NPORT-EX 2 GX3.htm SCHEDULE F

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X MLP ETF

 

 

 

Shares

 

 

Value

 

MASTER LIMITED PARTNERSHIPS — 99.8%

 

 

 

 

Energy — 99.8%

 

 

 

 

 

 

 

 

BP Midstream Partners

 

 

1,542,153

 

 

$

20,541,478

 

Cheniere Energy Partners

 

 

1,318,427

 

 

 

44,694,675

 

Crestwood Equity Partners

 

 

1,596,845

 

 

 

33,278,250

 

DCP Midstream

 

 

2,519,839

 

 

 

39,284,290

 

Enable Midstream Partners

 

 

2,863,835

 

 

 

17,755,777

 

Energy Transfer

 

 

7,531,801

 

 

 

83,452,355

 

Enterprise Products Partners

 

 

4,109,428

 

 

 

95,914,050

 

EQM Midstream Partners

 

 

2,360,123

 

 

 

40,971,735

 

Genesis Energy

 

 

2,711,591

 

 

 

26,926,099

 

Holly Energy Partners

 

 

1,460,136

 

 

 

30,283,221

 

Magellan Midstream Partners

 

 

1,447,932

 

 

 

78,984,691

 

MPLX

 

 

3,150,776

 

 

 

63,929,245

 

NGL Energy Partners

 

 

3,816,937

 

 

 

31,146,206

 

Noble Midstream Partners

 

 

1,084,968

 

 

 

16,654,259

 

NuStar Energy

 

 

1,826,926

 

 

 

41,471,220

 

Phillips 66 Partners

 

 

892,134

 

 

 

48,505,326

 

Plains All American Pipeline

 

 

3,968,799

 

 

 

54,253,482

 

Shell Midstream Partners

 

 

2,565,904

 

 

 

43,902,617

 

TC PipeLines

 

 

1,232,213

 

 

 

46,762,483

 

Western Midstream Partners

 

 

3,205,986

 

 

 

41,870,177

 

TOTAL MASTER LIMITED PARTNERSHIPS

 

 

 

 

 

 

 

 

(Cost $1,075,366,366)

 

 

 

 

 

 

900,581,636

 

TOTAL INVESTMENTS — 99.8%

 

 

 

 

 

 

 

 

(Cost $1,075,366,366)

 

 

 

 

 

$

900,581,636

 

 

Percentages are based on Net Assets of $902,531,160.

 

As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   

Global X MLP & Energy Infrastructure ETF 

 

 

 

Shares

 

 

Value

 

COMMON STOCK — 76.6%

 

 

 

Energy — 76.6%

 

 

 

 

 

 

 

 

Antero Midstream (A)

 

 

3,834,115

 

 

$

16,716,741

 

Archrock

 

 

2,002,369

 

 

 

14,116,701

 

Cheniere Energy*

 

 

639,799

 

 

 

32,815,291

 

Enbridge

 

 

1,668,487

 

 

 

62,451,468

 

EnLink Midstream

 

 

3,451,599

 

 

 

13,150,592

 

Equitrans Midstream

 

 

2,726,905

 

 

 

19,251,949

 

Kinder Morgan

 

 

3,195,518

 

 

 

61,258,080

 

ONEOK

 

 

817,573

 

 

 

54,548,471

 

Pembina Pipeline (A)

 

 

1,275,845

 

 

 

46,083,521

 

Plains GP Holdings, Cl A

 

 

2,106,628

 

 

 

29,008,268

 

Tallgrass Energy, Cl A

 

 

1,573,412

 

 

 

34,725,203

 

Targa Resources

 

 

959,624

 

 

 

31,091,818

 

TC Energy

 

 

1,260,791

 

 

 

66,002,409

 

Williams

 

 

2,521,774

 

 

 

48,039,795

 

TOTAL COMMON STOCK

 

 

 

 

 

 

 

 

(Cost $628,531,825)

 

 

 

 

 

 

529,260,307

 

MASTER LIMITED PARTNERSHIPS — 23.3%

 

 

 

 

 

 

 

 

Energy — 23.3%

 

 

 

 

 

 

 

 

Cheniere Energy Partners

 

 

85,200

 

 

 

2,888,280

 

Crestwood Equity Partners

 

 

102,811

 

 

 

2,142,581

 

DCP Midstream

 

 

189,202

 

 

 

2,949,659

 

Enable Midstream Partners

 

 

175,129

 

 

 

1,085,800

 

Energy Transfer

 

 

2,734,879

 

 

 

30,302,459

 

Enterprise Products Partners

 

 

1,342,874

 

 

 

31,342,679

 

EQM Midstream Partners

 

 

173,837

 

 

 

3,017,810

 

Genesis Energy

 

 

228,147

 

 

 

2,265,500

 

Holly Energy Partners

 

 

93,913

 

 

 

1,947,756

 

Magellan Midstream Partners

 

 

480,813

 

 

 

26,228,349

 

MPLX

 

 

823,664

 

 

 

16,712,143

 

NuStar Energy

 

 

203,835

 

 

 

4,627,054

 

Phillips 66 Partners

 

 

121,150

 

 

 

6,586,926

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X MLP & Energy Infrastructure ETF

 

 

 

Shares/Face Amount

 

 

Value

 

MASTER LIMITED PARTNERSHIPS — continued

Energy — continued

 

 

 

 

 

 

 

 

Plains All American Pipeline

 

 

1,000,091

 

 

$

13,671,244

 

Shell Midstream Partners

 

 

259,698

 

 

 

4,443,433

 

TC PipeLines

 

 

126,071

 

 

 

4,784,394

 

Western Midstream Partners

 

 

442,199

 

 

 

5,775,119

 

TOTAL MASTER LIMITED PARTNERSHIPS

 

 

 

 

 

 

 

 

(Cost $183,688,744)

 

 

 

 

 

 

160,771,186

 

SHORT-TERM INVESTMENT(B)(C) — 0.4%

 

 

 

 

 

 

 

 

Fidelity Investments Money Market Government Portfolio, Cl Institutional,1.460%

 

 

 

 

 

 

 

 

(Cost $2,506,784)

 

 

2,506,784

 

 

 

2,506,784

 

REPURCHASE AGREEMENT(B) — 3.2%

 

 

 

 

 

 

 

 

RBC Capital Markets

 

 

 

 

 

 

 

 

1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $21,969,334 (collateralized by U.S. Treasury Obligations, ranging in par value $4,157,919 - $4,613,144, 2.125%, 12/31/2022, with a total market value of $22,349,434)

 

 

 

 

 

 

 

 

(Cost $21,966,496)

 

$

21,966,496

 

 

 

21,966,496

 

TOTAL INVESTMENTS — 103.5%

 

 

 

 

 

 

 

 

(Cost $836,693,849)

 

 

 

 

 

$

714,504,773

 

Percentages are based on Net Assets of $690,393,655.

 

*

Non-income producing security.

(A)

This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $23,544,369.

(B)

Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $24,473,280.

(C)  

The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

Cl — Class

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X MLP & Energy Infrastructure ETF

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund’s investments carried at value:

 

Investments in Securities

 

 

Level 1

 

 

 

Level 2

 

 

 

Level 3

 

 

 

Total

 

Common Stock

 

$

    529,260,307

 

 

$

                    —

 

 

$

            —

 

 

$

    529,260,307

 

Master Limited Partnerships

 

 

 160,771,186

 

 

 

 —

 

 

 

 —

 

 

 

 160,771,186

 

Short-Term Investment

 

 

2,506,784

 

 

 

—

 

 

 

—

 

 

 

2,506,784

 

Repurchase Agreement

 

 

—

 

 

 

21,966,496

 

 

 

—

 

 

 

21,966,496

 

Total Investments in Securities

 

$

 692,538,277

 

 

$

 21,966,496

 

 

$

 —

 

 

$

714,504,773

 

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.

 

Amounts designated as “—” are $0 or have been rounded to $0.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — 99.2%

 

 

 

 

BERMUDA— 1.6%

 

 

 

 

 

 

 

 

Financials — 1.5%

 

 

 

 

 

 

 

 

Aspen Insurance Holdings, 5.950%, VAR ICE LIBOR USD 3 Month+4.060%

 

 

46,328

 

 

$

1,199,895

 

Aspen Insurance Holdings, 5.625%

 

 

41,977

 

 

 

1,058,240

 

Aspen Insurance Holdings, 5.625%

 

 

40,321

 

 

 

1,006,009

 

Enstar Group, 7.000%, VAR ICE LIBOR USD 3 Month+4.015%

 

 

67,874

 

 

 

1,832,598

 

Enstar Group, 7.000%

 

 

19,703

 

 

 

522,524

 

PartnerRe, 7.250%

 

 

49,536

 

 

 

1,306,760

 

PartnerRe, 6.500%

 

 

29,303

 

 

 

759,241

 

PartnerRe, 5.875%

 

 

32,023

 

 

 

820,749

 

RenaissanceRe Holdings, 5.750%

 

 

41,998

 

 

 

1,100,768

 

RenaissanceRe Holdings, 5.375%

 

 

46,627

 

 

 

1,161,012

 

 

 

 

 

 

 

 

10,767,796

 

Industrials — 0.1%

 

 

 

 

 

 

 

 

Triton International, 8.000%

 

 

23,838

 

 

 

581,170

 

TOTAL BERMUDA

 

 

 

 

 

 

11,348,966

 

CANADA— 0.8%

 

 

 

 

 

 

 

 

Energy — 0.4%

 

 

 

 

 

 

 

 

Enbridge, 6.375%, VAR ICE LIBOR USD 3 Month+3.593%

 

 

104,698

 

 

 

2,655,141

 

Utilities — 0.4%

 

 

 

 

 

 

 

 

Algonquin Power & Utilities, 6.875%, VAR ICE LIBOR USD 3 Month+3.677%

 

 

50,258

 

 

 

1,325,806

 

Algonquin Power & Utilities, 6.200%, VAR ICE LIBOR USD 3 Month+4.010%

 

 

59,260

 

 

 

1,582,242

 

 

 

 

 

 

 

 

2,908,048

 

TOTAL CANADA

 

 

 

 

 

 

5,563,189

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

GERMANY— 0.5%

 

 

 

 

 

 

 

 

Financials — 0.5%

 

 

 

 

 

 

 

 

Deutsche Bank Contingent Capital Trust II, 6.550%

 

 

139,890

 

 

$

3,526,627

 

TOTAL GERMANY

 

 

 

 

 

 

3,526,627

 

NETHERLANDS— 0.6%

 

 

 

 

 

 

 

 

Financials — 0.6%

 

 

 

 

 

 

 

 

Aegon, 4.000%, VAR ICE LIBOR USD 3 Month+0.875%

 

 

43,922

 

 

 

1,064,669

 

ING Groep, 6.125%

 

 

122,294

 

 

 

3,106,268

 

TOTAL NETHERLANDS

 

 

 

 

 

 

4,170,937

 

SPAIN— 0.1%

 

 

 

 

 

 

 

 

Financials — 0.1%

 

 

 

 

 

 

 

 

Banco Santander, 4.000%, VAR ICE LIBOR USD 3 Month+0.520%

 

 

38,345

 

 

 

922,964

 

TOTAL SPAIN

 

 

 

 

 

 

922,964

 

UNITED KINGDOM— 1.3%

 

 

 

 

 

 

 

 

Financials — 1.3%

 

 

 

 

 

 

 

 

HSBC Holdings, 6.200%

 

 

257,150

 

 

 

6,595,897

 

Prudential, 6.750%

 

 

42,031

 

 

 

1,092,386

 

Prudential, 6.500%

 

 

50,614

 

 

 

1,315,964

 

TOTAL UNITED KINGDOM

 

 

 

 

 

 

9,004,247

 

UNITED STATES— 94.3%

 

 

 

 

 

 

 

 

Communication Services — 7.0%

 

 

 

 

 

 

 

 

AT&T, 5.625%

 

 

141,017

 

 

 

3,672,083

 

AT&T, 5.350%

 

 

234,980

 

 

 

5,994,340

 

Broadcom, 8.000%*

 

 

17,548

 

 

 

18,147,264

 

Qwest, 7.000%

 

 

39,360

 

 

 

1,020,211

 

Qwest, 6.875%

 

 

86,849

 

 

 

2,156,461

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Communication Services — continued

 

 

 

 

 

 

 

 

Qwest, 6.750%

 

 

115,163

 

 

$

2,859,497

 

Qwest, 6.625%

 

 

69,956

 

 

 

1,719,519

 

Qwest, 6.500%

 

 

167,206

 

 

 

4,081,498

 

Qwest, 6.125%

 

 

135,491

 

 

 

3,146,101

 

Telephone & Data Systems, 7.000%

 

 

50,554

 

 

 

1,253,739

 

Telephone & Data Systems, 6.875%

 

 

39,598

 

 

 

991,930

 

Telephone & Data Systems, 5.875%

 

 

35,704

 

 

 

829,404

 

United States Cellular, 7.250%

 

 

47,219

 

 

 

1,177,642

 

United States Cellular, 7.250%

 

 

54,420

 

 

 

1,381,723

 

United States Cellular, 6.950%

 

 

58,699

 

 

 

1,477,454

 

 

 

 

 

 

 

 

49,908,866

 

Consumer Discretionary — 1.5%

 

 

 

 

 

 

 

 

Brunswick, 6.625%

 

 

22,843

 

 

 

583,182

 

Brunswick, 6.500% (A)

 

 

33,818

 

 

 

861,006

 

Brunswick, 6.375%

 

 

40,485

 

 

 

1,035,606

 

Dillard’s Capital Trust I, 7.500%

 

 

33,812

 

 

 

848,005

 

eBay, 6.000%

 

 

131,212

 

 

 

3,383,958

 

Ford Motor, 6.200%

 

 

131,161

 

 

 

3,252,793

 

QVC, 6.375%

 

 

37,677

 

 

 

910,653

 

 

 

 

 

 

 

 

10,875,203

 

Consumer Staples — 0.1%

 

 

 

 

 

 

 

 

Energizer Holdings, 7.500%*

 

 

9,460

 

 

 

889,051

 

Energy — 1.8%

 

 

 

 

 

 

 

 

Chesapeake Energy, 4.500%*

 

 

9,453

 

 

 

121,093

 

DCP Midstream, 7.950%, VAR ICE LIBOR USD 3 Month+4.882%

 

 

18,822

 

 

 

420,107

 

DCP Midstream, 7.875%, VAR ICE LIBOR USD 3 Month+4.919%

 

 

29,424

 

 

 

636,147

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Energy — continued

 

 

 

 

 

 

 

 

Energy Transfer Operating, 7.625%, VAR ICE LIBOR USD 3 Month+4.738%

 

 

76,437

 

 

$

1,787,861

 

Energy Transfer Operating, 7.600%, VAR ICE LIBOR USD 3 Month+5.161%

 

 

139,900

 

 

 

3,262,468

 

Energy Transfer Operating, 7.375%, VAR ICE LIBOR USD 3 Month+4.530%

 

 

76,309

 

 

 

1,735,267

 

NuStar Energy, 9.000%, VAR ICE LIBOR USD 3 Month+6.880%

 

 

31,549

 

 

 

694,709

 

NuStar Energy, 8.500%, VAR ICE LIBOR USD 3 Month+6.766%

 

 

41,371

 

 

 

877,479

 

NuStar Energy, 7.625%, VAR ICE LIBOR USD 3 Month+5.643%

 

 

67,710

 

 

 

1,364,357

 

NuStar Logistics, 8.565%, VAR ICE LIBOR USD 3 Month+6.734%

 

 

71,508

 

 

 

1,762,672

 

 

 

 

 

 

 

 

12,662,160

 

Financials — 57.9%

 

 

 

 

 

 

 

 

Affiliated Managers Group, 5.875%

 

 

51,521

 

 

 

1,332,333

 

Allied Capital, 6.875%

 

 

39,190

 

 

 

1,011,102

 

Allstate, 5.625%

 

 

100,275

 

 

 

2,626,202

 

Allstate, 5.100%, VAR ICE LIBOR USD 3Month+3.165%

 

 

86,950

 

 

 

2,265,047

 

Allstate, 5.100%

 

 

204,930

 

 

 

5,203,173

 

American Financial Group, 6.000%

 

 

30,608

 

 

 

780,504

 

American Financial Group, 5.875% (A)

 

 

21,609

 

 

 

574,151

 

American International Group, 5.850%

 

 

85,062

 

 

 

2,245,637

 

Apollo Global Management, 6.375%

 

 

46,274

 

 

 

1,176,285

 

Apollo Global Management, 6.375%

 

 

50,704

 

 

 

1,314,755

 

Arch Capital Group, 5.450%

 

 

55,732

 

 

 

1,406,118

 

Arch Capital Group, 5.250%

 

 

76,358

 

 

 

1,909,714

 

Assurant, 6.500%*

 

 

12,369

 

 

 

1,442,844

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

Assured Guaranty Municipal Holdings, 6.250%

 

 

38,530

 

 

$

1,011,412

 

Athene Holding, 6.350%, VAR ICE LIBOR USD 3 Month+4.253%

 

 

147,760

 

 

 

4,042,714

 

Athene Holding, 5.625%

 

 

58,004

 

 

 

1,450,680

 

Axis Capital Holdings, 5.500%

 

 

95,734

 

 

 

2,394,307

 

Bank of America, 7.250%*

 

 

13,507

 

 

 

20,260,500

 

Bank of America, 6.450%, VAR ICE LIBOR USD 3 Month+1.327%

 

 

187,449

 

 

 

4,873,674

 

Bank of America, 6.200%

 

 

196,218

 

 

 

5,040,840

 

Bank of America, 6.000%

 

 

153,893

 

 

 

3,958,128

 

Bank of America, 6.000%

 

 

239,565

 

 

 

6,326,912

 

Bank of America, 5.875%

 

 

145,996

 

 

 

3,857,214

 

Bank of America, 5.375%

 

 

248,008

 

 

 

6,378,766

 

Bank of America, 5.000%

 

 

232,854

 

 

 

5,837,650

 

Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.500%

 

 

74,545

 

 

 

1,730,189

 

Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.350%

 

 

53,712

 

 

 

1,242,896

 

Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.750%

 

 

36,717

 

 

 

844,491

 

Bank of America, 3.000%, VAR ICE LIBOR USD 3 Month+0.650%

 

 

49,825

 

 

 

1,057,785

 

Bank of New York Mellon, 5.200%

 

 

102,402

 

 

 

2,554,930

 

Brighthouse Financial, 6.600%

 

 

72,162

 

 

 

1,893,531

 

Brighthouse Financial, 6.250%

 

 

64,881

 

 

 

1,665,495

 

Brightsphere Investment Group, 5.125%

 

 

20,525

 

 

 

514,562

 

Capital One Financial, 6.200%

 

 

86,897

 

 

 

2,215,873

 

