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One Freedom Valley Drive Oaks 19456 888-493-8631 Records related to its functions as principal underwriter Global X Management Company LLC 605 Third Avenue New York 10158 212-644-6440 Records related to its function as investment adviser and administrator SEI Investments Global Funds Services 1 Freedom Valley Drive Oaks 19456 888-493-8631 Records related to its functions as sub-administrator Mirae Asset Global Investments (USA) LLC 625 Madison Avenue 3rd Floor New York 10022 212-205-8300 Records related to its functions as sub-adviser Mirae Asset Global Investments (Hong Kong) Limited Level 15, Three Pacific Place 1 Queens Road East Hong Kong HK 00000 852 2295 1500 Records related to its functions as sub-adviser N N N-1A 100 Y Susan M. Ciccarone 002991697 N Clifford J. Weber N/A N Luis Berruga 005130082 Y Charles A. 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N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- CAIRO BRANCH N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD (DBS) N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK NAMIBIA LTD N/A NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- MUMBAI BRANCH N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK" AB FOR NORDEA BANK N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION N/A MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK HUNGARY ZRT N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED N/A BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK KENYA N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LTD N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N GLOBAL X MANAGEMENT COMPANY LLC 549300YQTJTQRWGCSV19 Y N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N Y N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00 SUSQUEHANNA INVESTMENT GR 008-47034 000035874 549300RX9GZX8Y9IGJ81 39351.59999999 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 8005.10000000 47356.70000000 0.00000000 N 79098959.45999999 N N N Global X Green Building ETF S000075802 549300KDVQWIFUI6IS81 Y 1 0 0 Exchange-Traded Fund N Y 0.59 0.21 0.736001407 0.691610638 Y N N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N Pricing Direct 549300WIC0TOJ7N7GD54 N S&P 549300U4VWNITEKO2881 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N IHS Markit 549300HLPTRASHS0E726 GB N N HSBC SAUDI ARABIA N/A SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK FOR CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK GHANA N/A GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., ISRAEL BRANCH N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- CAIRO BRANCH N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BNP PARIBAS SECURITIES SERVICES N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (CHINA) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK" AB FOR NORDEA BANK N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK KENYA N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD (DBS) N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED N/A BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK HUNGARY ZRT N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A BH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK AS FOR NORDEA BANK ABP N/A EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A TZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB FOR CITIBANK N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A BD N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- LONDON BRANCH N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITBANK EUROPE PLC N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA S.A., N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LTD N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK NAMIBIA LTD N/A NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC N/A NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- MUMBAI BRANCH N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK OMAN SAOG N/A OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION N/A MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N N GLOBAL X MANAGEMENT COMPANY LLC 549300YQTJTQRWGCSV19 N N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.0 SUSQUEHANNA INVESTMENT GR 008-47034 000035874 549300RX9GZX8Y9IGJ81 85.74999999 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 434.41999999 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 2.25000000 BANK OF AMERICA 008-69787 000283942 549300HN4UKV1E2R3U73 85.77000000 608.18999999 0.00000000 N 2101000.60000000 N N N Global X Clean Water ETF S000071326 5493000EO8T2EP0CP443 N 1 0 0 Exchange-Traded Fund N Y 0.16 -0.28 0.457466033 0.449878756 Y N N N N/A 0.00000000 0.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N S&P 549300U4VWNITEKO2881 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N IHS Markit 549300HLPTRASHS0E726 GB N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Pricing Direct 549300WIC0TOJ7N7GD54 N Bloomberg 254900BF4G8VMW8GG471 N N STANBIC IBTC BANK PLC N/A NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A BD N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK NAMIBIA LTD N/A NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK KENYA N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK" AB FOR NORDEA BANK N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK HUNGARY ZRT N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., ISRAEL BRANCH N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED N/A BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LTD N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK OMAN SAOG N/A OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITBANK EUROPE PLC N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA N/A SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK GHANA N/A GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA S.A., N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC FRANCE, ATHENS N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A BH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- MUMBAI BRANCH N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB FOR CITIBANK N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION N/A MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK AS FOR NORDEA BANK ABP N/A EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD (DBS) N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- LONDON BRANCH N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK FOR CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A TZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A DE N Y Foreign custodian - 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rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N Global X Management Company, LLC 