP LTD
55336V100
1091
14887
SH
SOLE
14887
0
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
572
40896
SH
SOLE
40896
0
0
AVALON RARE METALS INC
COM
053470100
41
166543
SH
SOLE
166543
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
12102
156352
SH
SOLE
156352
0
0
EQT CORP
COM
26884L109
8226
99269
SH
SOLE
99269
0
0
ENBRIDGE INC
COM
29250N105
15842
326647
SH
SOLE
326647
0
0
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
6294
172995
SH
SOLE
172995
0
0
KINDER MORGAN INC DEL
COM
49456B101
16161
384247
SH
SOLE
384247
0
0
ONEOK INC NEW
COM
682680103
8215
170296
SH
SOLE
170296
0
0
SPECTRA ENERGY CORP
COM
847560109
12323
340698
SH
SOLE
340698
0
0
TRANSCANADA CORP
COM
89353D107
43
1018
SH
SOLE
1018
0
0
WILLIAMS COS INC DEL
COM
969457100
24177
477897
SH
SOLE
477897
0
0
HEALTH CARE REIT INC
COM
42217K106
61
786
SH
SOLE
786
0
0
GREAT PANTHER SILVER LTD
COM
39115V101
1723
2970955
SH
SOLE
2970955
0
0
WINDSTREAM HLDGS INC
COM
97382A101
13981
1889324
SH
SOLE
1889324
0
0
AMBEV SA
SPONSORED ADR
02319V103
356
61723
SH
SOLE
61723
0
0
E-COMMERCE CHINA DANGDANG IN
SPN ADS COM A
26833A105
785
82194
SH
SOLE
82194
0
0
DAQO NEW ENERGY CORP
SPNSRD ADR NEW
23703Q203
6
232
SH
SOLE
232
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7677
57147
SH
SOLE
57147
0
0
IAMGOLD CORP
COM
450913108
35
18948
SH
SOLE
18948
0
0
NEVSUN RES LTD
COM
64156L101
34
9962
SH
SOLE
9962
0
0
RUBICON MINERALS CORP
COM
780911103
1286
1353344
SH
SOLE
1353344
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
20
5969
SH
SOLE
5969
0
0
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
9212
634881
SH
SOLE
634881
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
2009
76608
SH
SOLE
76608
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
4603
124566
SH
SOLE
124566
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
858
143045
SH
SOLE
143045
0
0
VAALCO ENERGY INC
COM NEW
91851C201
211
86184
SH
SOLE
86184
0
0
COPA HOLDINGS SA
CL A
P31076105
1599
15832
SH
SOLE
15832
0
0
TWITTER INC
COM
90184L102
5715
114127
SH
SOLE
114127
0
0
UNITED ONLINE INC
COM NEW
911268209
604
37895
SH
SOLE
37895
0
0
COLONY FINL INC
COM
19624R106
5999
231439
SH
SOLE
231439
0
0
EPR PPTYS
COM SH BEN INT
26884U109
72
1200
SH
SOLE
1200
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
77
3390
SH
SOLE
3390
0
0
LEETCOR TECHNOLOGIES INC
COM
339041105
7205
47742
SH
SOLE
47742
0
0
NIKE INC
CL B
654106103
7836
78098
SH
SOLE
78098
0
0
SANDRIDGE ENERGY INC
COM
80007P307
16
9019
SH
SOLE
9019
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
45
366
SH
SOLE
366
0
0
BARRICK GOLD CORP
COM
067901108
38
3505
SH
SOLE
3505
0
0
BLACKBERRY LTD
COM
09228F103
40
4475
SH
SOLE
4475
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
45
832
SH
SOLE
832
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
45
1520
SH
SOLE
1520
0
0
IMAX CORP
COM
45245E109
63
1860
SH
SOLE
1860
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
43
1528
SH
SOLE
1528
0
0
TECK RESOURCES LTD
CL B
878742204
40
2906
SH
SOLE
2906
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
7200
244566
SH
SOLE
244566
0
0
AERCAP HOLDINGS NV
SHS
N00985106
44
1019
SH
SOLE
1019
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
20
835
SH
SOLE
835
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
19
373
SH
SOLE
373
0
0
CARBONITE INC
COM
141337105
20
1414
SH
SOLE
1414
0
0
COOPER STD HLDGS INC
COM
21676P103
22
368
SH
SOLE
368
0
0
DEPOMED INC
COM
249908104
23
1046
SH
SOLE
1046
0
0
DOMINION DIAMOND CORP
COM
257287102
46
2678
SH
SOLE
2678
0
0