Capital One Financial, 6.000%

 

 

86,935

 

 

 

2,238,576

 

Capital One Financial, Ser B, 6.000%

 

 

150,402

 

 

 

3,761,554

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

Capital One Financial, 5.200%

 

 

104,544

 

 

$

2,634,509

 

Capital One Financial, 5.000%

 

 

266,074

 

 

 

6,561,385

 

Charles Schwab, 6.000%

 

 

104,601

 

 

 

2,667,326

 

Charles Schwab, 5.950%

 

 

131,191

 

 

 

3,354,554

 

Citigroup, Ser J, 7.125%, VAR ICE LIBOR USD 3 Month+4.040%

 

 

163,226

 

 

 

4,454,438

 

Citigroup, 6.875%, VAR ICE LIBOR USD 3Month+4.130%

 

 

258,101

 

 

 

6,930,012

 

Citigroup, 6.300%

 

 

179,463

 

 

 

4,605,021

 

Citigroup Capital XIII, 8.140%, VAR ICE LIBOR USD 3 Month+6.370%

 

 

395,725

 

 

 

10,736,019

 

Citizens Financial Group, 6.350%, VAR ICE LIBOR USD 3 Month+3.642%

 

 

53,131

 

 

 

1,429,755

 

Commerce Bancshares, 6.000%

 

 

24,949

 

 

 

633,705

 

Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710%

 

 

76,485

 

 

 

2,065,095

 

Fifth Third Bancorp, 4.950%

 

 

41,289

 

 

 

1,037,593

 

First Republic Bank, 5.500%

 

 

50,597

 

 

 

1,310,462

 

First Republic Bank, 5.125%

 

 

35,010

 

 

 

894,505

 

Globe Life, 6.125%

 

 

50,997

 

 

 

1,350,910

 

GMAC Capital Trust I, Ser 2, 7.477%, VAR ICE LIBOR USD 3 Month+5.785%

 

 

469,359

 

 

 

11,968,654

 

Goldman Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month+3.550%

 

 

122,383

 

 

 

3,284,760

 

Goldman Sachs Group, 6.300%

 

 

117,905

 

 

 

3,043,128

 

Goldman Sachs Group, 5.500%, VAR ICE LIBOR USD 3 Month+3.640%

 

 

171,237

 

 

 

4,380,242

 

Goldman Sachs Group, 4.000%, VAR ICE LIBOR USD 3 Month+0.670%

 

 

231,121

 

 

 

5,179,422

 

Goldman Sachs Group, 3.750%, VAR ICE LIBOR USD 3 Month+0.750%

 

 

131,745

 

 

 

2,758,740

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

Hanover Insurance Group, 6.350%

 

 

29,421

 

 

$

739,938

 

Hartford Financial Services Group, 7.875%,VAR ICE LIBOR USD 3 Month+5.596%

 

 

104,759

 

 

 

2,867,254

 

Hartford Financial Services Group, 6.000%

 

 

58,384

 

 

 

1,553,014

 

Huntington Bancshares, 6.250%

 

 

104,629

 

 

 

2,693,150

 

IBERIABANK, 6.100%, VAR ICE LIBOR USD 3 Month+3.859%

 

 

17,078

 

 

 

447,444

 

JPMorgan Chase, 6.150%

 

 

197,845

 

 

 

5,019,328

 

JPMorgan Chase, 6.125%

 

 

253,929

 

 

 

6,355,843

 

JPMorgan Chase, 6.100%

 

 

245,602

 

 

 

6,235,835

 

JPMorgan Chase, 6.000%

 

 

326,734

 

 

 

8,736,867

 

JPMorgan Chase, 5.750%

 

 

299,983

 

 

 

7,955,549

 

KeyCorp, 6.125%, VAR ICE LIBOR USD 3Month+3.892%

 

 

87,059

 

 

 

2,325,346

 

KeyCorp, 5.650%

 

 

72,130

 

 

 

1,846,528

 

KeyCorp, 5.625%

 

 

78,084

 

 

 

2,013,006

 

KKR, 6.750%

 

 

58,339

 

 

 

1,537,816

 

Legg Mason, 6.375%

 

 

41,984

 

 

 

1,085,286

 

Legg Mason, 5.450%

 

 

86,892

 

 

 

2,167,955

 

MetLife, 5.625%

 

 

137,593

 

 

 

3,599,433

 

MetLife, 4.000%, VAR ICE LIBOR USD 3 Month+1.000%

 

 

104,507

 

 

 

2,506,078

 

Morgan Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month+4.320%

 

 

147,749

 

 

 

4,101,512

 

Morgan Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month+3.940%

 

 

145,870

 

 

 

4,021,636

 

Morgan Stanley, 6.375%, VAR ICE LIBOR USD 3 Month+3.708%

 

 

171,192

 

 

 

4,652,999

 

Morgan Stanley, 5.850%, VAR ICE LIBOR USD 3 Month+3.491%

 

 

178,412

 

 

 

4,738,623

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

Morgan Stanley, 4.000%, VAR ICE LIBOR USD 3 Month+0.700%

 

 

190,511

 

 

$

4,278,877

 

Navient, 6.000%

 

 

52,817

 

 

 

1,185,742

 

New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821%

 

 

89,696

 

 

 

2,386,811

 

New York Community Capital Trust V, 6.000%*

 

 

11,903

 

 

 

607,053

 

Oaktree Capital Group, 6.625%

 

 

29,922

 

 

 

788,145

 

Oaktree Capital Group, 6.550%

 

 

39,402

 

 

 

1,033,120

 

People’s United Financial, 5.625%, VAR ICE LIBOR USD 3 Month+4.020%

 

 

42,034

 

 

 

1,117,684

 

PNC Financial Services Group, 6.125%, VA RICE LIBOR USD 3 Month+4.067%

 

 

265,754

 

 

 

7,066,399

 

PNC Financial Services Group, 5.375%

 

 

81,535

 

 

 

2,040,821

 

Prudential Financial, 5.750%

 

 

100,191

 

 

 

2,540,844

 

Prudential Financial, 5.700%

 

 

124,032

 

 

 

3,116,924

 

Prudential Financial, 5.625%

 

 

98,530

 

 

 

2,563,751

 

Regions Financial, Ser A, 6.375%

 

 

86,897

 

 

 

2,207,184

 

Regions Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month+3.536%

 

 

87,004

 

 

 

2,372,599

 

Regions Financial, 5.700%, VAR ICE LIBOR USD 3 Month+3.148%

 

 

87,020

 

 

 

2,386,088

 

Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370%

 

 

67,876

 

 

 

1,810,932

 

Reinsurance Group of America, 5.750%, VAR ICE LIBOR USD 3 Month+4.040%

 

 

67,886

 

 

 

1,776,577

 

SLM, 3.594%, VAR ICE LIBOR USD 3 Month+1.700%

 

 

18,308

 

 

 

1,043,556

 

State Street, 5.900%, VAR ICE LIBOR USD 3 Month+3.108%

 

 

131,226

 

 

 

3,413,188

 

State Street, 5.350%, VAR ICE LIBOR USD3 Month+3.709%

 

 

86,945

 

 

 

2,337,951

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

State Street, 5.250%

 

 

87,664

 

 

$

2,189,847

 

Stifel Financial, 6.250%

 

 

27,868

 

 

 

724,289

 

Stifel Financial, 6.250%

 

 

27,415

 

 

 

705,388

 

Synovus Financial, 5.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5Yr+4.127%

 

 

60,380

 

 

 

1,568,069

 

Truist Financial, 5.625%

 

 

80,776

 

 

 

2,046,056

 

Truist Financial, 5.200%

 

 

86,857

 

 

 

2,157,528

 

Truist Financial, 5.200%

 

 

79,174

 

 

 

1,964,307

 

Unum Group, 6.250%

 

 

50,598

 

 

 

1,301,886

 

US Bancorp, 6.500%, VAR ICE LIBOR USD3 Month+4.468%

 

 

188,379

 

 

 

5,001,462

 

US Bancorp, 5.500%

 

 

100,263

 

 

 

2,705,096

 

US Bancorp, 4.500%*

 

 

87,514

 

 

 

2,184,349

 

US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+0.600%

 

 

174,997

 

 

 

3,730,936

 

Valley National Bancorp, 5.500%, VAR ICE LIBOR USD 3 Month+3.578%

 

 

18,193

 

 

 

475,019

 

Voya Financial, 5.350%, VAR US Treas Yield Curve Rate T Note Const Mat 5Yr+3.210%

 

 

51,594

 

 

 

1,344,024

 

Wells Fargo, 7.500%*

 

 

17,360

 

 

 

26,126,800

 

Wells Fargo, 6.625%, VAR ICE LIBOR USD3 Month+3.690%

 

 

143,647

 

 

 

3,940,237

 

Wells Fargo, 6.000% (A)

 

 

137,302

 

 

 

3,449,026

 

Wells Fargo, 6.000%

 

 

171,099

 

 

 

4,352,759

 

Wells Fargo, 5.850%, VAR ICE LIBOR USD3 Month+3.090%

 

 

305,036

 

 

 

7,836,375

 

Wells Fargo, 5.700%

 

 

171,098

 

 

 

4,320,224

 

Wells Fargo, 5.625%

 

 

120,545

 

 

 

3,067,870

 

Wells Fargo, 5.500%

 

 

196,923

 

 

 

4,962,460

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

Wells Fargo, 5.250%

 

 

108,989

 

 

$

2,713,826

 

Wells Fargo, 5.200%

 

 

128,045

 

 

 

3,190,881

 

Wells Fargo, 5.125%

 

 

110,791

 

 

 

2,730,998

 

WR Berkley, 5.900%

 

 

17,897

 

 

 

456,016

 

WR Berkley, 5.750%

 

 

48,868

 

 

 

1,242,713

 

WR Berkley, 5.700%

 

 

33,812

 

 

 

870,997

 

WR Berkley, 5.625%

 

 

59,145

 

 

 

1,466,205

 

Zions Bancorporation, 6.300%, VAR ICE LIBOR USD 3 Month+4.240%

 

 

25,324

 

 

 

667,541

 

 

 

 

 

 

 

 

412,488,649

 

Health Care — 2.0%

 

 

 

 

 

 

 

 

Avantor, 6.250%*

 

 

92,059

 

 

 

5,134,130

 

Change Healthcare, 6.000%*

 

 

24,540

 

 

 

1,271,417

 

Danaher, 4.750%*

 

 

7,277

 

 

 

8,000,698

 

 

 

 

 

 

 

 

14,406,245

 

Industrials — 1.6%

 

 

 

 

 

 

 

 

Air Lease, 6.150%, VAR ICE LIBOR USD 3Month+3.650%

 

 

44,143

 

 

 

1,122,115

 

Colfax, 5.750%*

 

 

20,196

 

 

 

2,920,746

 

Fortive, 5.000%*

 

 

6,004

 

 

 

5,469,797

 

GATX, 5.625%

 

 

27,410

 

 

 

673,190

 

Pitney Bowes, 6.700%

 

 

71,920

 

 

 

1,308,944

 

 

 

 

 

 

 

 

11,494,792

 

Materials — 0.4%

 

 

 

 

 

 

 

 

International Flavors & Fragrances, 6.000%*

 

 

72,101

 

 

 

3,189,027

 

Real Estate — 6.5%

 

 

 

 

 

 

 

 

American Homes 4 Rent, 6.500% ‡

 

 

46,128

 

 

 

1,195,177

 

American Homes 4 Rent, 5.875% ‡

 

 

28,330

 

 

 

725,531

 

Brookfield Property Partners, 6.500%

 

 

32,144

 

 

 

803,600

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Real Estate — continued

 

 

 

 

 

 

 

 

Brookfield Property Partners, 6.375%

 

 

48,003

 

 

$

1,189,994

 

CBL & Associates Properties, Ser D, 7.375%‡

 

 

82,891

 

 

 

232,095

 

CBL & Associates Properties, 6.625% ‡

 

 

19,033

 

 

 

50,057

 

Digital Realty Trust, 6.350% ‡

 

 

42,507

 

 

 

1,096,681

 

Digital Realty Trust, 5.875% ‡

 

 

41,933

 

 

 

1,063,002

 

Digital Realty Trust, 5.850% ‡

 

 

36,860

 

 

 

980,476

 

Digital Realty Trust, 5.250% ‡

 

 

36,532

 

 

 

923,164

 

Diversified Healthcare Trust, 6.250% ‡

 

 

41,954

 

 

 

990,114

 

Diversified Healthcare Trust, 5.625% ‡

 

 

59,114

 

 

 

1,348,981

 

EPR Properties, 5.750% ‡

 

 

26,035

 

 

 

657,384

 

Federal Realty Investment Trust, 5.000% ‡

 

 

27,279

 

 

 

682,248

 

Kimco Realty, 5.250% ‡

 

 

44,907

 

 

 

1,146,476

 

Kimco Realty, 5.125% ‡

 

 

37,644

 

 

 

949,758

 

National Retail Properties, 5.200% ‡

 

 

59,357

 

 

 

1,489,861

 

Office Properties Income Trust, 5.875% ‡

 

 

53,575

 

 

 

1,328,660

 

PS Business Parks, 5.250% ‡

 

 

38,509

 

 

 

973,893

 

PS Business Parks, 5.200% ‡

 

 

36,531

 

 

 

924,965

 

PS Business Parks, 5.200% ‡

 

 

34,686

 

 

 

877,209

 

Public Storage, 5.600% ‡

 

 

50,411

 

 

 

1,362,609

 

Public Storage, 5.400% ‡

 

 

51,046

 

 

 

1,292,995

 

Public Storage, 5.375% ‡

 

 

84,478

 

 

 

2,119,553

 

Public Storage, 5.200% ‡

 

 

37,615

 

 

 

949,779

 

Public Storage, 5.200% ‡

 

 

86,851

 

 

 

2,171,275

 

Public Storage, 5.150% ‡

 

 

47,126

 

 

 

1,198,885

 

Public Storage, 5.050% ‡

 

 

52,097

 

 

 

1,314,928

 

Public Storage, 4.950% ‡

 

 

55,982

 

 

 

1,396,191

 

Public Storage, 4.900% ‡

 

 

59,150

 

 

 

1,469,877

 

Public Storage, 4.875% ‡

 

 

59,544

 

 

 

1,511,227

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

Real Estate — continued

 

 

 

 

 

 

 

 

QTS Realty Trust, 6.500% ‡*

 

 

13,825

 

 

$

1,794,347

 

RLJ Lodging Trust, 1.950% ‡*

 

 

55,874

 

 

 

1,458,870

 

Spirit Realty Capital, 6.000% ‡

 

 

31,544

 

 

 

806,896

 

VEREIT, Ser F, 6.700% ‡

 

 

132,868

 

 

 

3,321,700

 

Vornado Realty Trust, 5.700% ‡

 

 

50,884

 

 

 

1,280,241

 

Vornado Realty Trust, 5.400% ‡

 

 

50,687

 

 

 

1,267,175

 

Vornado Realty Trust, 5.250% ‡

 

 

54,482

 

 

 

1,376,215

 

Washington Prime Group, 7.500% ‡

 

 

18,166

 

 

 

306,642

 

 

 

 

 

 

 

 

46,028,731

 

Utilities — 15.5%

 

 

 

 

 

 

 

 

Alabama Power, 5.000%

 

 

41,991

 

 

 

1,067,831

 

American Electric Power, 6.125%*

 

 

68,764

 

 

 

3,567,476

 

CenterPoint Energy, 7.000%*

 

 

83,559

 

 

 

3,572,147

 

CMS Energy, 5.875%

 

 

47,688

 

 

 

1,248,472

 

CMS Energy, 5.875%

 

 

109,999

 

 

 

2,876,474

 

Dominion Energy, 7.250%*

 

 

71,226

 

 

 

7,133,284

 

Dominion Energy, 5.250%

 

 

139,988

 

 

 

3,499,700

 

DTE Energy, 6.000%

 

 

48,244

 

 

 

1,244,695

 

DTE Energy, 5.375%

 

 

50,545

 

 

 

1,266,152

 

DTE Energy, 5.250%

 

 

35,042

 

 

 

867,289

 

DTE Energy, 5.250%

 

 

71,132

 

 

 

1,785,413

 

Duke Energy, 5.750%

 

 

171,335

 

 

 

4,598,631

 

Duke Energy, 5.625%

 

 

86,978

 

 

 

2,284,912

 

Duke Energy, 5.125%

 

 

86,881

 

 

 

2,178,976

 

Entergy Arkansas, 4.875%

 

 

72,889

 

 

 

1,822,225

 

Entergy Louisiana, 4.875%

 

 

45,396

 

 

 

1,131,722

 

Entergy Mississippi, 4.900%

 

 

43,701

 

 

 

1,093,836

 

Entergy New Orleans, 5.500%

 

 

17,555

 

 

 

442,035

 

Essential Utilities, 6.000%*

 

 

42,348

 

 

 

2,411,295

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

Utilities — continued

 

 

 

 

 

 

 

 

Georgia Power, 5.000%

 

 

45,383

 

 

$

1,134,121

 

National Rural Utilities Cooperative Finance, 5.500%

 

 

42,732

 

 

 

1,120,006

 

NextEra Energy, 4.872%*

 

 

132,891

 

 

 

6,736,245

 

NextEra Energy Capital Holdings, 5.650%

 

 

120,187

 

 

 

3,146,496

 

NextEra Energy Capital Holdings, 5.250%

 

 

99,337

 

 

 

2,506,273

 

NextEra Energy Capital Holdings, 5.125%

 

 

86,867

 

 

 

2,141,272

 

NextEra Energy Capital Holdings, 5.000%

 

 

76,649

 

 

 

1,900,895

 

NiSource, 6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.632%

 

 

87,002

 

 

 

2,287,283

 

PPL Capital Funding, Ser B, 5.900%

 

 

77,317

 

 

 

1,933,698

 

SCE Trust II, 5.100%

 

 

68,182

 

 

 

1,628,868

 

SCE Trust III, 5.750%, VAR ICE LIBOR USD 3 Month+2.990%

 

 

48,179

 

 

 

1,166,895

 

SCE Trust IV, 5.375%, VAR ICE LIBOR USD 3 Month+3.132%

 

 

54,801

 

 

 

1,243,983

 

SCE Trust V, 5.450%, VAR ICE LIBOR USD 3 Month+3.790%

 

 

50,500

 

 

 

1,183,215

 

SCE Trust VI, 5.000%

 

 

80,594

 

 

 

1,852,050

 

Sempra Energy, 6.750%*

 

 

24,505

 

 

 

2,735,738

 

Sempra Energy, 6.000%*

 

 

76,098

 

 

 

8,525,259

 

Sempra Energy, 5.750%

 

 

132,546

 

 

 

3,424,989

 

South Jersey Industries, 7.250%*

 

 

24,194

 

 

 

1,114,860

 

South Jersey Industries, 5.625%

 

 

33,173

 

 

 

815,724

 

Southern, 6.750%*

 

 

152,418

 

 

 

7,675,771

 

Southern, 6.250%

 

 

171,114

 

 

 

4,342,873

 

Southern, 5.250%

 

 

139,989

 

 

 

3,506,724

 

Southern, 5.250%

 

 

76,389

 

 

 

1,918,892

 

Spire, 5.900%

 

 

42,770

 

 

 

1,132,122

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

 

 

Shares/Face
Amount

 

 

Value

 

PREFERRED STOCK — continued

 

 

 

 

 

 

 

 

Utilities — continued

 

 

 

 

 

 

 

 

Tennessee Valley Authority, 3.550%, VAR US Treas Yield Curve Rate T Note Const Mat 30 Yr+0.940%

 

 

51,127

 

 

$

1,296,069

 

 

 

 

 

 

 

 

110,562,886

 

TOTAL UNITED STATES

 

 

 

 

 

 

672,505,610

 

TOTAL PREFERRED STOCK

 

 

 

 

 

 

 

 

(Cost $722,404,892)

 

 

 

 

 

 

707,042,540

 

SHORT-TERM INVESTMENT(B)(C) — 0.0%

 

 

 

 

 

 

 

 

Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460%

 

 

 

 

 

 

 

 

(Cost $136,859)

 

 

136,859

 

 

 

136,859

 

REPURCHASE AGREEMENT(B) — 0.2%

 

 

 

 

 

 

 

 

RBC Capital Markets

 

 

 

 

 

 

 

 

1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $1,199,422 (collateralized by U.S. Treasury Obligations, ranging in par value $227,003 - $251,856, 2.125%, 12/31/2022, with a total market value of $1,220,174)

 

 

 

 

 

 

 

 

(Cost $1,199,266)

 

$

1,199,266

 

 

 

1,199,266

 

TOTAL INVESTMENTS — 99.4%

 

 

 

 

 

 

 

 

(Cost $723,741,017)

 

 

 

 

 

$

708,378,665

 

 

Percentages are based on Net Assets of $712,922,868.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X U.S. Preferred ETF

 

*

Non-income producing security.