549300YQTJTQRWGCSV19 Y N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N Y N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00 JP MORGAN 008-35008 000000079 ZBUT11V806EZRVTWT807 26.66999999 MERRILL LYNCH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 1.36000000 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1249.82000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 39.65000000 BANK OF AMERICA 008-69787 000283942 549300HN4UKV1E2R3U73 57.85000000 G TRADE 8-67304 000140314 N/A 0.35000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 4.10999999 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 54.05999999 SOCIETE GENERALE COWEN SECURITIES CORP. 008-40756 000023857 5493008QI0EFC5WBED75 14.70000000 1448.57000000 WELLS FARGO 008-65876 000126292 VYVVCKR63DVZZN70PB21 450000.00000000 450000.00000000 N 7137448.76999999 N N N Global X Interest Rate Hedge ETF S000076384 549300QKS46WQPQ58W76 Y 1 0 0 Exchange-Traded Managed Fund Y N N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2)) Rule 18f-4 (17 CFR 270.18f-4) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Bloomberg 254900BF4G8VMW8GG471 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N N CITIBANK EUROPE PLC N/A CZ N Y Foreign custodian - 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N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC N/A NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK KENYA N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- CAIRO BRANCH N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A TZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- LONDON BRANCH N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB FOR CITIBANK N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD (DBS) N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA N/A SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A BD N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (CHINA) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA S.A., N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N GLOBAL X MANAGEMENT COMPANY LLC 549300YQTJTQRWGCSV19 N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N N N Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00000000 SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00000000 0.00000000 BANK OF AMERICA 008-69787 000283942 549300HN4UKV1E2R3U73 880000.00000000 WELLS FARGO 008-65876 000126292 VYVVCKR63DVZZN70PB21 4329752.26000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 941400.00000000 STATE STREET BANK & TRUST CO. 008-69862 000285852 549300FDEDF5ORXCMQ56 99447.67999999 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 995605.00000000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 446452.35000000 7692657.29000000 N 3241350.76000000 N N N Global X Solar ETF S000072699 549300TV245MP3NQ4827 N 1 0 0 Exchange-Traded Fund N Y -0.04 -0.48 0.861630515 1.147720601 Y N N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg 254900BF4G8VMW8GG471 N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N Pricing Direct 549300WIC0TOJ7N7GD54 N N AO CITIBANK FOR CITIBANK N/A RU N Y Foreign custodian - 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rule 17f-5 (17 CFR 270.17f-5) HSBC BANK OMAN SAOG N/A OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE MEXICO N/A MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- LONDON BRANCH N/A IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK" AB FOR NORDEA BANK N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A TZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- CAIRO BRANCH N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITBANK EUROPE PLC N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK HUNGARY ZRT N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK KENYA N/A KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK GHANA N/A GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK NAMIBIA LTD N/A NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- MUMBAI BRANCH N/A IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD (DBS) N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK KOREA INC N/A KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION N/A MU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (CHINA) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A BD N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB FOR CITIBANK N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC N/A NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS N/A GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED N/A BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., ISRAEL BRANCH N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA N/A SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA S.A., N/A CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N Global X Management Company, LLC 549300YQTJTQRWGCSV19 Y N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N Y N Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00 SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 3.29000000 JP MORGAN 008-35008 000000079 ZBUT11V806EZRVTWT807 8370.60000000 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2269.28000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 3753.11000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1094.56000000 BANK OF AMERICA 008-69787 000283942 549300HN4UKV1E2R3U73 207.60999999 BTIG LLC 008-65473 000122225 549300GTG9PL6WO3EC51 29.67999999 15728.13000000 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 799983.33000000 799983.33000000 N 7687643.92999999 N N N Global X AgTech & Food Innovation ETF S000072327 5493008L610L6X3XEE23 N 1 0 0 Exchange-Traded Fund N Y 0.08 -0.33 0.52868141 0.386700958 Y N N N N/A 0.00000000 0.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N IHS Markit 549300HLPTRASHS0E726 GB N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg 254900BF4G8VMW8GG471 N S&P 549300U4VWNITEKO2881 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Pricing Direct 549300WIC0TOJ7N7GD54 N N UNICREDIT BANK AUSTRIA AG N/A AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK BERMUDA LIMITED N/A BM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY N/A PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. 