DYCOM INDS INC
COM
267475101
27
551
SH
SOLE
551
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
3567
144182
SH
SOLE
144182
0
0
FEDERAL MOGUL CORP
COM
313549404
19
1405
SH
SOLE
1405
0
0
FLOTEK INDS INC DEL
COM
343389102
18
1216
SH
SOLE
1216
0
0
HILL ROM HLDGS INC
COM
431475102
21
438
SH
SOLE
438
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
8696
370347
SH
SOLE
370347
0
0
ITT EDUCATIONAL SERVICES INC
COM
45068B109
17
2533
SH
SOLE
2533
0
0
LIBBEY INC
COM
529898108
23
569
SH
SOLE
569
0
0
NMI HLDGS INC
CL A
629209305
21
2776
SH
SOLE
2776
0
0
PINNACLE ENTMT INC
COM
723456109
29
804
SH
SOLE
804
0
0
PROGRESSIVE WASTE SOLUTIONS
COM
74339G101
48
1619
SH
SOLE
1619
0
0
RESOLUTE FST PRODS INC
COM
76117W109
19
1109
SH
SOLE
1109
0
0
RYLAND GROUP INC
COM
783764103
23
466
SH
SOLE
466
0
0
ST JOE CO
COM
790148100
22
1202
SH
SOLE
1202
0
0
SEARS HOMETOWN & OUTLET STOR
COM
812362101
12
1610
SH
SOLE
1610
0
0
STONE ENERGY CORP
COM
861642106
17
1172
SH
SOLE
1172
0
0
SUNCOKE ENERGY INC
COM
86722A103
62
4140
SH
SOLE
4140
0
0
TAL ED GROUP
ADS REPSTG COM
874080104
73
2198
SH
SOLE
2198
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
22
153
SH
SOLE
153
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
37
2849
SH
SOLE
2849
0
0
INTELSAT S A
COM
L5140P101
19
1587
SH
SOLE
1587
0
0
TRONOX LTD
SHS CL A
Q9235V101
18
908
SH
SOLE
908
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
23
2493
SH
SOLE
2493
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
3998
122865
SH
SOLE
122865
0
0
ONE GAS INC
COM
68235P108
6335
146547
SH
SOLE
146547
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
540
12287
SH
SOLE
12287
0
0
CHINA FIN ONLINE CO LTD
SPONSORED ADR
169379104
36
8439
SH
SOLE
8439
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
16747
974777
SH
SOLE
974777
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
16245
2093445
SH
SOLE
2093445
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
10359
626299
SH
SOLE
626299
0
0
COVANTA HLDG CORP
COM
22282E102
6117
272724
SH
SOLE
272724
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
5666
73800
SH
SOLE
73800
0
0
EMPIRE DIST ELEC CO
COM
291641108
5661
228099
SH
SOLE
228099
0
0
NORTHWEST NAT GAS CO
COM
667655104
5813
121224
SH
SOLE
121224
0
0
PPL CORP
COM
69351T106
5594
166178
SH
SOLE
166178
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
5969
123294
SH
SOLE
123294
0
0
SOUTHERN CO
COM
842587107
5580
126023
SH
SOLE
126023
0
0
TECO ENERGY INC
COM
872375100
5641
290779
SH
SOLE
290779
0
0
CDW CORP
COM
12514G108
7176
192699
SH
SOLE
192699
0
0
MOODYS CORP
COM
615369105
7724
74412
SH
SOLE
74412
0
0
VOYA FINL INC
COM
929089100
7240
167934
SH
SOLE
167934
0
0
ACTAVIS PLC
SHS
G0083B108
7663
25748
SH
SOLE
25748
0
0
EXTERRAN HLDGS INC
COM
30225X103
22
662
SH
SOLE
662
0
0
FTD COS INC
COM
30281V108
18
593
SH
SOLE
593
0
0
FLAMEL TECHNOLOGIES SA
SPONSORED ADR
338488109
81
4521
SH
SOLE
4521
0
0
GATX CORP
COM
361448103
19
330
SH
SOLE
330
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
9
308
SH
SOLE
308
0
0
MERCER INTL INC
COM
588056101
22
1451
SH
SOLE
1451
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
21
714
SH
SOLE
714
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
449
13961
SH
SOLE
13961
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
17
1831
SH
SOLE
1831
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
20
2883
SH
SOLE
2883
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
20
754
SH
SOLE
754
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
587
16570
SH
SOLE
16570