‡

Real Estate Investment Trust

(A)

This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $1,279,918.

(B)

Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $1,336,125.

(C)

The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

 

Cl — Class

ICE — Intercontinental Exchange

LIBOR — London Interbank Offered Rate

Ser — Series

USD — U.S. Dollar

VAR – Variable Rate

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund’s investments carried at value:

 

Investments in Securities

 

Level 1

 

 

Level 2

 

 

Level 3

 

 

Total

 

Preferred Stock

 

$

707,042,540

 

 

$

—

 

 

$

—

 

 

$

707,042,540

 

Short-Term Investment

 

 

136,859

 

 

 

—

 

 

 

—

 

 

 

136,859

 

Repurchase Agreement

 

 

—

 

 

 

1,199,266

 

 

 

—

 

 

 

1,199,266

 

Total Investments in Securities

 

$

707,179,399

 

 

$

1,199,266

 

 

$

—

 

 

$

708,378,665

 

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.

 

Amounts designated as “—” are $0 or have been rounded to $0.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X SuperDividend® Alternatives ETF

 

 

 

Shares

 

 

Value

 

CLOSED-END FUNDS — 32.5%

 

 

 

 

AllianzGI NFJ Dividend Interest & Premium Strategy Fund

 

 

49,782

 

 

$

584,441

 

BlackRock Income Trust

 

 

100,619

 

 

 

604,719

 

Brookfield Real Assets Income Fund (A)

 

 

26,877

 

 

 

541,303

 

Eaton Vance Risk-Managed Diversified Equity Income Fund

 

 

66,046

 

 

 

568,656

 

Eaton Vance Tax Managed Global Buy Write Opportunities Fund

 

 

62,301

 

 

 

553,856

 

Eaton Vance Tax-Managed Buy-Write Opportunities Fund (A)

 

 

41,056

 

 

 

555,898

 

Morgan Stanley Emerging Markets Domestic Debt Fund

 

 

91,414

 

 

 

585,050

 

Nuveen Mortgage and Income Fund

 

 

25,867

 

 

 

566,487

 

Stone Harbor Emerging Markets Income Fund (A)

 

 

46,946

 

 

 

526,265

 

Templeton Emerging Markets Income Fund

 

 

66,075

 

 

 

568,245

 

Voya Global Equity Dividend and Premium Opportunity Fund

 

 

101,665

 

 

 

559,158

 

Western Asset Emerging Markets Debt Fund

 

 

43,934

 

 

 

604,532

 

Western Asset Mortgage Opportunity Fund

 

 

27,987

 

 

 

549,105

 

TOTAL CLOSED-END FUNDS

 

 

 

 

 

 

 

 

(Cost $8,136,790)

 

 

 

 

 

 

7,367,715

 

COMMON STOCK — 30.5%

 

 

 

 

 

 

 

 

Energy — 3.0%

 

 

 

 

 

 

 

 

Kinder Morgan

 

 

18,310

 

 

 

351,003

 

ONEOK

 

 

5,007

 

 

 

334,067

 

 

 

 

 

 

 

 

685,070

 

Financials — 18.3%

 

 

 

 

 

 

 

 

Apollo Investment

 

 

23,234

 

 

 

354,086

 

Ares Capital

 

 

20,060

 

 

 

344,831

 

BlackRock Capital Investment

 

 

74,299

 

 

 

334,346

 

BlackRock TCP Capital

 

 

27,657

 

 

 

362,030

 

Hercules Capital

 

 

27,984

 

 

 

369,389

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X SuperDividend® Alternatives ETF

 

 

 

Shares

 

 

Value

 

COMMON STOCK — continued

 

 

 

Financials — continued

 

 

 

 

 

 

 

 

Main Street Capital (A)

 

 

8,689

 

 

$

320,885

 

New Mountain Finance

 

 

27,662

 

 

 

353,797

 

PennantPark Floating Rate Capital

 

 

32,414

 

 

 

348,126

 

PennantPark Investment

 

 

59,659

 

 

 

341,846

 

Prospect Capital (A)

 

 

56,630

 

 

 

312,031

 

Solar Capital

 

 

18,191

 

 

 

339,626

 

TPG Specialty Lending

 

 

18,009

 

 

 

377,108

 

 

 

 

 

 

 

 

4,158,101

 

Utilities — 9.2%

 

 

 

 

 

 

 

 

Avista

 

 

7,767

 

 

 

366,214

 

CenterPoint Energy

 

 

12,180

 

 

 

280,384

 

Dominion Energy

 

 

4,558

 

 

 

356,344

 

Duke Energy

 

 

3,936

 

 

 

360,932

 

PPL

 

 

11,990

 

 

 

359,820

 

Southern

 

 

5,954

 

 

 

359,383

 

 

 

 

 

 

 

 

2,083,077

 

TOTAL COMMON STOCK

 

 

 

 

 

 

 

 

(Cost $7,533,473)

 

 

 

 

 

 

6,926,248

 

EXCHANGE TRADED FUND — 22.7%

 

 

 

 

 

 

 

 

Global X SuperDividend REIT ETF (A)(B)

 

 

372,619

 

 

 

5,160,773

 

TOTAL EXCHANGE TRADED FUND

 

 

 

 

 

 

 

 

(Cost $5,566,849)

 

 

 

 

 

 

5,160,773

 

MASTER LIMITED PARTNERSHIPS — 9.3%

 

 

 

 

 

 

 

 

Energy — 7.9%

 

 

 

 

 

 

 

 

Alliance Resource Partners

 

 

23,687

 

 

 

159,650

 

Black Stone Minerals

 

 

26,694

 

 

 

236,242

 

Enable Midstream Partners

 

 

31,390

 

 

 

194,618

 

Holly Energy Partners

 

 

15,006

 

 

 

311,224

 

MPLX

 

 

13,642

 

 

 

276,796

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X SuperDividend® Alternatives ETF

 

 

 

Shares/Face
Amount

 

 

 Value

 

MASTER LIMITED PARTNERSHIPS — continued

Energy — continued

 

 

 

 

 

 

 

 

Sunoco

 

 

11,961

 

 

$

323,306

 

USA Compression Partners

 

 

21,831

 

 

 

298,648

 

 

 

 

 

 

 

 

1,800,484

 

Utilities — 1.4%

 

 

 

 

 

 

 

 

Suburban Propane Partners

 

 

15,880

 

 

 

310,772

 

TOTAL MASTER LIMITED PARTNERSHIPS

 

 

 

 

 

 

 

 

(Cost $2,788,372)

 

 

 

 

 

 

2,111,256

 

BUSINESS DEVELOPMENT COMPANIES — 4.4%

Goldman Sachs BDC

 

 

18,469

 

 

 

357,375

 

Golub Capital BDC

 

 

19,945

 

 

 

332,284

 

TCG BDC

 

 

26,020

 

 

 

315,883

 

TOTAL BUSINESS DEVELOPMENT COMPANIES

 

 

 

 

 

 

 

 

(Cost $1,205,651)

 

 

 

 

 

 

1,005,542

 

SHORT-TERM INVESTMENT(C)(D) — 1.2%

 

 

 

 

 

 

 

 

Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460%

 

 

 

 

 

 

 

 

(Cost $276,189)

 

 

276,189

 

 

 

276,189

 

REPURCHASE AGREEMENT(C) — 10.7%

 

 

 

 

 

 

 

 

RBC Capital Markets

 

 

 

 

 

 

 

 

1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $2,420,505 (collateralized by U.S. Treasury Obligations, ranging in par value $458,105 - $508,260, 2.125%, 12/31/2022, with a total market

value of $2,462,383)

 

 

 

 

 

 

 

 

(Cost $2,420,193)

 

$

2,420,193

 

 

 

2,420,193

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X SuperDividend® Alternatives ETF

 

 

 

 

Value

 

TOTAL INVESTMENTS — 111.3%

 

 

 

 

(Cost $27,927,517)

 

$

25,267,916

 

 

Percentages are based on Net Assets of $22,699,455.

 

(A)

This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $2,551,524.

(B)

Affiliated investment

(C)

Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $2,696,382.

(D)

The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

 

BDC — Business Development Companies

Cl — Class

ETF — Exchange Traded Fund

REIT — Real Estate Investment Trust

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund’s investments carried at value:

 

Investments in Securities

 

Level 1

 

 

Level 2

 

 

Level 3

 

 

Total

 

Closed-End Funds

 

$

        7,367,715

 

 

$

                    —

 

 

$

            —

 

 

$

        7,367,715

 

Common Stock

 

 

6,926,248

 

 

 

—

 

 

 

—

 

 

 

6,926,248

 

Exchange Traded Fund

 

 

5,160,773

 

 

 

—

 

 

 

—

 

 

 

5,160,773

 

Master Limited Partnerships

 

 

2,111,256

 

 

 

—

 

 

 

—

 

 

 

2,111,256

 

Business Development Companies

 

 

1,005,542

 

 

 

—

 

 

 

—

 

 

 

1,005,542

 

Short-Term Investment

 

 

276,189

 

 

 

—

 

 

 

—

 

 

 

276,189

 

Repurchase Agreement

 

 

—

 

 

 

2,420,193

 

 

 

—

 

 

 

2,420,193

 

Total Investments in Securities

 

$

     22,847,723

 

 

$

  2,420,193

 

 

$

—

 

 

$

    25,267,916

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X SuperDividend® Alternatives ETF

 

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.

 

Amounts designated as “—” are $0 or have been rounded to $0.

 

The following is a summary of the transactions with affiliates for the period ended February 29, 2020:

 

Value at 11/30/2019

 

Purchases at Cost

 

 

Proceeds from Sales

 

 

Changes in Unrealized Depreciation

 

 

Realized Gain

 

 

Value at 2/29/20

 

 

Shares

 

 

Dividend Income

 

Global X SuperDividend® REIT ETF $6,423,112

 

$

37,481

 

 

$

(761,076

)

 

$

(588,572

)

 

$

49,828

 

 

$

5,160,773

 

 

 

372,619

 

 

$

120,726

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X S&P 500® Quality Dividend ETF

 

 

 

Shares

 

 

Value

 

COMMON STOCK — 99.9%

 

 

 

 

 

 

UNITED KINGDOM — 1.6%

 

 

 

 

 

 

 

 

Real Estate — 1.6%

 

 

 

 

 

 

 

 

Healthpeak Properties ‡

 

 

2,363

 

 

$

74,765

 

UNITED STATES — 98.3%

 

 

 

 

 

 

 

 

Consumer Discretionary — 9.7%

 

 

 

 

 

 

 

 

Best Buy

 

 

900

 

 

 

68,085

 

Carnival

 

 

1,606

 

 

 

53,737

 

Garmin

 

 

783

 

 

 

69,208

 

Genuine Parts

 

 

724

 

 

 

63,162

 

Kohl’s

 

 

1,579

 

 

 

61,818

 

Newell Brands

 

 

3,964

 

 

 

61,165

 

Whirlpool

 

 

514

 

 

 

65,720

 

 

 

 

 

 

 

 

442,895

 

Consumer Staples — 12.1%

 

 

 

 

 

 

 

 

Archer-Daniels-Midland

 

 

1,685

 

 

 

63,441

 

Clorox

 

 

503

 

 

 

80,189

 

Coca-Cola

 

 

1,399

 

 

 

74,832

 

Kraft Heinz

 

 

2,411

 

 

 

59,720

 

Molson Coors Beverage, Cl B

 

 

1,498

 

 

 

74,315

 

PepsiCo

 

 

552

 

 

 

72,881

 

Procter & Gamble

 

 

606

 

 

 

68,617

 

Walgreens Boots Alliance

 

 

1,316

 

 

 

60,220

 

 

 

 

 

 

 

 

554,215

 

Energy — 11.3%

 

 

 

 

 

 

 

 

Baker Hughes, Cl A

 

 

3,223

 

 

 

51,858

 

Cabot Oil & Gas

 

 

4,732

 

 

 

65,916

 

Chevron

 

 

647

 

 

 

60,391

 

ConocoPhillips

 

 

1,214

 

 

 

58,782

 

Exxon Mobil

 

 

1,100

 

 

 

56,584

 

Helmerich & Payne

 

 

1,810

 

 

 

66,771

 

HollyFrontier

 

 

1,518

 

 

 

51,126

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X S&P 500® Quality Dividend ETF

 

 

 

Shares

 

 

Value

 

Energy — continued

 

 

 

 

 

 

 

 

Phillips 66

 

 

675

 

 

$

50,531

 

TechnipFMC

 

 

3,808

 

 

 

56,511

 

 

 

 

 

 

 

 

518,470

 

Financials — 18.0%

 

 

 

 

 

 

 

 

American International Group

 

 

1,476

 

 

 

62,228

 

Ameriprise Financial

 

 

454

 

 

 

64,150

 

Bank of New York Mellon

 

 

1,516

 

 

 

60,488

 

BlackRock, Cl A

 

 

153

 

 

 

70,841

 

Fifth Third Bancorp

 

 

2,457

 

 

 

59,951

 

Huntington Bancshares

 

 

4,960

 

 

 

60,859

 

Lincoln National

 

 

1,274

 

 

 

57,827

 

MetLife

 

 

1,511

 

 

 

64,550

 

Principal Financial Group

 

 

1,402

 

 

 

62,235

 

Prudential Financial

 

 

810

 

 

 

61,115

 

T Rowe Price Group

 

 

620

 

 

 

73,166

 

Travelers

 

 

562

 

 

 

67,334

 

Unum Group

 

 

2,511

 

 

 

58,531

 

 

 

 

 

 

 

 

823,275

 

Health Care — 9.2%

 

 

 

 

 

 

 

 

Amgen

 

 

323

 

 

 

64,513

 

Bristol-Myers Squibb

 

 

1,194

 

 

 

70,518

 

Gilead Sciences

 

 

1,159

 

 

 

80,388

 

Johnson & Johnson

 

 

538

 

 

 

72,350

 

Merck

 

 

855

 

 

 

65,459

 

Pfizer

 

 

1,986

 

 

 

66,372

 

 

 

 

 

 

 

 

419,600

 

Industrials — 15.0%

 

 

 

 

 

 

 

 

3M

 

 

451

 

 

 

67,307

 

CH Robinson Worldwide

 

 

994

 

 

 

68,487

 

Cummins

 

 

418

 

 

 

63,239

 

Eaton

 

 

815

 

 

 

73,937

 

Emerson Electric

 

 

1,004

 

 

 

64,366

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X S&P 500® Quality Dividend ETF

 

 

 

Shares

 

 

Value

 

Industrials — continued

 

 

 

 

 

 

 

 

Fastenal

 

 

2,056

 

 

$

70,356

 

Illinois Tool Works

 

 

431

 

 

 

72,314

 

Johnson Controls International

 

 

1,882

 

 

 

68,825

 

Lockheed Martin

 

 

198

 

 

 

73,234

 

Snap-On

 

 

446

 

 

 

64,559

 

 

 

 

 

 

 

 

686,624

 

Information Technology — 11.4%

 

 

 

 

 

 

 

 

Cisco Systems

 

 

1,700

 

 

 

67,881

 

Hewlett Packard Enterprise

 

 

4,752

 

 

 

60,778

 

Juniper Networks

 

 

3,156

 

 

 

66,970

 

Maxim Integrated Products

 

 

1,279

 

 

 

71,138

 

NetApp

 

 

1,204

 

 

 

56,251

 

Seagate Technology

 

 

1,296

 

 

 

62,143

 

Texas Instruments

 

 

602

 

 

 

68,712

 

Xerox Holdings

 

 

2,067

 

 

 

66,558

 

 

 

 

 

 

 

 

520,431

 

Materials — 2.6%

 

 

 

 

 

 

 

 

Nucor

 

 

1,349

 

 

 

55,781

 

Packaging Corp of America

 

 

687

 

 

 

62,256

 

 

 

 

 

 

 

 

118,037

 

Real Estate — 9.0%

 

 

 

 

 

 

 

 

AvalonBay Communities ‡

 

 

366

 

 

 

73,416

 

Host Hotels & Resorts ‡

 

 

4,245

 

 

 

61,468

 

Kimco Realty ‡

 

 

3,751

 

 

 

65,080

 

Public Storage ‡

 

 

370

 

 

 

77,374

 

Regency Centers ‡

 

 

1,252

 

 

 

71,915

 

Vornado Realty Trust ‡

 

 

1,166

 

 

 

62,474

 

 

 

 

 

 

 

 

411,727

 

TOTAL UNITED STATES

 

 

 

 

 

 

4,495,274

 

TOTAL COMMON STOCK

 

 

 

 

 

 

 

 

(Cost $5,400,900)

 

 

 

 

 

 

4,570,039

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X S&P 500® Quality Dividend ETF

 

 

 

Value

 

TOTAL INVESTMENTS — 99.9%

 

 

 

 

(Cost $5,400,900)

 

$

           4,570,039

 

 

Percentages are based on Net Assets of $4,575,447.