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rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N Y GLOBAL X MANAGEMENT COMPANY LLC 549300YQTJTQRWGCSV19 Y N N SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 169.89000000 MERRILL LYNCH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 7.31000000 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 21.20999999 BANK OF AMERICA 008-69787 000283942 549300HN4UKV1E2R3U73 2.34000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3491.33999999 JP MORGAN 008-35008 000000079 ZBUT11V806EZRVTWT807 2945.66999999 MACQUARIE CAPITAL 008-47198 000036368 549300670K07JRB5UQ40 32.72000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 69.95999999 6740.43999999 BARCLAYS CAPITAL INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1274944.50000000 WELLS FARGO 008-65876 000126292 VYVVCKR63DVZZN70PB21 1089984.87999999 2364929.38000000 N 6136095.98000000 N N N Global X Telemedicine & Digital Health ETF S000069056 549300S7QYH7YKMKWR64 N 1 0 0 Exchange-Traded Fund N Y 0.13 -0.38 0.753203745 0.720448591 Y N Y N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N Revenue sharing split 7669960.21999999 223122.79000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N IHS Markit 549300HLPTRASHS0E726 GB N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N S&P 549300U4VWNITEKO2881 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg 254900BF4G8VMW8GG471 N N DEUTSCHE BANK AG N/A DE N Y Foreign custodian - 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rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N GLOBAL X MANAGEMENT COMPANY LLC 549300YQTJTQRWGCSV19 Y N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N Y N Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00 SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 MIRAMAR SECURITIES LLC 8-48049 000037955 N/A 7.62000000 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 1896.05000000 G TRADE 8-67304 000140314 N/A 5980.54999999 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 10092.68000000 BANK OF AMERICA 008-69787 000283942 549300HN4UKV1E2R3U73 44.35999999 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 94.67999999 SOCIETE GENERALE COWEN SECURITIES CORP. 008-40756 000023857 5493008QI0EFC5WBED75 497.39000000 JP MORGAN 008-35008 000000079 ZBUT11V806EZRVTWT807 1453.36000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 130.50000000 MERRILL LYNCH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 29.77000000 20226.96000000 WELLS FARGO 008-65876 000126292 VYVVCKR63DVZZN70PB21 13099342.67000000 13099342.67000000 N 76246665.28000000 N N N Global X Education ETF S000054690 549300B2Y7QE28CMP965 N 1 0 0 Exchange-Traded Fund N Y -0.07 -0.46 0.949592606 0.922536247 Y N N N N/A 0.00000000 0.00000000 Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N IHS Markit 549300HLPTRASHS0E726 GB N S&P 549300U4VWNITEKO2881 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Pricing Direct 549300WIC0TOJ7N7GD54 N N SWEDBANK" AB FOR NORDEA BANK N/A LT N Y Foreign custodian - 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N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- CAIRO BRANCH N/A EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD BANK NAMIBIA LTD N/A NA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A. - SAO PAULO N/A BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA N/A SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD (DBS) N/A SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LTD N/A QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK MAGHREB FOR CITIBANK N/A MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK DEL PERU N/A PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC N/A TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITBANK EUROPE PLC N/A RO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A BH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC N/A CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK HUNGARY ZRT N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK GHANA N/A GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK OMAN SAOG N/A OM N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST N/A AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., ISRAEL BRANCH N/A IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK FOR CITIBANK N/A RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MALAYSIA BERHAD N/A MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A TZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK AS FOR NORDEA BANK ABP N/A EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. N/A CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB N/A NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 N N N GLOBAL X MANAGEMENT COMPANY LLC 549300YQTJTQRWGCSV19 Y N SEI INVESTMENTS GLOBAL FUNDS SERVICES 801-24593 SEC File Number N Y N Mirae Asset Securities USA Inc. 8-45034 000030679 25490087B4GFZLJZE912 0.00 SEI Investments Distribution Co. 8-27897 000010690 N/A 0.00 MISCHLER FINANCIAL 8-48067 000037818 2549004IPXPSM9EJFC92 195.00999999 JP MORGAN 008-35008 000000079 ZBUT11V806EZRVTWT807 12.19000000 GOLDMAN SACHS & CO 008-00129 000000361 FOR8UP27PHTHYVLBNG30 9.68000000 CREDIT SUISSE FIRST BOSTON LLC. 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 319.36000000 G TRADE 8-67304 000140314 N/A 311.10999999 CITIGROUP 008-08177 000007059 MBNUM2BPBDO7JBLYG310 156.43000000 1003.78000000 WELLS FARGO 008-65876 000126292 VYVVCKR63DVZZN70PB21 299973.92000000 299973.92000000 N 4213310.76000000 N N N Global X Adaptive U.S. Risk Management ETF S000070582 549300YUXBCDNR6JRF07 N 1 0 0 Exchange-Traded Fund N Y 0 -0.37 0.561836569 0.555410939 Y N N N N/A 0.00000000 0.00000000 Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4 (17 CFR 270.18f-4) N N N N GLOBAL X MANAGEMENT COMPANY LLC 801-69093 000146932 549300YQTJTQRWGCSV19 N BROWN BROTHERS HARRIMAN & CO. 084-06072 5493006KMX1VFTPYPW14 N N N S&P 549300U4VWNITEKO2881 N IHS Markit 549300HLPTRASHS0E726 GB N Pricing Direct 549300WIC0TOJ7N7GD54 N Intercontinental Exchange, Inc. 5493000F4ZO33MV32P92 N Bloomberg 254900BF4G8VMW8GG471 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N HSBC N/A PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A JO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED N/A HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK N/A ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- JAKARTA BRANCH N/A ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA N/A ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (CHINA) N/A CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC SAUDI ARABIA N/A SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK HUNGARY ZRT N/A HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK GHANA N/A GH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES N/A NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK N/A VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI N/A TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK" AB FOR NORDEA BANK N/A LT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK MIDDLE EAST LIMITED N/A KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANBIC IBTC BANK PLC N/A NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. 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