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
1838
26015
SH
SOLE
26015
0
0
QEP MIDSTREAM PARTNERS LP
COM UNIT RP LTD
74735R115
176
11249
SH
SOLE
11249
0
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
313
6584
SH
SOLE
6584
0
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
543
10738
SH
SOLE
10738
0
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
391
8069
SH
SOLE
8069
0
0
WEIBO CORP
SPONSORED ADR
948596101
2712
210361
SH
SOLE
210361
0
0
KING DIGITAL ENTMT PLC
ORD SHS
G5258J109
1483
92482
SH
SOLE
92482
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
16
482
SH
SOLE
482
0
0
CHICOS FAS INC
COM
168615102
21
1163
SH
SOLE
1163
0
0
ENPRO INDS INC
COM
29355X107
21
318
SH
SOLE
318
0
0
LANDS END INC NEW
COM
51509F105
21
593
SH
SOLE
593
0
0
LIFE TIME FITNESS INC
COM
53217R207
25
357
SH
SOLE
357
0
0
MRC GLOBAL INC
COM
55345K103
20
1660
SH
SOLE
1660
0
0
MASTEC INC
COM
576323109
20
1014
SH
SOLE
1014
0
0
MERITAGE HOMES CORP
COM
59001A102
24
493
SH
SOLE
493
0
0
PRETIUM RES INC
COM
74139C102
57
11282
SH
SOLE
11282
0
0
VASCO DATA SEC INTL INC
COM
92230Y104
16
759
SH
SOLE
759
0
0
YRC WORLDWIDE INC
COM PAR $.01
984249607
19
1049
SH
SOLE
1049
0
0
HORIZON PHARMA INC
COM
G4617B105
29
1130
SH
SOLE
1130
0
0
WESTMORELAND COAL CO
COM
960878106
28
1044
SH
SOLE
1044
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
576
35152
SH
SOLE
35152
0
0
GRUPO AVAL ACCIONES Y VALORE
SPONSORED ADS
40053W101
1103
122965
SH
SOLE
122965
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
27
391
SH
SOLE
391
0
0
DEMAND MEDIA INC
COM NEW
24802N208
138
24162
SH
SOLE
24162
0
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
10121
558578
SH
SOLE
558578
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
10309
464582
SH
SOLE
464582
0
0
STONEMOR PARTNERS L P
COM UNITS
86183Q100
5803
201411
SH
SOLE
201411
0
0
EQUITY COMWLTH
CUM PFD E 7.25%
294628409
2976
114167
SH
SOLE
114167
0
0
CENTRUS ENERGY CORP
CL A
15643U104
229
44841
SH
SOLE
44841
0
0
OI S.A.
SPON ADR PFD NEW
670851401
34
21943
SH
SOLE
21943
0
0
HOMEINNS HOTEL GROUP
SPON ADR
43742E102
658
27797
SH
SOLE
27797
0
0
ALIBABA GROUP HLDG LTD
SPON ADS
01609W102
43
521
SH
SOLE
521
0
0
ALLY FINL INC
COM
02005N100
7125
339599
SH
SOLE
339599
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
6894
83524
SH
SOLE
83524
0
0
CANADIAN NATL RY CO
COM
136375102
43
646
SH
SOLE
646
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
56
3301
SH
SOLE
3301
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
58
2643
SH
SOLE
2643
0
0
FIRST CASH FINL SVCS INC
COM
31942D107
20
428
SH
SOLE
428
0
0
HEARTLAND PMT SYS INC
COM
42235N108
20
433
SH
SOLE
433
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
20
635
SH
SOLE
635
0
0
LOUISIANA PAC CORP
COM
546347105
20
1203
SH
SOLE
1203
0
0
QUANEX BUILDING PRODUCTS COR
COM
747619104
21
1071
SH
SOLE
1071
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
3796
29049
SH
SOLE
29049
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
3703
31376
SH
SOLE
31376
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3586
18951
SH
SOLE
18951
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
3695
43952
SH
SOLE
43952
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
5056
103642
SH
SOLE
103642
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
6170
82119
SH
SOLE
82119
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
6161
110471
SH
SOLE
110471
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
5407
130487
SH
SOLE
130487
0
0
ALON USA PARTNERS LP
UT LTDPART INT
02052T109