 

‡

Real Estate Investment Trust

 

Cl — Class

 

As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X TargetIncomeTM 5 ETF

 

 

 

Shares

 

 

Value

 

EXCHANGE TRADED FUNDS — 99.7%

 

 

 

 

 

 

 

 

Global X SuperDividend® ETF (A)

 

 

42,086

 

 

$

639,707

 

Global X U.S. Preferred ETF (A)

 

 

38,750

 

 

 

935,813

 

iShares 20+ Year Treasury Bond ETF

 

 

3,429

 

 

 

532,558

 

SPDR Blackstone

 

 

20,843

 

 

 

946,897

 

VanEck Vectors J.P. Morgan EM Local Currency Bond ETF

 

 

29,247

 

 

 

947,895

 

Xtrackers USD High Yield Corporate Bond ETF

 

 

14,491

 

 

 

711,943

 

TOTAL EXCHANGE TRADED FUNDS

 

 

 

 

 

 

 

 

(Cost $4,909,891)

 

 

 

 

 

 

4,714,813

 

TOTAL INVESTMENTS — 99.7%

 

 

 

 

 

 

 

 

(Cost $4,909,891)

 

 

 

 

 

$

4,714,813

 

 

Percentages are based on Net Assets of $4,728,850.

 

 

 

 

 

 

 

 

 

(A) Affiliated investment.

 

ETF — Exchange Traded Fund 

EM — Emerging Markets 

SPDR — Standard & Poor’s Depository Receipts 

USD — U.S. Dollar

 

As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X TargetIncomeTM 5 ETF

 

 

The following is a summary of the transactions with affiliates for the period ended February 29, 2020

 

Value at 11/30/2019

 

Purchases at Cost

 

 

Proceeds from Sales

 

 

Changes in Unrealized Depreciation

 

 

Realized Loss

 

 

Value at 02/29/20

 

 

Shares

 

 

Dividend Income

 

Global X SuperDividend® ETF

$191,394

 

$

941,011

 

 

$

(353,810

)

 

$

(93,492

)

 

$

(45,396

)

 

$

639,707

 

 

 

42,086

 

 

$

13,182

 

Global X U.S. Preferred ETF

$240,642

 

$

1,218,666

 

 

$

(472,132

)

 

$

(43,446

)

 

$

(7,917

)

 

$

935,813

 

 

 

38,750

 

 

$

11,005

 
Totals: $432,036 

 

$

2,159,677

 

 

$

(825,942

)

 

$

(136,938

)

 

$

(53,313

)

 

$

1,575,520

 

 

 

80,836

 

 

$

24,187

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X TargetIncomeTM Plus 2 ETF

 

 

 

Shares

 

 

Value

 

EXCHANGE TRADED FUNDS — 100.0%

 

 

 

 

Global X U.S. Preferred ETF (A)

 

 

273,778

 

 

$

6,611,739

 

iShares Core U.S. Aggregate Bond ETF

 

 

60,326

 

 

 

7,011,088

 

Schwab US TIPS ETF

 

 

60,040

 

 

 

3,504,535

 

SPDR Blackstone

 

 

147,284

 

 

 

6,691,112

 

VanEck Vectors J.P. Morgan EM Local Currency Bond ETF

 

 

103,274

 

 

 

3,347,110

 

Xtrackers USD High Yield Corporate Bond ETF

 

 

136,616

 

 

 

6,711,944

 

TOTAL EXCHANGE TRADED FUNDS

 

 

 

 

 

 

 

 

(Cost $34,383,010)

 

 

 

 

 

 

33,877,528

 

TOTAL INVESTMENTS — 100.0%

 

 

 

 

 

 

 

 

(Cost $34,383,010)

 

 

 

 

 

$

33,877,528

 

 

Percentages are based on Net Assets of $33,869,692.

 

 

 

 

 

 

 

 

 

(A) Affiliated investment.

 

ETF — Exchange Traded Fund 

EM — Emerging Markets 

SPDR — Standard & Poor’s Depository Receipts 

TIPS — Treasury Inflation Protected Security 

USD — U.S. Dollar

 

As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X TargetIncomeTM Plus 2 ETF

 

 

The following is a summary of the transactions with affiliates for the period ended February 29, 2020:

 

Value at 11/30/2019

 

Purchases at Cost

 

 

Proceeds from Sales

 

 

Changes in Unrealized Depreciation

 

 

Realized Gain

 

 

Value at 02/29/20

 

 

Shares

 

 

Dividend Income

 

Global X U.S. Preferred ETF

 $1,950,330

 

$

5,696,668

 

 

$

(737,801

)

 

$

(301,148

)

 

$

3,690

 

 

$

6,611,739

 

 

 

273,778

 

 

$

54,440

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

COMMON STOCK — 99.7%

 

 

 

UNITED KINGDOM — 0.5%

 

 

 

 

 

 

 

 

Real Estate — 0.5%

 

 

 

 

 

 

 

 

Healthpeak Properties ‡

 

 

28,705

 

 

$

908,226

 

UNITED STATES — 99.2%

 

 

 

 

 

 

 

 

Communication Services — 3.2%

 

 

 

 

 

 

 

 

AT&T

 

 

26,835

 

 

 

945,129

 

Cable One

 

 

195

 

 

 

306,739

 

Charter Communications, Cl A*

 

 

5,603

 

 

 

2,763,231

 

GCI Liberty*

 

 

3,008

 

 

 

207,883

 

Liberty Broadband, Cl C*

 

 

5,819

 

 

 

732,554

 

Roku, Cl A*

 

 

3,284

 

 

 

373,292

 

Snap, Cl A*

 

 

36,136

 

 

 

512,047

 

 

 

 

 

 

 

 

5,840,875

 

Consumer Discretionary — 6.9%

 

 

 

 

 

 

 

 

AutoZone *

 

 

648

 

 

 

669,067

 

Carnival

 

 

21,007

 

 

 

702,894

 

Carvana, Cl A*

 

 

1,668

 

 

 

138,294

 

Chipotle Mexican Grill, Cl A*

 

 

773

 

 

 

597,977

 

Ford Motor

 

 

114,399

 

 

 

796,217

 

Gap

 

 

57,942

 

 

 

830,309

 

General Motors

 

 

30,021

 

 

 

915,641

 

Goodyear Tire & Rubber

 

 

72,574

 

 

 

702,879

 

Hilton Worldwide Holdings

 

 

9,137

 

 

 

888,116

 

Kohl’s

 

 

22,601

 

 

 

884,829

 

Lithia Motors, Cl A

 

 

656

 

 

 

78,169

 

Macy’s

 

 

58,902

 

 

 

779,273

 

NVR *

 

 

92

 

 

 

337,381

 

PulteGroup

 

 

6,651

 

 

 

267,370

 

Starbucks

 

 

26,965

 

 

 

2,114,865

 

Target

 

 

15,886

 

 

 

1,636,258

 

TopBuild *

 

 

1,563

 

 

 

157,863

 

 

 

 

 

 

 

 

12,497,402

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

Consumer Staples — 6.4%

 

 

 

 

 

 

 

 

Brown-Forman, Cl B

 

 

8,885

 

 

$

545,628

 

Costco Wholesale

 

 

12,932

 

 

 

3,635,703

 

Estee Lauder, Cl A

 

 

6,719

 

 

 

1,233,608

 

Hershey

 

 

4,218

 

 

 

607,350

 

Procter & Gamble

 

 

40,965

 

 

 

4,638,467

 

Sysco

 

 

14,228

 

 

 

948,296

 

 

 

 

 

 

 

 

11,609,052

 

Energy — 4.2%

 

 

 

 

 

 

 

 

Chevron

 

 

9,283

 

 

 

866,475

 

HollyFrontier

 

 

22,538

 

 

 

759,080

 

Kinder Morgan

 

 

50,004

 

 

 

958,577

 

Marathon Oil

 

 

81,039

 

 

 

671,003

 

Marathon Petroleum

 

 

18,725

 

 

 

887,939

 

Murphy Oil

 

 

42,511

 

 

 

801,332

 

Phillips 66

 

 

10,289

 

 

 

770,235

 

Plains GP Holdings, Cl A

 

 

57,017

 

 

 

785,124

 

Tallgrass Energy, Cl A

 

 

47,046

 

 

 

1,038,305

 

 

 

 

 

 

 

 

7,538,070

 

Financials — 29.9%

 

 

 

 

 

 

 

 

Ally Financial

 

 

31,321

 

 

 

785,217

 

American International Group

 

 

20,054

 

 

 

845,477

 

Apollo Global Management, Cl A

 

 

7,069

 

 

 

294,495

 

Arch Capital Group*

 

 

13,913

 

 

 

562,503

 

Associated Banc-Corp

 

 

49,250

 

 

 

833,802

 

Assured Guaranty

 

 

20,944

 

 

 

854,725

 

Athene Holding, Cl A*

 

 

23,144

 

 

 

954,690

 

Bank of New York Mellon

 

 

22,427

 

 

 

894,837

 

Bank OZK

 

 

37,284

 

 

 

946,641

 

BankUnited

 

 

29,815

 

 

 

885,506

 

Blackstone Group, Cl A

 

 

24,884

 

 

 

1,339,755

 

Blackstone Mortgage Trust, Cl A ‡

 

 

27,674

 

 

 

997,924

 

Brighthouse Financial*

 

 

25,569

 

 

 

916,393

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

Financials — continued

 

 

 

 

 

 

 

 

Brown & Brown

 

 

7,217

 

 

$

310,403

 

Capital One Financial

 

 

9,814

 

 

 

866,184

 

Chimera Investment ‡

 

 

49,374

 

 

 

970,199

 

CIT Group

 

 

22,258

 

 

 

883,865

 

Citigroup

 

 

13,080

 

 

 

830,057

 

Citizens Financial Group

 

 

26,094

 

 

 

826,919

 

Comerica

 

 

15,486

 

 

 

815,183

 

Equitable Holdings

 

 

40,877

 

 

 

874,768

 

Fifth Third Bancorp

 

 

35,710

 

 

 

871,324

 

First Hawaiian

 

 

36,370

 

 

 

871,062

 

First Horizon National

 

 

61,122

 

 

 

814,756

 

FNB

 

 

83,568

 

 

 

843,201

 

Franklin Resources

 

 

40,529

 

 

 

881,911

 

Goldman Sachs Group

 

 

4,241

 

 

 

851,466

 

Hancock Whitney

 

 

24,691

 

 

 

827,149

 

Huntington Bancshares

 

 

70,309

 

 

 

862,691

 

IBERIABANK

 

 

12,996

 

 

 

782,229

 

Invesco

 

 

56,601

 

 

 

815,054

 

Jefferies Financial Group

 

 

47,347

 

 

 

933,209

 

KeyCorp

 

 

53,400

 

 

 

873,090

 

Lincoln National

 

 

17,847

 

 

 

810,075

 

MarketAxess Holdings

 

 

1,051

 

 

 

340,871

 

MetLife

 

 

20,188

 

 

 

862,431

 

MFA Financial ‡

 

 

132,496

 

 

 

957,946

 

Moody’s

 

 

5,304

 

 

 

1,273,119

 

Morgan Stanley

 

 

18,756

 

 

 

844,583

 

Navient

 

 

69,010

 

 

 

774,982

 

New Residential Investment ‡

 

 

62,662

 

 

 

975,021

 

New York Community Bancorp

 

 

89,039

 

 

 

962,512

 

Old Republic International

 

 

45,688

 

 

 

900,967

 

PacWest Bancorp

 

 

28,516

 

 

 

902,246

 

People’s United Financial

 

 

65,260

 

 

 

912,987

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

Financials — continued

 

 

 

 

 

 

 

 

Principal Financial Group

 

 

18,847

 

 

$

836,618

 

Prudential Financial

 

 

10,918

 

 

 

823,763

 

Regions Financial

 

 

64,618

 

 

 

873,635

 

Reinsurance Group of America, Cl A

 

 

6,679

 

 

 

815,038

 

S&P Global

 

 

7,129

 

 

 

1,895,672

 

Starwood Property Trust ‡

 

 

48,959

 

 

 

1,085,911

 

State Street

 

 

13,008

 

 

 

885,975

 

Sterling Bancorp

 

 

50,483

 

 

 

837,008

 

Synchrony Financial

 

 

27,702

 

 

 

806,128

 

Synovus Financial

 

 

26,727

 

 

 

775,618

 

Umpqua Holdings

 

 

55,211

 

 

 

849,697

 

United Bankshares

 

 

28,180

 

 

 

813,838

 

Unum Group

 

 

36,557

 

 

 

852,144

 

Valley National Bancorp

 

 

92,012

 

 

 

855,712

 

Webster Financial

 

 

20,310

 

 

 

771,171

 

Wintrust Financial

 

 

16,065

 

 

 

858,032

 

WR Berkley

 

 

4,289

 

 

 

287,963

 

Zions Bancorp

 

 

21,908

 

 

 

875,225

 

 

 

 

 

 

 

 

54,033,573

 

Health Care — 3.1%

 

 

 

 

 

 

 

 

Arrowhead Pharmaceuticals*

 

 

7,172

 

 

 

253,602

 

Chemed

 

 

591

 

 

 

246,813

 

Danaher

 

 

16,781

 

 

 

2,426,197

 

Insulet *

 

 

2,310

 

 

 

438,831

 

Zoetis, Cl A

 

 

16,543

 

 

 

2,204,024

 

 

 

 

 

 

 

 

5,569,467

 

Industrials — 6.0%

 

 

 

 

 

 

 

 

Air Lease, Cl A

 

 

22,264

 

 

 

854,047

 

Allegion

 

 

2,970

 

 

 

341,520

 

Arconic

 

 

13,832

 

 

 

405,969

 

Armstrong World Industries

 

 

1,207

 

 

 

120,881

 

Cintas

 

 

2,538

 

 

 

676,986

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

Industrials — continued

 

 

 

 

 

 

 

 

Copart *

 

 

10,212

 

 

$

862,710

 

Delta Air Lines

 

 

17,573

 

 

 

810,642

 

Eaton

 

 

10,787

 

 

 

978,597

 

Fortune Brands Home & Security

 

 

4,039

 

 

 

249,408

 

FTI Consulting*

 

 

1,112

 

 

 

125,200

 

Generac Holdings*

 

 

2,402

 

 

 

247,382

 

IHS Markit

 

 

12,658

 

 

 

901,756

 

Ingersoll-Rand

 

 

7,192

 

 

 

928,056

 

Macquarie Infrastructure

 

 

23,354

 

 

 

916,645

 

Ryder System

 

 

19,723

 

 

 

750,263

 

Teledyne Technologies*

 

 

1,232

 

 

 

415,578

 

Tetra Tech

 

 

1,610

 

 

 

130,201

 

TransDigm Group*

 

 

1,875

 

 

 

1,045,894

 

 

 

 

 

 

 

 

10,761,735

 

Information Technology — 16.5%

 

 

 

 

 

 

 

 

Accenture, Cl A

 

 

20,400

 

 

 

3,684,036

 

ANSYS *

 

 

2,782

 

 

 

673,773

 

Apple

 

 

16,287

 

 

 

4,452,214

 

Applied Materials

 

 

25,735

 

 

 

1,495,718

 

Booz Allen Hamilton Holding, Cl A

 

 

4,254

 

 

 

303,310

 

CACI International, Cl A*

 

 

850

 

 

 

208,267

 

CDW

 

 

5,677

 

 

 

648,427

 

Coupa Software*

 

 

1,642

 

 

 

245,889

 

Cypress Semiconductor

 

 

11,470

 

 

 

264,842

 

Entegris

 

 

4,174

 

 

 

222,558

 

Fair Isaac*

 

 

880

 

 

 

330,906

 

Genpact

 

 

5,682

 

 

 

218,530

 

Global Payments

 

 

10,516

 

 

 

1,934,628

 

KBR

 

 

4,812

 

 

 

124,920

 

KLA

 

 

5,980

 

 

 

919,186

 

Lam Research

 

 

5,511

 

 

 

1,617,093

 

Leidos Holdings

 

 

6,076

 

 

 

623,701

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

Information Technology — continued

 

 

 

 

 

 

 

 

Manhattan Associates*

 

 

1,546

 

 

$

104,139

 

Mastercard, Cl A

 

 

15,956

 

 

 

4,631,229

 

Microsoft

 

 

31,247

 

 

 

5,062,326

 

Paycom Software*

 

 

1,545

 

 

 

436,694

 

Qorvo *

 

 

3,393

 

 

 

341,268

 

Teradyne

 

 

6,493

 

 

 

381,529

 

Tyler Technologies*

 

 

1,400

 

 

 

438,690

 

Universal Display

 

 

1,278

 

 

 

202,934

 

Western Union

 

 

14,540

 

 

 

325,551

 

 

 

 

 

 

 

 

29,892,358

 

Materials — 3.8%

 

 

 

 

 

 

 

 

Air Products & Chemicals

 

 

7,106

 

 

 

1,560,549

 

LyondellBasell Industries, Cl A

 

 

12,096

 

 

 

864,380

 

Martin Marietta Materials

 

 

1,773

 

 

 

403,411

 

Newmont

 

 

23,940

 

 

 

1,068,442

 

Nucor

 

 

20,166

 

 

 

833,864

 

Olin

 

 

61,069

 

 

 

988,707

 

Vulcan Materials

 

 

3,173

 

 

 

381,585

 

Westrock

 

 

25,149

 

 

 

836,204

 

 

 

 

 

 

 

 

6,937,142

 

Real Estate — 11.3%

 

 

 

 

 

 

 

 

American Tower, Cl A ‡

 

 

11,240

 

 

 

2,549,232

 

Apple Hospitality REIT ‡

 

 

66,373

 

 

 

867,495

 

Brixmor Property Group ‡

 

 

48,354

 

 

 

880,526

 

EastGroup Properties ‡

 

 

1,220

 

 

 

153,391

 

EPR Properties ‡

 

 

14,440

 

 

 

855,426

 

Equinix ‡

 

 

2,840

 

 

 

1,626,752

 

Equity LifeStyle Properties ‡

 

 

4,881

 

 

 

333,519

 

First Industrial Realty Trust ‡

 

 

3,428

 

 

 

131,978

 

Host Hotels & Resorts ‡

 

 

57,656

 

 

 

834,859

 

Invitation Homes ‡

 

 

16,611

 

 

 

476,570

 

Kimco Realty ‡

 

 

51,524

 

 

 

893,941

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Shares

 

 

Value

 

Real Estate — continued

 

 

 

 

 

 

 

 

Macerich ‡

 

 

40,905

 

 

$

835,280

 

Medical Properties Trust ‡

 

 

46,836

 

 

 

989,645

 

Mid-America Apartment Communities ‡

 

 

3,054

 

 

 

394,760

 

Omega Healthcare Investors ‡

 

 

24,232

 

 

 

959,587

 

Park Hotels & Resorts ‡

 

 

42,664

 

 

 

779,045

 

Rexford Industrial Realty ‡

 

 

3,378

 

 

 

157,989

 

RLJ Lodging Trust ‡

 

 

62,270

 

 

 

822,587

 

Sabra Health Care ‡

 

 

47,637

 

 

 

931,303

 

Service Properties Trust ‡

 

 

44,201

 

 

 

799,154

 

Spirit Realty Capital ‡

 

 

20,130

 

 

 

915,915

 

Sun Communities ‡

 

 

2,989

 

 

 

456,958

 

Terreno Realty ‡

 

 

1,889

 

 

 

103,649

 

VICI Properties ‡

 

 

39,463

 

 

 

988,943

 

Vornado Realty Trust ‡

 

 

15,498

 

 

 

830,383

 

Weingarten Realty Investors ‡

 

 

32,570

 

 

 

877,110

 

 

 

 

 

 

 

 

20,445,997

 

Utilities — 7.9%

 

 

 

 

 

 

 

 

American Electric Power

 

 

12,456

 

 

 

1,111,822

 

American States Water

 

 

909

 

 

 

69,620

 

American Water Works

 

 

4,753

 

 

 

587,756

 

Entergy

 

 

7,531

 

 

 

880,449

 

Eversource Energy

 

 

7,921

 

 

 

684,850

 

FirstEnergy

 

 

13,711

 

 

 

610,551

 

Hawaiian Electric Industries

 

 

3,439

 

 

 

147,327

 

NextEra Energy

 

 

16,553

 

 

 

4,183,936

 

PPL

 

 

28,967

 

 

 

869,300

 

Sempra Energy

 

 

9,073

 

 

 

1,268,224

 

Southern

 

 

37,391

 

 

 

2,256,921

 

WEC Energy Group

 

 

9,337

 

 

 

862,085

 

Xcel Energy

 

 

12,981

 

 

 

808,976

 

 

 

 

 

 

 

 

14,341,817

 

TOTAL UNITED STATES

 

 

 

 

 

 

179,467,488

 

 

 

 

 

Schedule of Investments

February 29, 2020 (Unaudited)
   
Global X Adaptive U.S. Factor ETF

 

 

 

Value

 

TOTAL COMMON STOCK

 

 

 

(Cost $201,344,030)

 

$

180,375,714

 

TOTAL INVESTMENTS — 99.7%

 

 

 

 

(Cost $201,344,030)

 

$

180,375,714

 

Percentages are based on Net Assets of $180,847,668.

 

 

 

 

 

*

Non-income producing security.

‡

Real Estate Investment Trust

 

Cl — Class 

REIT — Real Estate Investment Trust 

As of February 29,2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29,2020, there have been no transfers in or out of Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.

 

GLX-QH-005-1600

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Robotics & Artificial Intelligence ETF

 

 

   Shares   Value 
COMMON STOCK — 100.2%          
CANADA— 2.5%          
Industrials — 2.5%          
ATS Automation Tooling Systems*   1,436,258   $19,184,345 
Maxar Technologies (A)   918,489    13,937,960 
TOTAL CANADA        33,122,305 
FINLAND— 1.8%          
Industrials — 1.8%          
Cargotec, Cl B   852,153    24,337,333 
GERMANY— 1.4%          
Information Technology — 1.4%          
Isra Vision   337,879    18,575,792 
JAPAN— 41.5%          
Communication Services — 0.5%          
RPA Holdings* (A)   888,090    7,270,046 
Health Care — 0.7%          
CYBERDYNE* (A)   2,118,384    8,601,976 
Industrials — 28.2%          
Daifuku   1,003,306    59,715,612 
FANUC   443,801    73,935,975 
Hirata   165,389    7,697,147 
Idec   524,060    8,011,634 
Mitsubishi Electric   6,350,137    80,712,352 
Nachi-Fujikoshi   386,575    12,758,606 
SMC   151,616    60,539,574 
Toshiba Machine (A)   461,512    12,686,071 
Yaskawa Electric   1,736,739    54,502,030 
         370,559,001 
Information Technology — 12.1%          
Autonomous Control Systems Laboratory*   161,650    4,326,552 
Keyence   275,164    87,780,032 
Omron   1,066,124    57,721,820 
           
           

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Robotics & Artificial Intelligence ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Information Technology — continued          
PKSHA Technology*   413,342   $9,185,378 
         159,013,782 
TOTAL JAPAN        545,444,805 
SOUTH KOREA— 0.5%          
Information Technology — 0.5%          
Robostar* (A)   176,275    2,039,246 
Robotis* (A)   280,628    2,322,200 
Selvas AI * (A)(B)(C) (D)   1,194,000    2,296,709 
TOTAL SOUTH KOREA        6,658,155 
SWITZERLAND— 10.7%          
Health Care — 3.9%          
Tecan Group   183,174    50,943,169 
Industrials — 6.8%          
ABB   4,153,313    89,292,261 
TOTAL SWITZERLAND        140,235,430 
UNITED KINGDOM— 3.8%          
Information Technology — 3.8%          
Renishaw   1,109,419    49,512,198 
UNITED STATES— 38.0%          
Consumer Discretionary — 1.6%          
iRobot* (A)   433,064    20,782,741 
Energy — 1.2%          
Helix Energy Solutions Group*   2,296,759    15,411,253 
Health Care — 6.6%          
Accuray*   1,413,556    4,191,194 
Intuitive Surgical*   153,807    82,126,786 
TransEnterix* (A)   274,765    324,223 
         86,642,203 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Robotics & Artificial Intelligence ETF

 

 

   Shares/Face Amount   Value 
COMMON STOCK — continued          
Industrials — 4.9%          
AeroVironment*   369,469   $18,987,012 
John Bean Technologies   473,875    45,899,533 
         64,886,545 
Information Technology — 23.7%          
Brooks Automation   1,115,088    38,481,687 
Dynatrace*   2,326,101    75,133,063 
FARO Technologies*   267,044    15,285,599 
Medallia*   1,552,608    38,520,204 
NVIDIA   532,000    143,677,240 
Veritone* (A)   468,431    1,255,395 
         312,353,188 
TOTAL UNITED STATES        500,075,930 
TOTAL COMMON STOCK          
(Cost $1,558,052,099)        1,317,961,948 
SHORT-TERM INVESTMENT(E)(F) — 0.3%          
Fidelity Investments Money Market          
Government Portfolio, Cl Institutional,          
1.460%          
(Cost $3,547,904)   3,547,904    3,547,904 
REPURCHASE AGREEMENT(E) — 2.3%          
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased          
on 03/02/20, repurchase price $31,093,660          
(collateralized by U.S. Treasury Obligations,          
ranging in par value $5,884,790 -          
$6,529,080, 2.125%, 12/31/2022, with a          
total market value of $31,631,624)          
(Cost $31,089,643)  $31,089,643    31,089,643 
TOTAL INVESTMENTS — 102.8%          
(Cost $1,592,689,646)       $1,352,599,495 

 

Percentages are based on Net Assets of $1,315,782,235.

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Robotics & Artificial Intelligence ETF

 

 

* Non-income producing security.
(A) This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $34,025,802.
(B) Level 3 security in accordance with fair value hierarchy.
(C) Security considered illiquid. The total value of such securities as of February 29, 2020 was $2,296,709 and represented 0.2% of Net Assets.
(D) Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of February 29, 2020, was $2,296,709 and represents 0.2% of net assets.
(E) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $34,637,547.
(F) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

Cl — Class

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3(1)   Total 
Common Stock  $1,315,665,239   $—   $2,296,709   $1,317,961,948 
Short-Term Investment   3,547,904    —    —    3,547,904 
Repurchase Agreement   —    31,089,643    —    31,089,643 
Total Investments in Securities  $1,319,213,143   $31,089,643   $2,296,709   $1,352,599,495 

 

(1)      A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to net assets. Management has concluded that Level 3 investments are not material in relation to net assets.

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X FinTech ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRALIA— 9.2%          
Financials — 0.7%          
HUB24 (A)   185,213   $1,200,131 
Zip* (A)   1,027,773    1,802,425 
         3,002,556 
Information Technology — 8.5%          
Afterpay*   721,571    15,431,763 
IRESS   495,697    3,790,461 
Xero*   403,441    19,157,718 
         38,379,942 
TOTAL AUSTRALIA        41,382,498 
CHINA— 0.2%          
Financials — 0.2%          
Yiren Digital ADR * (A)   184,358    766,929 
DENMARK— 2.4%          
Information Technology — 2.4%          
SimCorp   116,019    11,050,809 
GERMANY— 5.2%          
Financials — 1.3%          
Hypoport*   18,167    6,026,598 
Information Technology — 3.9%          
Wirecard (A)   140,227    17,706,091 
TOTAL GERMANY        23,732,689 
ITALY— 5.3%          
Information Technology — 5.3%          
Nexi*   1,501,745    23,998,359 
JAPAN— 0.2%          
Information Technology — 0.2%          
Metaps*   123,430    686,580 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X FinTech ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
NETHERLANDS— 6.0%          
Information Technology — 6.0%          
Adyen*   30,974   $27,123,557 
SWITZERLAND— 4.0%          
Financials — 0.5%          
Leonteq   53,698    2,417,644 
Information Technology — 3.5%          
Temenos   111,130    15,757,624 
TOTAL SWITZERLAND        18,175,268 
UNITED STATES— 67.4%          
Financials — 4.9%          
Blucora*   136,999    2,383,783 
LendingClub*   252,784    2,783,152 
LendingTree*   36,744    10,134,730 
On Deck Capital*   313,935    1,095,633 
Virtu Financial, Cl A (A)   307,084    5,776,250 
         22,173,548 
Health Care — 2.8%          
HealthEquity*   179,072    12,712,321 
Information Technology — 59.7%          
Black Knight*   328,091    21,886,951 
Bottomline Technologies*   123,807    5,482,174 
Envestnet*   148,159    11,183,041 
Fidelity National Information Services   192,648    26,916,779 
Fiserv*   525,424    57,460,368 
GreenSky, Cl A* (A)   182,389    1,455,464 
Guidewire Software*   200,960    22,027,226 
Intuit   89,481    23,788,524 
Mitek Systems*   140,629    1,224,879 
Pagseguro Digital, Cl A*   463,344    14,535,101 
PayPal Holdings*   200,834    21,688,064 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X FinTech ETF

 

 

   Shares/Face
Amount		   Value 
COMMON STOCK — continued          
Information Technology — continued          
Square, Cl A*   320,516   $26,708,598 
SS&C Technologies Holdings   343,528    19,065,804 
StoneCo, Cl A*   414,648    16,540,309 
         269,963,282 
TOTAL UNITED STATES        304,849,151 
TOTAL COMMON STOCK        451,765,840 
(Cost $418,300,759)          
SHORT-TERM INVESTMENT(B)(C) — 0.5%          
Fidelity Investments Money Market          
Government Portfolio, Cl Institutional,          
1.460%   2,084,824    2,084,824 
(Cost $2,084,824)          
REPURCHASE AGREEMENT(B) — 4.0%          
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased          
on 03/02/20, repurchase price $18,271,297          
(collateralized by U.S. Treasury Obligations,          
ranging in par value $3,458,028 -          
$3,836,626, 2.125%, 12/31/2022, with a          
total market value of $18,587,415)          
(Cost $18,268,936)  $18,268,936    18,268,936 
TOTAL INVESTMENTS — 104.4%          
(Cost $438,654,519)       $472,119,600 

 

Percentages are based on Net Assets of $452,139,140.

 

* Non-income producing security.
(A) This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $19,022,628.
(B) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $20,353,760.
(C) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

ADR — American Depositary Receipt 

Cl — Class

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X FinTech ETF

 

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $451,765,840   $—   $—   $451,765,840 
Short-Term Investment   2,084,824    —    —    2,084,824 
Repurchase Agreement   —    18,268,936    —    18,268,936 
Total Investments in Securities  $453,850,664   $18,268,936   $—   $472,119,600 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statement.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Internet of Things ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRIA— 2.1%          
Information Technology — 2.1%          
AMS   88,396   $3,014,569 
FRANCE— 3.4%          
Industrials — 3.4%          
Legrand   24,940    1,890,834 
Schneider Electric   29,680    2,950,493 
TOTAL FRANCE        4,841,327 
HONG KONG— 2.3%          
Information Technology — 2.3%          
Xiaomi, Cl B*   2,063,800    3,326,211 
ITALY— 0.6%          
Information Technology — 0.6%          
Datalogic   59,719    895,421 
JAPAN— 1.3%          
Communication Services — 0.2%          
And Factory* (A)   21,700    286,276 
Information Technology — 1.1%          
Nippon Ceramic   28,550    578,067 
Renesas Electronics*   157,600    951,167 
         1,529,234 
TOTAL JAPAN        1,815,510 
NETHERLANDS— 2.1%          
Information Technology — 2.1%          
NXP Semiconductors   26,807    3,047,688 
NORWAY— 0.7%          
Information Technology — 0.7%          
Nordic Semiconductor*   186,514    971,579 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Internet of Things ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
SWEDEN— 0.2%          
Information Technology — 0.2%          
Fingerprint Cards, Cl B (A)   195,252   $281,949 
SWITZERLAND— 12.3%          
Industrials — 2.0%          
ABB   132,569    2,850,107 
Information Technology — 10.3%          
Landis+Gyr Group   30,886    2,517,594 
STMicroelectronics   457,207    12,259,215 
         14,776,809 
TOTAL SWITZERLAND        17,626,916 
TAIWAN— 6.7%          
Information Technology — 6.7%          
Advantech   730,143    7,101,409 
eMemory Technology   79,962    834,492 
MediaTek   147,200    1,750,095 
TOTAL TAIWAN        9,685,996 
UNITED KINGDOM— 0.4%          
Information Technology — 0.4%          
Spirent Communications   207,525    556,652 
UNITED STATES— 67.8%          
Communication Services — 0.2%          
ORBCOMM*   83,140    275,193 
Consumer Discretionary — 6.0%          
Garmin   95,757    8,463,961 
Garrett Motion*   25,347    175,908 
         8,639,869 
Health Care — 9.9%          
DexCom*   50,301    13,883,076 
Senseonics Holdings * (A)   189,852    265,793 
         14,148,869 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Internet of Things ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Industrials — 14.8%          
ADT (A)   786,889   $5,028,221 
Emerson Electric   40,032    2,566,452 
Honeywell International   14,886    2,414,063 
Johnson Controls International   66,147    2,418,996 
Resideo Technologies*   18,247    196,155 
Rockwell Automation   11,052    2,028,042 
Sensata Technologies Holding*   161,560    6,591,647 
         21,243,576 
Information Technology — 36.9%          
Alarm.com Holdings*   50,588    2,440,871 
Ambarella*   34,264    2,036,995 
Analog Devices   23,321    2,543,155 
Arlo Technologies*   96,122    315,280 
Badger Meter   30,428    1,832,070 
Belden   41,311    1,649,548 
Cisco Systems   45,698    1,824,720 
Cypress Semiconductor   350,889    8,102,026 
Fitbit, Cl A*   231,886    1,481,752 
Impinj*   22,442    690,092 
Intel   55,658    3,090,132 
InterDigital   32,930    1,741,668 
International Business Machines   18,917    2,462,048 
Itron*   41,023    3,111,185 
NETGEAR*   32,961    621,974 
QUALCOMM   36,055    2,823,107 
Rambus*   114,452    1,600,039 
Sierra Wireless*   37,913    293,447 
Silicon Laboratories*   45,338    4,020,574 
Skyworks Solutions   103,266    10,345,187 
         53,025,870 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Internet of Things ETF

 

 

   Shares/Face Amount   Value 
COMMON STOCK — continued          
TOTAL UNITED STATES       $97,333,377 
TOTAL COMMON STOCK        143,397,195 
(Cost $136,869,967)          
SHORT-TERM INVESTMENT(B)(C) — 0.4%          
Fidelity Investments Money Market          
Government Portfolio, Cl Institutional,          
1.460%          
(Cost $527,982)   527,982    527,982 
REPURCHASE AGREEMENT(B) — 3.2%          
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased          
on 03/02/20, repurchase price $4,627,206          
(collateralized by U.S. Treasury Obligations,          
ranging in par value $875,746 - $971,626,          
2.125%, 12/31/2022, with a total market          
value of $4,707,265)          
(Cost $4,626,609)  $4,626,609    4,626,609 
TOTAL INVESTMENTS — 103.5%          
(Cost $142,024,558)       $148,551,786 

 

Percentages are based on Net Assets of $143,506,876.

 

* Non-income producing security.
(A) This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $4,955,908.
(B) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $5,154,591.
(C) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

Cl — Class

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Internet of Things ETF

 

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $133,711,199   $9,685,996   $—   $143,397,195 
Short-Term Investment   527,982    —    —    527,982 
Repurchase Agreement   —    4,626,609    —    4,626,609 
Total Investments in Securities  $134,239,181   $14,312,605   $—   $148,551,786 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Cloud Computing ETF

 

 

   Shares   Value 
COMMON STOCK — 100.1%          
AUSTRALIA— 3.7%          
Information Technology — 3.7%          
Xero*   335,306   $15,922,273 
CHINA— 3.3%          
Consumer Discretionary — 1.7%          
Alibaba Group Holding ADR*   36,369    7,564,752 
Information Technology — 1.6%          
21Vianet Group ADR*   357,904    5,361,402 
Kingsoft*   509,200    1,646,575 
         7,007,977 
TOTAL CHINA        14,572,729 
UNITED STATES— 93.1%          
Communication Services — 6.0%          
Alphabet, Cl A*   4,144    5,549,852 
Netflix*   55,412    20,448,690 
         25,998,542 
Consumer Discretionary — 2.0%          
Amazon.com*   4,504    8,484,410 
Information Technology — 79.2%          
2U*   272,751    6,412,376 
Akamai Technologies*   184,132    15,929,259 
Anaplan*   337,505    15,167,475 
Benefitfocus*   140,561    1,754,201 
Box, Cl A*   637,056    10,670,688 
Cornerstone OnDemand*   261,658    10,735,828 
Coupa Software*   115,852    17,348,837 
Dropbox, Cl A*   803,690    15,720,176 
Everbridge*   144,669    15,285,727 
International Business Machines   12,239    1,592,906 
LogMeIn*   210,484    17,940,604 
Microsoft   55,517    8,994,309 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Cloud Computing ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Information Technology — continued          
Mimecast*   267,056   $10,572,747 
Paycom Software*   75,286    21,279,587 
Paylocity Holding*   155,267    20,110,182 
Proofpoint*   138,088    14,727,085 
Qualys*   169,211    13,567,338 
RealPage*   263,065    16,862,467 
salesforce.com*   101,785    17,344,164 
Shopify, Cl A*   50,817    23,544,025 
SPS Commerce*   150,119    7,896,259 
Twilio, Cl A*   164,971    18,582,333 
Workday, Cl A*   98,254    17,022,506 
Workiva, Cl A*   161,361    6,896,569 
Zscaler*   362,195    18,830,518 
         344,788,166 
Real Estate — 5.9%          
CoreSite Realty ‡   28,450    2,951,119 
CyrusOne ‡   88,578    5,366,055 
Digital Realty Trust ‡   125,357    15,056,629 
QTS Realty Trust, Cl A ‡   42,493    2,386,832 
         25,760,635 
TOTAL UNITED STATES        405,031,753 
TOTAL COMMON STOCK          
(Cost $430,115,212)        435,526,755 
TOTAL INVESTMENTS — 100.1%          
(Cost $430,115,212)       $435,526,755 

 

Percentages are based on Net Assets of $435,283,047.