107
5846
SH
SOLE
5846
0
0
FORESIGHT ENERGY LP
COM UNT RP INT
34552U104
132
8471
SH
SOLE
8471
0
0
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
7190
202879
SH
SOLE
202879
0
0
VIPER ENERGY PARTNERS LP
COM UNT RP INT
92763M105
292
15997
SH
SOLE
15997
0
0
WESTERN REFNG LOGISTICS LP
COM UNIT REP LTD
95931Q205
209
7212
SH
SOLE
7212
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
9778
1425387
SH
SOLE
1425387
0
0
BANK NEW YORK MELLON CORP
COM
064058100
7548
187582
SH
SOLE
187582
0
0
D R HORTON INC
COM
23331A109
7651
268658
SH
SOLE
268658
0
0
MICHAELS COS INC
COM
59408Q106
7189
265664
SH
SOLE
265664
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
7165
143846
SH
SOLE
143846
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
42
1086
SH
SOLE
1086
0
0
UBS GROUP AG
SHS
H42097107
48
2561
SH
SOLE
2561
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
48
2915
SH
SOLE
2915
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
24
1418
SH
SOLE
1418
0
0
AMERICAN NATL INS CO
COM
028591105
19
198
SH
SOLE
198
0
0
ATWOOD OCEANICS INC
COM
050095108
17
609
SH
SOLE
609
0
0
BARNES & NOBLE INC
COM
067774109
20
849
SH
SOLE
849
0
0
CALIFORNIA RES CORP
COM
13057Q107
23
2965
SH
SOLE
2965
0
0
DEAN FOODS CO NEW
COM NEW
242370203
21
1266
SH
SOLE
1266
0
0
HRG GROUP INC
COM
40434J100
21
1710
SH
SOLE
1710
0
0
KB HOME
COM
48666K109
23
1488
SH
SOLE
1488
0
0
KINDRED HEALTHCARE INC
COM
494580103
26
1104
SH
SOLE
1104
0
0
NOODLES & CO
CL A
65540B105
19
1107
SH
SOLE
1107
0
0
OUTERWALL INC
COM
690070107
21
311
SH
SOLE
311
0
0
PBF ENERGY INC
CL A
69318G106
23
677
SH
SOLE
677
0
0
PRIMERICA INC
COM
74164M108
20
391
SH
SOLE
391
0
0
REPUBLIC AWYS HLDGS INC
COM
760276105
20
1442
SH
SOLE
1442
0
0
SPARTANNASH CO
COM
847215100
25
799
SH
SOLE
799
0
0
STATE NATL COS INC
COM
85711T305
23
2285
SH
SOLE
2285
0
0
TEREX CORP NEW
COM
880779103
20
766
SH
SOLE
766
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
3725
30605
SH
SOLE
30605
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
5843
242355
SH
SOLE
242355
0
0
ALBEMARLE CORP
COM
012653101
5098
96483
SH
SOLE
96483
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
430
11017
SH
SOLE
11017
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
17420
353927
SH
SOLE
353927
0
0
NQ MOBILE INC
ADR REPSTG CL A
64118U108
128
34300
SH
SOLE
34300
0
0
VIMICRO INTL CORP
ADR
92718N109
77
8300
SH
SOLE
8300
0
0
WP GLIMCHER IN
COM
92939N102
3
171
SH
SOLE
171
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
15802
656763
SH
SOLE
656763
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
75
2640
SH
SOLE
2640
0
0
CHAMBERS STR PPTYS
COM
157842105
72
9150
SH
SOLE
9150
0
0
COLUMBIA PPTY TR INC
COM NEW
198287203
86
3180
SH
SOLE
3180
0
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
79
1950
SH
SOLE
1950
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
69
1920
SH
SOLE
1920
0
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
77
3090
SH
SOLE
3090
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
72
6000
SH
SOLE
6000
0
0
AG MTG INVT TR INC
COM
001228105
5876
311880
SH
SOLE
311880
0
0
B & G FOODS INC NEW
COM
05508R106
6055
205726
SH
SOLE
205726
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
6714
348938
SH
SOLE
348938
0
0
KRONOS WORLDWIDE INC
COM
50105F105
5930
468784
SH
SOLE
468784
0
0
MACQUARIE INFRASTR CO LLC
MEMBERSHIP INT
55608B105
5972
72568
SH
SOLE
72568
0
0
UNIVERSAL CORP VA
COM
913456109
5849
124034
SH
SOLE
124034
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
6152
407934
SH
SOLE
407934
0
0