 

* Non-income producing security.
‡ Real Estate Investment Trust

ADR — American Depositary Receipt 

Cl — Class

 

As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Cloud Computing ETF

 

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Future Analytics Tech ETF

 

 

   Shares   Value 
COMMON STOCK — 100.0%          
AUSTRALIA— 0.3%          
Information Technology — 0.3%          
Xero*   2,572   $122,133 
CANADA— 0.7%          
Information Technology — 0.7%          
BlackBerry*   21,456    110,928 
Open Text   4,921    206,027 
TOTAL CANADA        316,955 
CHINA— 8.0%          
Communication Services — 4.9%          
Baidu ADR*   5,007    600,740 
Tencent Holdings   28,940    1,433,436 
Tencent Music Entertainment Group ADR*   10,820    131,247 
         2,165,423 
Consumer Discretionary — 3.1%          
Alibaba Group Holding ADR*   6,603    1,373,424 
TOTAL CHINA        3,538,847 
GERMANY— 4.0%          
Industrials — 2.6%          
Siemens   11,255    1,152,241 
Information Technology — 1.4%          
Infineon Technologies   22,809    470,877 
Software   3,873    125,502 
         596,379 
TOTAL GERMANY        1,748,620 
HONG KONG— 3.2%          
Consumer Discretionary — 3.2%          
Meituan Dianping, Cl B*   108,900    1,382,028 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Future Analytics Tech ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
JAPAN— 0.5%          
Industrials — 0.5%          
Toshiba   8,310   $225,344 
SOUTH KOREA— 3.8%          
Information Technology — 3.8%          
Samsung Electronics   27,652    1,234,037 
SK Hynix   5,665    410,007 
TOTAL SOUTH KOREA        1,644,044 
SWEDEN— 0.8%          
Information Technology — 0.8%          
Hexagon, Cl B   6,409    338,857 
SWITZERLAND— 1.0%          
Information Technology — 1.0%          
STMicroelectronics   16,607    444,741 
TAIWAN— 0.8%          
Information Technology — 0.8%          
Macronix International   107,800    117,485 
Phison Electronics   11,990    132,058 
Winbond Electronics   222,600    117,624 
TOTAL TAIWAN        367,167 
UNITED KINGDOM— 1.6%          
Industrials — 1.3%          
Experian   16,568    548,316 
Information Technology — 0.3%          
Computacenter   6,173    130,336 
TOTAL UNITED KINGDOM        678,652 
UNITED STATES— 75.3%          
Communication Services — 11.4%          
Alphabet, Cl A*   975    1,305,769 
Facebook, Cl A*   6,585    1,267,415 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Future Analytics Tech ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Communication Services — continued          
Netflix*   4,137   $1,526,677 
Snap, Cl A*   20,749    294,013 
Twitter*   14,155    469,946 
Yelp, Cl A*   3,978    124,392 
         4,988,212 
Consumer Discretionary — 4.5%          
Amazon.com*   768    1,446,720 
eBay   14,835    513,884 
         1,960,604 
Industrials — 7.6%          
Nielsen Holdings   6,688    121,788 
Northrop Grumman   3,100    1,019,404 
Thomson Reuters   9,122    679,407 
Uber Technologies*   31,363    1,062,265 
Verisk Analytics, Cl A   2,988    463,469 
         3,346,333 
Information Technology — 51.8%          
Adobe*   4,113    1,419,479 
Advanced Micro Devices*   20,487    931,749 
Ambarella*   2,354    139,945 
Anaplan*   2,513    112,934 
Cisco Systems   29,533    1,179,253 
Cloudera*   12,491    111,170 
Cornerstone OnDemand*   2,421    99,334 
Crowdstrike Holdings, Cl A*   2,323    138,544 
DXC Technology   4,650    112,111 
Envestnet*   2,044    154,281 
Fair Isaac*   527    198,168 
FireEye*   8,690    115,012 
Fortinet*   3,117    318,121 
Genpact   3,451    132,725 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Future Analytics Tech ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Information Technology — continued          
Hewlett Packard Enterprise   23,557   $301,294 
HubSpot*   777    139,433 
Intel   22,847    1,268,465 
International Business Machines   10,125    1,317,769 
Juniper Networks   6,076    128,933 
Lattice Semiconductor*   6,355    114,072 
LivePerson*   3,335    88,244 
LogMeIn   1,657    141,234 
Microchip Technology   4,339    393,591 
Micron Technology*   8,082    424,790 
Microsoft   8,676    1,405,599 
NetApp   4,153    194,028 
NortonLifeLock   11,355    216,086 
Nuance Communications*   7,218    156,053 
NVIDIA   5,721    1,545,070 
Oracle   26,317    1,301,639 
Pegasystems   1,626    147,153 
PROS Holdings*   2,217    101,516 
PTC*   2,100    158,655 
Pure Storage, Cl A*   7,424    113,290 
QUALCOMM   15,728    1,231,502 
salesforce.com*   7,864    1,340,026 
Seagate Technology   4,784    229,393 
ServiceNow*   3,468    1,130,880 
Shopify, Cl A*   1,892    876,583 
Splunk*   2,844    419,007 
StoneCo, Cl A*   3,241    129,283 
Synopsys*   2,744    378,480 
Teradata*   5,367    107,018 
Trade Desk, Cl A*   724    207,969 
Twilio, Cl A*   2,269    255,580 
Verint Systems*   2,450    134,456 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Future Analytics Tech ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Information Technology — continued          
Wix.com*   1,018   $136,443 
Workday, Cl A*   3,046    527,720 
Xilinx   4,584    382,718 
Zebra Technologies, Cl A*   981    206,962 
Zendesk*   2,039    161,713 
         22,675,473 
TOTAL UNITED STATES        32,970,622 
TOTAL COMMON STOCK          
(Cost $42,347,424)        43,778,010 
TOTAL INVESTMENTS — 100.0%          
(Cost $42,347,424)       $43,778,010 

 

Percentages are based on Net Assets of $43,767,364.

 

* Non-income producing security.

ADR — American Depositary Receipt

Cl — Class

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $43,410,843   $367,167   $—   $43,778,010 
Total Investments in Securities  $43,410,843   $367,167   $—   $43,778,010 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statement.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Autonomous & Electric Vehicles ETF

 

 

   Shares   Value 
COMMON STOCK — 98.5%          
AUSTRALIA— 1.1%          
Materials — 1.1%          
Orocobre*   64,122   $111,625 
Pilbara Minerals*   620,308    99,986 
TOTAL AUSTRALIA        211,611 
BELGIUM— 0.9%          
Materials — 0.9%          
Umicore   4,135    171,556 
CANADA— 0.8%          
Materials — 0.8%          
Lundin Mining   29,777    151,952 
CHILE— 0.9%          
Materials — 0.9%          
Sociedad Quimica y Minera de Chile ADR   5,769    157,955 
CHINA— 2.2%          
Communication Services — 1.5%          
Baidu ADR*   2,255    270,555 
Materials — 0.7%          
China Molybdenum, Cl H   370,772    138,450 
TOTAL CHINA        409,005 
FRANCE— 0.7%          
Consumer Discretionary — 0.7%          
Renault   4,385    127,619 
GERMANY— 3.6%          
Consumer Discretionary — 3.6%          
Bayerische Motoren Werke   3,274    211,932 
Continental   1,688    188,423 
Daimler   6,547    269,972 
TOTAL GERMANY        670,327 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Autonomous & Electric Vehicles ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
HONG KONG— 3.2%          
Consumer Discretionary — 2.0%          
BYD, Cl H (A)   31,100   $190,358 
Geely Automobile Holdings   99,600    177,139 
         367,497 
Materials — 1.2%          
Ganfeng Lithium, Cl H   57,400    222,808 
TOTAL HONG KONG        590,305 
ITALY— 1.1%          
Consumer Discretionary — 1.1%          
Fiat Chrysler Automobiles   16,079    198,557 
JAPAN— 7.6%          
Consumer Discretionary — 6.8%          
Denso   5,302    207,430 
Honda Motor   11,426    296,547 
Nissan Motor   37,704    162,051 
Toyota Motor   8,840    584,088 
         1,250,116 
Industrials — 0.8%          
GS Yuasa   7,860    138,961 
TOTAL JAPAN        1,389,077 
NETHERLANDS— 3.1%          
Consumer Discretionary — 0.8%          
TomTom   15,282    153,278 
Information Technology — 1.4%          
NXP Semiconductors   2,336    265,580 
Materials — 0.9%          
APERAM   5,457    161,486 
TOTAL NETHERLANDS        580,344 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Autonomous & Electric Vehicles ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
RUSSIA— 1.1%          
Communication Services — 1.1%          
Yandex, Cl A*   4,890   $198,583 
SOUTH KOREA— 4.0%          
Consumer Discretionary — 1.1%          
Hyundai Motor   2,193    207,653 
Information Technology — 2.9%          
Samsung Electronics   11,985    534,860 
TOTAL SOUTH KOREA        742,513 
UNITED KINGDOM— 0.9%          
Materials — 0.9%          
Johnson Matthey   5,083    163,027 
UNITED STATES— 67.3%          
Communication Services — 3.1%          
Alphabet, Cl A*   435    582,574 
Consumer Discretionary — 14.3%          
American Axle & Manufacturing Holdings*   18,437    116,706 
Aptiv   2,846    222,301 
Autoliv   2,438    162,688 
BorgWarner   4,764    150,542 
Dana   10,693    153,765 
Ford Motor   32,988    229,597 
General Motors   9,888    301,584 
Gentherm*   3,689    150,438 
Harley-Davidson   5,245    159,815 
Lear   1,446    160,795 
Tesla*   831    555,100 
Veoneer* (A)   12,432    153,038 
Visteon*   1,985    129,104 
         2,645,473 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Autonomous & Electric Vehicles ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Industrials — 13.3%          
Ballard Power Systems* (A)   16,586   $147,616 
Bloom Energy, Cl A* (A)   17,729    160,802 
EnerSys   2,357    145,144 
General Electric   47,708    519,063 
Honeywell International   2,300    372,991 
Hyster-Yale Materials Handling   2,710    130,460 
ITT   2,622    157,713 
Johnson Controls International   7,095    259,464 
Plug Power* (A)   42,145    182,909 
WABCO Holdings*   1,420    191,842 
Westinghouse Air Brake Technologies   2,810    193,047 
         2,461,051 
Information Technology — 32.0%          
Advanced Micro Devices*   7,542    343,010 
Ambarella*   2,711    161,169 
Apple   1,993    544,806 
CEVA*   5,816    165,233 
Cisco Systems   13,037    520,567 
Cypress Semiconductor   8,519    196,704 
II-VI*   4,805    142,660 
Intel   10,486    582,183 
Maxim Integrated Products   3,711    206,406 
Micron Technology*   7,203    378,590 
Microsoft   3,841    622,280 
NVIDIA   2,518    680,036 
ON Semiconductor*   8,033    149,896 
QUALCOMM   6,280    491,724 
Rogers*   1,283    148,828 
Texas Instruments   3,179    362,851 
Xilinx   2,641    220,497 
         5,917,440 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Autonomous & Electric Vehicles ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Materials — 4.6%          
Albemarle   2,529   $206,999 
Allegheny Technologies*   9,166    156,647 
Carpenter Technology   3,620    133,035 
Freeport-McMoRan Copper & Gold   18,160    180,873 
Livent*   20,270    181,011 
         858,565 
TOTAL UNITED STATES        12,465,103 
TOTAL COMMON STOCK          
(Cost $19,729,448)        18,227,534 
PREFERRED STOCK — 1.3%          
GERMANY— 1.3%          
Consumer Discretionary — 1.3%          
Volkswagen (B)          
(Cost $313,919)   1,517    247,587 
TOTAL GERMANY        247,587 
SHORT-TERM INVESTMENT(C)(D) — 0.3%          
Fidelity Investments Money Market          
Government Portfolio, Cl Institutional,          
1.460%          
(Cost $49,873)   49,873    49,873 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Autonomous & Electric Vehicles ETF

 

 

   Face Amount   Value 
REPURCHASE AGREEMENT(C) — 2.4%          
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased          
on 03/02/20, repurchase price $437,088          
(collateralized by U.S. Treasury Obligations,          
ranging in par value $82,723 - $91,780,          
2.125%, 12/31/2022, with a total market          
value of $444,649)          
(Cost $437,031)  $437,031   $437,031 
TOTAL INVESTMENTS — 102.5%          
(Cost $20,530,271)       $18,962,025 

 

Percentages are based on Net Assets of $18,500,524.

 

* Non-income producing security.
(A) This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $480,884.
(B) There is currently no stated rate.
(C) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $486,904.
(D) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

Cl — Class

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $18,227,534   $—   $—   $18,227,534 
Preferred Stock   247,587    —    —    247,587 
Short-Term Investment   49,873    —    —    49,873 
Repurchase Agreement   —    437,031    —    437,031 
Total Investments in Securities  $18,524,994   $437,031   $—   $18,962,025 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Genomics & Biotechnology ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
HONG KONG— 3.8%          
Health Care — 3.8%          
Genscript Biotech*   354,618   $738,081 
UNITED STATES— 96.1%          
Health Care — 96.1%          
Adverum Biotechnologies*   20,464    251,912 
Agilent Technologies   10,713    825,651 
Alnylam Pharmaceuticals*   8,950    1,053,057 
Arrowhead Pharmaceuticals*   20,262    716,464 
BioMarin Pharmaceutical*   11,641    1,051,997 
Bluebird Bio*   9,323    674,333 
Blueprint Medicines*   10,356    560,570 
CRISPR Therapeutics*   11,418    610,292 
Dicerna Pharmaceuticals*   20,549    405,637 
Editas Medicine*   18,778    416,496 
Fluidigm*   26,885    89,258 
Gilead Sciences   6,025    417,894 
Homology Medicines*   11,082    177,312 
Illumina*   2,569    682,506 
Intellia Therapeutics*   14,755    196,979 
Invitae*   35,711    727,790 
NanoString Technologies*   13,823    492,928 
Natera*   21,523    815,829 
Pacific Biosciences of California*   54,667    185,868 
ProQR Therapeutics*   14,887    105,549 
PTC Therapeutics*   21,207    1,162,992 
QIAGEN*   28,537    1,024,479 
REGENXBIO*   13,108    524,320 
Rocket Pharmaceuticals*   18,582    362,163 
Sangamo Therapeutics*   45,539    388,448 
Sarepta Therapeutics*   9,551    1,093,303 
Solid Biosciences*   10,843    35,782 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Genomics & Biotechnology ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Sorrento Therapeutics*   41,574   $90,216 
Ultragenyx Pharmaceutical*   19,514    1,094,345 
uniQure*   12,961    666,973 
Veracyte*   17,921    442,470 
Vertex Pharmaceuticals*   4,216    944,510 
Voyager Therapeutics*   9,254    100,869 
WaVe Life Sciences*   10,030    84,653 
ZIOPHARM Oncology*   69,275    214,060 
TOTAL UNITED STATES        18,687,905 
TOTAL COMMON STOCK          
(Cost $19,569,898)        19,425,986 
TOTAL INVESTMENTS — 99.9%          
(Cost $19,569,898)       $19,425,986 

  

Percentages are based on Net Assets of $19,438,263.

 

* Non-income producing security.

 

As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Video Games & Esports ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
CHINA— 17.1%          
Communication Services — 17.1%          
Bilibili ADR*   85,258   $2,189,425 
DouYu International Holdings ADR   134,180    1,042,579 
JOYY ADR*   26,638    1,437,653 
NetEase ADR   7,400    2,358,454 
TOTAL CHINA        7,028,111 
FRANCE— 5.1%          
Communication Services — 5.1%          
Ubisoft Entertainment*   28,129    2,081,936 
HONG KONG— 0.7%          
Communication Services — 0.7%          
IGG   394,800    287,245 
JAPAN— 25.4%          
Communication Services — 25.4%          
Aeria   15,080    85,420 
Akatsuki   2,986    114,330 
Capcom   54,300    1,479,010 
DeNA   50,080    644,891 
Gumi*   18,050    99,567 
GungHo Online Entertainment   30,872    488,560 
KLab   15,600    88,077 
Konami Holdings   42,493    1,534,420 
Nexon   135,200    2,152,120 
Nintendo   6,649    2,235,751 
Square Enix Holdings   36,980    1,491,336 
TOTAL JAPAN        10,413,482 
SINGAPORE— 5.2%          
Communication Services — 5.2%          
Sea ADR*   47,080    2,121,425 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Video Games & Esports ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
SOUTH KOREA— 10.9%          
Communication Services — 10.9%          
Com2uSCorp   3,198   $256,999 
Gravity ADR   3,542    97,405 
HUYA ADR*   24,993    495,111 
NCSoft   3,558    1,901,311 
Neowiz*   9,215    126,711 
Netmarble*   11,198    816,915 
Nexon GT*   20,051    91,959 
Pearl Abyss*   3,349    488,631 
Webzen*   9,200    109,839 
Wemade   4,011    99,738 
TOTAL SOUTH KOREA        4,484,619 
SWEDEN— 4.1%          
Communication Services — 4.1%          
Embracer Group, Cl B   124,893    1,194,426 
Stillfront Group*   11,500    499,969 
TOTAL SWEDEN        1,694,395 
TAIWAN— 0.8%          
Communication Services — 0.8%          
Chinese Gamer International*   45,000    107,895 
Gamania Digital Entertainment   64,600    122,247 
X-Legend Entertainment   45,200    110,464 
TOTAL TAIWAN        340,606 
UNITED KINGDOM— 1.1%          
Information Technology — 1.1%          
Keywords Studios   23,820    466,420 
UNITED STATES— 29.5%          
Communication Services — 22.6%          
Activision Blizzard   42,329    2,460,584 
Electronic Arts*   22,949    2,326,340 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Video Games & Esports ETF

 

 

   Shares/Face Amount   Value 
COMMON STOCK — continued          
Communication Services — continued          
Glu Mobile*   51,424   $366,139 
Take-Two Interactive Software*   19,932    2,142,291 
Zynga, Cl A*   291,452    1,955,643 
         9,250,997 
Information Technology — 6.9%          
NVIDIA   10,399    2,808,458 
TOTAL UNITED STATES        12,059,455 
TOTAL COMMON STOCK          
(Cost $42,649,519)        40,977,694 
U.S. TREASURY OBLIGATION — 4.9%          
United States Treasury Bill          
1.450%, 03/05/20(A)          
(Cost $1,999,678)  $2,000,000    1,999,756 
TOTAL INVESTMENTS — 104.8%          
(Cost $44,649,197)       $42,977,450 

 

Percentages are based on Net Assets of $41,027,596.

 

* Non-income producing security.
(A) The rate reported on the Schedule of Investments is the effective yield at time of purchase.

ADR — American Depositary Receipt

Cl — Class

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $40,637,088   $340,606   $—   $40,977,694 
U.S. Treasury Obligation   —    1,999,756    —    1,999,756 
Total Investments in Securities  $40,637,088   $2,340,362   $—   $42,977,450 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Cybersecurity ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
ISRAEL— 1.8%          
Information Technology — 1.8%          
RADWARE*   4,458   $101,286 
JAPAN— 7.7%          
Information Technology — 7.7%          
Digital Arts   1,360    64,429 
FFRI*   650    12,564 
Trend Micro   7,010    348,989 
TOTAL JAPAN        425,982 
SOUTH KOREA— 0.8%          
Information Technology — 0.8%          
Ahnlab   949    41,883 
UNITED KINGDOM— 4.5%          
Information Technology — 4.5%          
Avast   49,784    250,414 
UNITED STATES— 85.1%          
Information Technology — 85.1%          
A10 Networks*   7,281    48,856 
Check Point Software Technologies*   3,170    329,046 
Crowdstrike Holdings, Cl A*   1,968    117,372 
CyberArk Software*   2,631    275,466 
FireEye*   16,868    223,248 
ForeScout Technologies*   4,397    143,078 
Fortinet*   4,371    446,105 
Mimecast*   5,900    233,581 
MobileIron*   10,398    42,112 
NortonLifeLock   15,574    296,373 
Okta, Cl A*   3,268    418,500 
OneSpan*   3,828    63,200 
Palo Alto Networks*   1,567    289,300 
Proofpoint*   2,316    247,001 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Cybersecurity ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Information Technology — continued          
Qualys*   3,132   $251,124 
Rapid7*   4,650    215,295 
SailPoint Technologies Holding*   8,485    214,840 
Tenable Holdings*   9,224    226,172 
Tufin Software Technologies*   3,222    37,697 
Varonis Systems*   2,888    231,675 
VirnetX Holding*   6,521    36,583 
Zix*   5,267    41,504 
Zscaler*   6,077    315,943 
TOTAL UNITED STATES        4,744,071 
TOTAL COMMON STOCK          
(Cost $6,078,146)        5,563,636 
TOTAL INVESTMENTS — 99.9%          
(Cost $6,078,146)       $5,563,636 

 

Percentages are based on Net Assets of $5,571,858.

 

* Non-income producing security.

Cl — Class

 

As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Millennials Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — 100.0%          
GERMANY— 0.1%          
Communication Services — 0.1%          
Trivago ADR*   53,465   $97,306 
UNITED STATES— 99.9%          
Communication Services — 24.0%          
Alphabet, Cl A*   1,818    2,434,758 
Cargurus, Cl A*   7,006    178,583 
Cars.com*   9,912    90,001 
Facebook, Cl A*   12,334    2,373,925 
IAC*   5,794    1,181,628 
iHeartMedia*   14,797    223,583 
Live Nation Entertainment*   15,655    951,354 
Match Group* (A)   5,045    327,925 
Netflix*   6,023    2,222,667 
Snap, Cl A*   77,561    1,099,039 
Spotify Technology*   13,434    1,842,070 
TripAdvisor   9,218    216,162 
TrueCar*   34,958    91,940 
Twitter*   57,147    1,897,280 
Walt Disney   18,721    2,202,526 
Yelp, Cl A*   6,372    199,252 
Zillow Group, Cl A*   6,267    348,884 
Zynga, Cl A*   68,401    458,971 
         18,340,548 
Consumer Discretionary — 38.9%          
Amazon.com*   1,187    2,236,011 
AutoNation*   6,616    282,702 
Bed Bath & Beyond   11,765    127,180 
Booking Holdings*   1,214    2,058,531 
Bright Horizons Family Solutions*   4,334    681,088 
Capri Holdings*   11,077    286,008 
CarMax*   12,437    1,085,874 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Millennials Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Discretionary — continued          
Carter's   3,337   $305,235 
Carvana, Cl A*   3,384    280,567 
Chegg*   8,386    328,815 
Children's Place Retail Stores   2,239    128,966 
Chipotle Mexican Grill, Cl A*   2,062    1,595,122 
Columbia Sportswear   5,038    409,589 
Designer Brands, Cl A   10,081    136,194 
Dick's Sporting Goods   5,566    202,658 
eBay   58,142    2,014,039 
Etsy*   8,833    510,636 
Expedia Group   11,763    1,160,067 
GoPro, Cl A* (A)   33,925    128,745 
Graham Holdings, Cl B   316    158,910 
Groupon, Cl A*   64,134    85,940 
Grubhub*   6,700    322,337 
Home Depot   11,001    2,396,459 
K12*   6,250    124,250 
Kontoor Brands   3,657    123,387 
L Brands   20,246    438,528 
Laureate Education, Cl A*   14,480    270,776 
Lowe's   19,275    2,054,137 
Lululemon Athletica*   9,171    1,993,867 
NIKE, Cl B   25,844    2,309,938 
Planet Fitness, Cl A*   6,171    416,481 
Starbucks   29,062    2,279,332 
Strategic Education   1,681    247,746 
Under Armour, Cl A*   13,562    192,445 
VF   24,544    1,767,168 
Wayfair, Cl A*   4,702    297,213 
WW International*   10,563    316,890 
         29,753,831 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Millennials Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Staples — 3.5%          
Costco Wholesale   8,933   $2,511,424 
Sprouts Farmers Market*   10,592    169,260 
         2,680,684 
Financials — 1.4%          
Blucora*   6,577    114,440 
LendingClub*   13,838    152,356 
LendingTree*   941    259,547 
Nelnet, Cl A   3,997    212,241 
SLM   31,485    326,499 
         1,065,083 
Industrials — 4.6%          
Avis Budget Group*   6,570    212,704 
Lyft, Cl A*   18,135    691,306 
Uber Technologies*   77,172    2,613,816 
         3,517,826 
Information Technology — 16.9%          
2U*   4,524    106,359 
Apple   10,935    2,989,192 
Fiserv*   25,290    2,765,715 
Fitbit, Cl A*   38,070    243,267 
Instructure*   5,010    244,288 
Intuit   8,463    2,249,888 
PayPal Holdings*   20,395    2,202,456 
Pluralsight, Cl A*   7,506    133,832 
Square, Cl A*   24,334    2,027,752 
         12,962,749 
Real Estate — 10.6%          
American Campus Communities ‡   10,130    440,047 
AvalonBay Communities ‡   10,846    2,175,599 
Camden Property Trust ‡   7,354    779,377 
Equity Residential ‡   28,729    2,157,548 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Millennials Thematic ETF

 

 

   Shares/Face Amount   Value 
COMMON STOCK — continued          
Real Estate — continued          
Independence Realty Trust ‡   20,244   $268,435 
Investors Real Estate Trust ‡   3,760    264,892 
Invitation Homes ‡   38,706    1,110,475 
UDR ‡   20,868    938,643 
         8,135,016 
TOTAL UNITED STATES        76,455,737 
TOTAL COMMON STOCK          
(Cost $78,789,944)        76,553,043 
SHORT-TERM INVESTMENT(B)(C) — 0.1%          
Fidelity Investments Money Market          
Government Portfolio, Cl Institutional,          
1.460%          
(Cost $46,984)   46,984    46,984 
REPURCHASE AGREEMENT(B) — 0.5%          
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased          
on 03/02/20, repurchase price $411,769          
(collateralized by U.S. Treasury Obligations,          
ranging in par value $77,931 - $86,463,          
2.125%, 12/31/2022, with a total market          
value of $418,890)          
(Cost $411,715)  $411,715    411,715 
TOTAL INVESTMENTS — 100.6%          
(Cost $79,248,643)       $77,011,742 

 

Percentages are based on Net Assets of $76,586,573.

 

* Non-income producing security.
‡ Real Estate Investment Trust
(A) This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $428,100.
(B) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $458,699.
(C) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Millennials Thematic ETF

 

 

ADR — American Depositary Receipt

 

Cl — Class

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $76,553,043   $—   $—   $76,553,043 
Short-Term Investment   46,984    —    —    46,984 
Repurchase Agreement   —    411,715    —    411,715 
Total Investments in Securities  $76,600,027   $411,715   $—   $77,011,742 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Longevity Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRALIA— 0.7%          
Health Care — 0.7%          
Cochlear   1,237   $165,564 
BELGIUM— 1.6%          
Health Care — 1.6%          
UCB   4,166    382,384 
CANADA— 0.2%          
Health Care — 0.2%          
Chartwell Retirement Residences   6,258    60,746 
CHINA— 0.8%          
Health Care — 0.8%          
BeiGene ADR*   1,277    202,213 
DENMARK— 6.6%          
Health Care — 6.6%          
Demant*   5,424    164,638 
Genmab*   1,321    295,534 
GN Store Nord   3,123    172,145 
H Lundbeck   4,265    146,071 
Novo Nordisk, Cl B   14,424    839,173 
TOTAL DENMARK        1,617,561 
FRANCE— 2.0%          
Health Care — 2.0%          
BioMerieux   2,537    232,278 
Korian   1,918    86,717 
Orpea   1,386    177,366 
TOTAL FRANCE        496,361 
GERMANY— 2.0%          
Health Care — 2.0%          
Fresenius Medical Care & KGaA   6,594    502,098 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Longevity Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
HONG KONG— 0.2%          
Health Care — 0.2%          
Luye Pharma Group   72,847   $44,402 
IRELAND— 0.4%          
Health Care — 0.4%          
Amarin ADR*   6,300    92,421 
ITALY— 0.6%          
Health Care — 0.6%          
Amplifon   4,859    137,491 
JAPAN— 8.5%          
Health Care — 8.5%          
Chugai Pharmaceutical   11,542    1,253,552 
Kissei Pharmaceutical   3,003    72,803 
Miraca Holdings   3,072    76,469 
Mochida Pharmaceutical   1,470    51,719 
Nipro   5,975    63,702 
Terumo   16,246    523,836 
Toho Holdings   2,983    56,416 
TOTAL JAPAN        2,098,497 
NEW ZEALAND— 0.4%          
Health Care — 0.4%          
Ryman Healthcare   10,443    98,779 
SOUTH KOREA— 1.7%          
Health Care — 1.7%          
Celltrion*   2,877    402,709 
Helixmith*   433    22,140 
TOTAL SOUTH KOREA        424,849 
SWEDEN— 0.6%          
Health Care — 0.6%          
Attendo   14,649    73,222 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Longevity Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Elekta, Cl B   7,885   $82,306 
TOTAL SWEDEN        155,528 
SWITZERLAND— 2.6%          
Health Care — 2.6%          
Sonova Holding   1,401    332,610 
Straumann Holding   339    315,552 
TOTAL SWITZERLAND        648,162 
TAIWAN— 0.2%          
Health Care — 0.2%          
OBI Pharma*   13,808    51,986 
UNITED KINGDOM— 2.0%          
Consumer Discretionary — 0.3%          
McCarthy & Stone   44,614    76,361 
Health Care — 1.7%          
Smith & Nephew   18,738    416,214 
TOTAL UNITED KINGDOM        492,575 
UNITED STATES— 68.8%          
Health Care — 61.4%          
AbbVie   8,894    762,305 
ABIOMED*   967    145,301 
ACADIA Pharmaceuticals*   3,088    131,981 
Aerie Pharmaceuticals*   1,581    27,668 
Agios Pharmaceuticals*   1,231    58,448 
Align Technology*   1,713    374,034 
Alkermes*   3,217    67,042 
Amedisys*   688    119,719 
Amgen   3,805    759,973 
Becton Dickinson   2,925    695,624 
Biogen Idec*   3,071    947,066 
Bluebird Bio*   1,132    81,878 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Longevity Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Blueprint Medicines*   1,035   $56,025 
Boston Scientific*   19,233    719,121 
Bristol-Myers Squibb   16,079    949,626 
Brookdale Senior Living*   10,831    71,160 
Clovis Oncology*   2,863    21,558 
DaVita*   3,566    276,793 
DENTSPLY SIRONA   4,783    235,515 
DexCom*   1,928    532,128 
Edwards Lifesciences*   3,907    800,309 
Ensign Group   1,370    60,965 
Exact Sciences*   3,181    257,502 
Exelixis*   6,475    120,370 
FibroGen*   1,753    73,275 
Five Star Senior Living*   552    2,616 
Glaukos*   924    40,638 
Halozyme Therapeutics*   4,341    84,953 
Incyte*   4,588    345,981 
Inogen*   792    36,258 
Insulet*   1,271    241,452 
Integer Holdings*   920    82,956 
Integra LifeSciences Holdings*   1,831    95,395 
Ionis Pharmaceuticals*   2,969    150,766 
Lexicon Pharmaceuticals*   11,338    31,463 
LHC Group*   676    82,107 
LivaNova*   1,065    74,252 
Medtronic   8,325    838,077 
Merit Medical Systems*   1,141    41,087 
Myriad Genetics*   2,191    38,605 
National HealthCare   995    73,839 
Natus Medical*   2,902    78,006 
Novocure*   2,037    148,192 
NuVasive*   1,310    86,211 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Longevity Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Health Care — continued          
Pennant Group*   686   $18,639 
Puma Biotechnology*   2,010    21,618 
Quest Diagnostics   2,884    305,877 
Radius Health*   3,363    70,825 
Regeneron Pharmaceuticals*   1,807    803,338 
Sage Therapeutics*   1,088    51,136 
Seattle Genetics*   3,448    392,589 
Spectrum Pharmaceuticals*   6,584    18,830 
Stryker   3,762    717,000 
Varian Medical Systems*   1,945    239,177 
Vertex Pharmaceuticals*   3,876    868,340 
Wright Medical Group*   2,576    77,924 
Zimmer Biomet Holdings   4,359    593,478 
         15,097,011 
Real Estate — 7.4%          
Diversified Healthcare Trust ‡   8,156    51,301 
Healthpeak Properties ‡   10,238    323,930 
LTC Properties ‡   1,538    68,949 
National Health Investors ‡   907    74,129 
Omega Healthcare Investors ‡   4,439    175,784 
Sabra Health Care ‡   3,730    72,922 
Ventas ‡   7,651    411,394 
Welltower ‡   8,515    637,093 
         1,815,502 
TOTAL UNITED STATES        16,912,513 
TOTAL COMMON STOCK          
(Cost $22,190,315)        24,584,130 
TOTAL INVESTMENTS — 99.9%          
(Cost $22,190,315)       $24,584,130 

  

Percentages are based on Net Assets of $24,599,358.

 

* Non-income producing security.
‡ Real Estate Investment Trust

ADR — American Depositary Receipt

Cl — Class

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Longevity Thematic ETF

 

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $24,532,144   $51,986   $—   $24,584,130 
Total Investments in Securities  $24,532,144   $51,986   $—   $24,584,130 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Health & Wellness Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — 99.9%          
AUSTRALIA— 0.4%          
Consumer Staples — 0.4%          
Blackmores   1,775   $73,621 
CANADA— 2.1%          
Consumer Discretionary — 2.1%          
Gildan Activewear   15,435    373,816 
CHINA— 3.4%          
Consumer Discretionary — 3.4%          
Li Ning   228,757    601,757 
FRANCE— 2.9%          
Consumer Staples — 2.9%          
Danone   7,319    512,283 
GERMANY— 7.6%          
Consumer Discretionary — 7.6%          
adidas   2,231    614,011 
Puma   9,524    723,948 
TOTAL GERMANY        1,337,959 
HONG KONG— 6.2%          
Consumer Discretionary — 6.2%          
ANTA Sports Products   85,336    686,034 
Yue Yuen Industrial Holdings   168,779    406,730 
TOTAL HONG KONG        1,092,764 
IRELAND— 1.9%          
Consumer Staples — 1.9%          
Glanbia   28,697    332,561 
ITALY— 1.2%          
Consumer Discretionary — 1.2%          
Technogym   21,175    219,689 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Health & Wellness Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
JAPAN— 14.7%          
Consumer Discretionary — 10.1%          
ABC-Mart   8,657   $494,388 
Asics   19,857    213,362 
Descente   7,910    108,165 
Goldwin   5,018    306,109 
Shimano   3,626    508,275 
Tosho   3,924    57,187 
Xebio Holdings   5,193    47,325 
Yonex   9,991    50,759 
         1,785,570 
Consumer Staples — 3.5%          
Ariake Japan   3,415    217,820 
Yakult Honsha   8,706    398,314 
         616,134 
Health Care — 1.1%          
Tsumura   7,953    185,507 
TOTAL JAPAN        2,587,211 
NETHERLANDS— 1.1%          
Consumer Discretionary — 1.1%          
Basic-Fit*   5,770    192,361 
SOUTH KOREA— 1.8%          
Consumer Discretionary — 1.8%          
Fila Holdings   6,398    202,292 
Youngone   4,556    118,167 
TOTAL SOUTH KOREA        320,459 
TAIWAN— 6.5%          
Consumer Discretionary — 6.5%          
Feng TAY Enterprise   76,719    433,262 
Giant Manufacturing   38,226    207,671 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)

Global X Health & Wellness Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Discretionary — continued          
Merida Industry   30,788   $150,485 
Pou Chen   307,886    346,733 
TOTAL TAIWAN        1,138,151 
UNITED KINGDOM— 6.1%          
Consumer Discretionary — 6.1%          
Frasers Group*   54,894    269,106 
JD Sports Fashion   86,303    812,431 
TOTAL UNITED KINGDOM        1,081,537 
UNITED STATES— 44.0%          
Consumer Discretionary — 22.6%          
Columbia Sportswear   5,551    451,296 
Dick's Sporting Goods   7,394    269,216 
Foot Locker   9,301    337,161 
Kontoor Brands   898    30,299 
Lululemon Athletica*   3,393    737,672 
NIKE, Cl B   6,696    598,488 
Planet Fitness, Cl A*   8,042    542,755 
Under Armour, Cl A*   19,639    278,677 
VF   6,368    458,496 
WW International*   7,060    211,800 
Zumiez*   2,620    69,509 
         3,985,369 
Consumer Staples — 10.4%          
Calavo Growers   1,812    131,279 
Cal-Maine Foods   4,627    161,436 
Hain Celestial Group*   10,972    260,366 
Herbalife Nutrition*   10,523    340,525 
Medifast   1,223    101,644 
Nu Skin Enterprises, Cl A   5,847    143,368 
Sanderson Farms   2,316    286,165 
Sprouts Farmers Market*   13,035    208,299 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

Global X Health & Wellness Thematic ETF

 

 

   Shares   Value 
COMMON STOCK — continued          
Consumer Staples — continued          
United Natural Foods*   5,211   $33,715 
USANA Health Sciences*   2,464    162,870 
         1,829,667 
Health Care — 9.0%          
DexCom*   4,761    1,314,037 
Prestige Consumer Healthcare*   5,467    204,247 
Tivity Health*   4,869    61,690 
         1,579,974 
Industrials — 1.2%          
Healthcare Services Group   7,824    215,473 
Information Technology — 0.8%          
Fitbit, Cl A*   23,453    149,865 
TOTAL UNITED STATES        7,760,348 
TOTAL COMMON STOCK          
(Cost $20,262,928)        17,624,517 
TOTAL INVESTMENTS — 99.9%          
(Cost $20,262,928)       $17,624,517 

 

* Non-income producing security.

Cl — Class

 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:

 

Investments in Securities  Level 1   Level 2   Level 3   Total 
Common Stock  $16,486,366   $1,138,151   $—   $17,624,517 
Total Investments in Securities  $16,486,366   $1,138,151   $—   $17,624,517 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements. 

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Cannabis ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — 99.5%
AUSTRALIA— 0.3%        
Consumer Staples — 0.3%          
Elixinol Global * (A)   106,872   $25,151 
CANADA— 69.9%          
Consumer Discretionary — 1.6%          
Namaste Technologies*   493,246    124,933 
Financials — 3.1%          
Canopy Rivers*   245,238    166,251 
Fire & Flower Holdings*   194,231    81,029 
         247,280 
Health Care — 65.2%          
Aleafia Health*   476,295    177,411 
Aphria * (A)   172,748    625,437 
Auxly Cannabis Group * (A)   947,663    296,509 
Canopy Growth * (A)   35,883    672,831 
Charlottes Web Holdings*   111,501    678,633 
Cronos Group * (A)   112,207    651,166 
Green Organic Dutchman Holdings * (A)   545,974    176,928 
HEXO * (A)   362,293    394,046 
Khiron Life Sciences*   152,250    74,858 
MediPharm Labs*   201,518    376,809 
Organigram Holdings*   175,843    390,369 
PharmaCielo * (A)   119,904    173,288 
Supreme Cannabis * (A)   623,338    141,631 
Valens Groworks*   175,928    386,626 
         5,216,542 
TOTAL CANADA        5,588,755 
UNITED KINGDOM— 8.9%          
Health Care — 8.9%          
GW Pharmaceuticals ADR*   6,999    716,068 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Cannabis ETF 

 

  

Shares/Face Amount 

  

Value 

 
COMMON STOCK — continued
UNITED STATES— 20.4%        
Health Care — 20.4%          
Aurora Cannabis * (A)   427,774   $573,217 
cbdMD*   34,628    35,321 
Corbus Pharmaceuticals Holdings*   70,280    333,127 
Sundial Growers * (A)   116,615    165,593 
Tilray, Cl 2 * (A)   25,924    374,083 
Zynerba Pharmaceuticals*   36,102    153,795 
TOTAL UNITED STATES        1,635,136 
TOTAL COMMON STOCK          
(Cost $11,092,816)        7,965,110 
SHORT-TERM INVESTMENT(B)(C) — 3.1%
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460%          
(Cost $248,499)   248,499    248,499 
REPURCHASE AGREEMENT(B) — 27.2%
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $2,177,837 (collateralized by U.S. Treasury Obligations, ranging in par value $412,178 - $457,304, 2.125%, 12/31/2022, with a total market value of $2,215,515)          
(Cost $2,177,555)  $2,177,555    2,177,555 
TOTAL INVESTMENTS — 129.8%          
(Cost $13,518,870)       $10,391,164 
Percentages are based on Net Assets of $8,002,654

 

* Non-income producing security.
(A) This security or a partial position of this security is on loan at February 29, 2020.  The total value of securities on loan at February 29, 2020 was $2,240,788.

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Cannabis ETF 

 

(B) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $2,426,054.
(C) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

 

ADR — American Depositary Receipt
Cl — Class
 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
 
Investments in Securities   

Level 1 

    

Level 2 

    

Level 3 

    

Total 

 
Common Stock  $7,965,110   $—   $—   $7,965,110 
Short-Term Investment   248,499    —    —    248,499 
Repurchase Agreement   —    2,177,555    —    2,177,555 
Total Investments in Securities  $8,213,609   $2,177,555   $—   $10,391,164 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X U.S. Infrastructure Development ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — 99.8%
Energy — 0.2%    
Matrix Service*   26,641   $321,823 
Industrials — 70.8%          
Acuity Brands   18,887    1,942,717 
Advanced Drainage Systems   32,519    1,361,245 
AECOM*   74,922    3,366,995 
Aegion, Cl A*   25,803    464,712 
Altra Industrial Motion   30,735    925,738 
Arconic   193,157    5,669,158 
Arcosa   23,032    989,455 
Argan   13,480    562,520 
Astec Industries   13,087    491,417 
Atkore International Group*   13,914    513,566 
Columbus McKinnon   14,932    464,236 
Construction Partners, Cl A*   33,288    566,229 
Crane   28,597    1,943,166 
CSW Industrials   7,066    465,225 
CSX   74,424    5,243,171 
Dycom Industries*   12,670    374,525 
Eaton   58,260    5,285,347 
EMCOR Group   26,768    2,058,995 
Emerson Electric   73,511    4,712,790 
Exponent   24,701    1,819,229 
Fastenal   158,178    5,412,851 
Fluor   66,752    622,129 
Fortive   73,513    5,084,159 
Gibraltar Industries*   10,103    511,919 
Gorman-Rupp   15,036    481,002 
Granite Construction   20,912    424,932 
Greenbrier   21,403    518,595 
H&E Equipment Services   18,944    450,109 
HD Supply Holdings*   77,336    2,940,315 
Herc Holdings*   12,675    464,919 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X U.S. Infrastructure Development ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Industrials — continued          
Hubbell, Cl B   25,940   $3,456,246 
Insteel Industries   23,122    459,897 
Jacobs Engineering Group   59,378    5,482,965 
Kansas City Southern   34,211    5,154,913 
Lincoln Electric Holdings   29,156    2,387,585 
Manitowoc*   37,073    462,300 
MasTec*   36,385    1,785,776 
MRC Global*   45,690    397,503 
Mueller Industries   19,018    532,124 
Mueller Water Products, Cl A   46,531    509,514 
MYR Group*   17,571    448,236 
Norfolk Southern   27,343    4,985,996 
Northwest Pipe*   16,057    506,598 
NOW*   53,754    474,648 
Pentair   80,170    3,157,896 
Powell Industries   12,451    416,237 
Primoris Services   24,938    473,323 
Quanta Services   67,847    2,587,006 
RBC Bearings*   11,925    2,041,441 
Rexnord   58,117    1,694,692 
Rockwell Automation   28,195    5,173,782 
SPX*   21,013    881,075 
Sterling Construction*   39,085    533,901 
Team*   36,887    469,572 
Terex   21,181    466,194 
Tetra Tech   26,084    2,109,413 
Titan Machinery*   42,933    434,053 
Trinity Industries   58,423    1,188,908 
Tutor Perini*   50,690    735,005 
Union Pacific   30,469    4,869,251 
United Rentals*   35,855    4,750,070 
Valmont Industries   10,255    1,191,836 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X U.S. Infrastructure Development ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Industrials — continued          
Wabash National   45,482   $499,392 
WESCO International*   19,864    805,882 
Willdan Group*   16,731    514,478 
         118,169,074 
Information Technology — 4.4%          
Anixter International*   16,117    1,571,569 
Badger Meter   9,086    547,068 
Calix*   64,752    582,768 
Trimble*   118,854    4,692,356 
         7,393,761 
Materials — 22.8%          
AK Steel Holding*   191,745    442,931 
Alcoa*   88,374    1,225,747 
Allegheny Technologies*   60,018    1,025,708 
Century Aluminum*   88,620    513,996 
Cleveland-Cliffs (A)   76,189    442,658 
Commercial Metals   56,499    1,031,672 
Eagle Materials   19,886    1,569,602 
Forterra*   38,607    522,739 
Haynes International   20,484    518,450 
Martin Marietta Materials   21,295    4,845,251 
Minerals Technologies   9,904    444,392 
Nucor   110,215    4,557,390 
Reliance Steel & Aluminum   31,794    3,252,208 
RPM International   61,903    3,968,601 
Ryerson Holding*   51,497    428,970 
Steel Dynamics   102,747    2,736,153 
Summit Materials, Cl A*   53,466    1,044,726 
TimkenSteel*   84,457    428,197 
United States Steel (A)   58,577    469,788 
US Concrete*   14,566    390,951 
Vulcan Materials   40,010    4,811,603 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X U.S. Infrastructure Development ETF 

 

  

Shares/Face Amount 

  

Value 

 
COMMON STOCK — continued
Materials — continued          
Westlake Chemical   61,214   $3,420,026 
         38,091,759 
Utilities — 1.6%          
MDU Resources Group   95,552    2,649,657 
TOTAL COMMON STOCK          
(Cost $182,536,105)        166,626,074 
CORPORATE OBLIGATION — 0.0%
Mueller Industries          

6.000%, 03/01/27 

(Cost $1,000) 

  $1,000    1,010 
SHORT-TERM INVESTMENT(B)(C) — 0.0%
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460%          
(Cost $63,267)   63,267    63,267 
REPURCHASE AGREEMENT(B) — 0.3%
RBC Capital Markets          
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $554,466 (collateralized by U.S. Treasury Obligations, ranging in par value $104,938 - $116,427, 2.125%, 12/31/2022, with a total market value of $564,058)          
(Cost $554,394)   554,394    554,394 
TOTAL INVESTMENTS — 100.1%          
(Cost $183,154,766)       $167,244,745 

 

Percentages are based on Net Assets of $167,043,320.

 

* Non-income producing security.
(A) This security or a partial position of this security is on loan at February 29, 2020.  The total value of securities on loan at February 29, 2020 was $618,414.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X U.S. Infrastructure Development ETF 

 

(B) Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $617,661.
(C) The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020.

Cl — Class
 

The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
 

 

Investments in Securities 

Level 1 

  

Level 2 

  

Level 3 

  

Total 

 
Common Stock  $166,626,074   $—   $—   $166,626,074 
Short-Term Investment   63,267    —    —    63,267 
Corporate Obligation   —    1,010    —    1,010 
Repurchase Agreement   —    554,394    —    554,394 
Total Investments in Securities  $166,689,341   $555,404   $—   $167,244,745 

 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — 99.8%
CANADA— 0.6%        
Financials — 0.6%    
Toronto-Dominion Bank   10,899   $562,496 
UNITED STATES— 99.2%          
Communication Services — 5.1%          
Alphabet, Cl A*   419    561,146 
AT&T   15,980    562,815 
Comcast, Cl A   13,800    557,934 
Facebook, Cl A*   2,822    543,150 
Netflix*   1,742    642,850 
Omnicom Group   7,920    548,698 
Verizon Communications   10,205    552,703 
Walt Disney   4,346    511,307 
         4,480,603 
Consumer Discretionary — 10.4%          
Amazon.com*   331    623,522 
Best Buy   6,878    520,321 
Booking Holdings*   315    534,133 
BorgWarner   15,674    495,298 
Choice Hotels International   6,194    565,389 
Darden Restaurants   5,252    512,070 
eBay   17,399    602,701 
General Motors   17,934    546,987 
Hasbro   5,883    454,462 
Hilton Worldwide Holdings   5,669    551,027 
Home Depot   2,652    577,711 
Lowe's   5,107    544,253 
Marriott International, Cl A   4,365    541,260 
NIKE, Cl B   6,177    552,100 
Starbucks   6,772    531,128 
VF   7,279    524,088 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Consumer Discretionary — continued          
Whirlpool   4,119   $526,655 
         9,203,105 
Consumer Staples — 9.5%          
Brown-Forman, Cl B   8,643    530,767 
Campbell Soup   12,609    568,918 
Clorox   3,887    619,666 
Coca-Cola   10,668    570,631 
Colgate-Palmolive   8,753    591,440 
Costco Wholesale   1,982    557,219 
Estee Lauder, Cl A   3,042    558,511 
General Mills   11,454    561,246 
Hershey   3,930    565,881 
Hormel Foods   13,026    541,882 
Kellogg   8,872    536,490 
Kimberly-Clark   4,280    561,493 
McCormick   3,540    517,513 
PepsiCo   4,305    568,389 
Procter & Gamble   4,915    556,525 
         8,406,571 
Energy — 4.0%          
Baker Hughes, Cl A   26,913    433,030 
Chevron   5,499    513,277 
ConocoPhillips   10,057    486,960 
Enbridge   14,988    561,001 
Hess   9,549    536,463 
Occidental Petroleum   14,572    477,087 
ONEOK   8,220    548,438 
         3,556,256 
Financials — 14.4%          
Aflac   11,745    503,273 
Allstate   5,224    549,826 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Financials — continued          
American Express   4,554   $500,621 
Bank of America   18,059    514,682 
Bank of Hawaii   6,694    498,167 
BlackRock, Cl A   1,147    531,072 
Capital One Financial   5,898    520,557 
Citigroup   7,897    501,144 
Comerica   9,506    500,396 
Discover Financial Services   8,063    528,772 
FactSet Research Systems   2,234    594,223 
JPMorgan Chase   4,533    526,327 
KeyCorp   31,894    521,467 
Moody's   2,407    577,752 
Morgan Stanley   11,278    507,848 
Northern Trust   6,054    531,299 
Pinnacle Financial Partners   10,143    533,928 
PNC Financial Services Group   4,089    516,850 
Progressive   8,125    594,425 
Prudential Financial   6,577    496,235 
S&P Global   2,086    554,688 
T Rowe Price Group   4,692    553,703 
Travelers   4,564    546,813 
US Bancorp   11,428    530,716 
         12,734,784 
Health Care — 15.3%          
Abbott Laboratories   6,944    534,896 
AbbVie   7,367    631,426 
Agilent Technologies   6,970    537,178 
Amgen   2,780    555,249 
Baxter International   6,778    565,759 
Becton Dickinson   2,213    526,296 
Biogen Idec*   2,213    682,467 
Boston Scientific*   13,971    522,376 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Health Care — continued          
Bristol-Myers Squibb   9,590   $566,385 
Edwards Lifesciences*   2,669    546,718 
Eli Lilly   4,422    557,747 
Humana*   1,725    551,448 
Illumina*   1,924    511,149 
IQVIA Holdings*   3,896    543,454 
Johnson & Johnson   4,148    557,823 
Merck   7,154    547,710 
Mettler-Toledo International*   750    526,275 
PerkinElmer   6,163    532,730 
Pfizer   15,554    519,815 
Regeneron Pharmaceuticals*   1,784    793,112 
Thermo Fisher Scientific   1,842    535,654 
Vertex Pharmaceuticals*   2,684    601,297 
Waters*   2,597    506,129 
Zoetis, Cl A   4,592    611,792 
         13,564,885 
Industrials — 10.5%          
3M   3,492    521,146 
Caterpillar   4,383    544,544 
Cummins   3,638    550,393 
Deere   3,618    566,145 
Delta Air Lines   10,515    485,057 
FedEx   3,992    563,550 
Illinois Tool Works   3,532    592,599 
Ingersoll-Rand   4,706    607,262 
Owens Corning   9,419    532,079 
Raytheon   2,677    504,775 
Republic Services, Cl A   6,510    587,593 
Rockwell Automation   3,080    565,180 
Southwest Airlines   10,878    502,455 
Union Pacific   3,354    536,003 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Industrials — continued          
United Parcel Service, Cl B   5,275   $477,335 
Waste Management   4,989    552,831 
Xylem   7,551    583,994 
         9,272,941 
Information Technology — 19.3%          
Accenture, Cl A   2,952    533,102 
Adobe*   1,750    603,960 
Akamai Technologies*   6,324    547,089 
Alliance Data Systems   5,728    491,921 
Analog Devices   5,363    584,835 
Apple   1,931    527,858 
Applied Materials   9,924    576,783 
Automatic Data Processing   3,472    537,257 
Cisco Systems   12,594    502,878 
Cognizant Technology Solutions, Cl A   9,857    600,587 
Intel   8,983    498,736 
Intuit   2,183    580,351 
Juniper Networks   25,027    531,073 
Keysight Technologies*   5,973    566,001 
KLA   3,427    526,764 
Lam Research   2,006    588,621 
Littelfuse   3,241    517,523 
Mastercard, Cl A   1,901    551,765 
Microsoft   3,728    603,973 
NetApp   10,208    476,918 
NVIDIA   2,458    663,833 
ON Semiconductor*   24,617    459,353 
Oracle   11,377    562,706 
QUALCOMM   6,863    537,373 
salesforce.com*   3,380    575,952 
Square, Cl A*   8,648    720,638 
Texas Instruments   4,776    545,133 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Information Technology — continued          
Visa, Cl A   3,000   $545,280 
VMware, Cl A*   4,083    492,083 
Workday, Cl A*   3,307    572,938 
Xilinx   6,078    507,452 
         17,130,736 
Materials — 3.7%          
Air Products & Chemicals   2,520    553,417 
Avery Dennison   4,744    543,141 
Ecolab   3,110    561,199 
International Flavors & Fragrances   4,532    542,843 
Newmont   13,893    620,045 
Sonoco Products   10,467    504,614 
         3,325,259 
Real Estate — 2.5%          
CBRE Group, Cl A*   10,123    568,305 
Jones Lang LaSalle   3,632    536,701 
ProLogis ‡   6,398    539,223 
Ventas ‡   10,457    562,273 
         2,206,502 
Utilities — 4.5%          
American Water Works   4,622    571,557 
Entergy   4,664    545,268 
Exelon   12,892    555,774 
NextEra Energy   2,380    601,569 
Pinnacle West Capital   6,333    566,740 
Sempra Energy   3,819    533,820 
WEC Energy Group   6,217    574,015 
         3,948,743 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Conscious Companies ETF 

 

  

Value

 
COMMON STOCK — continued     
TOTAL UNITED STATES  $87,830,385 
TOTAL COMMON STOCK     
(Cost $82,326,915)   88,392,881 
TOTAL INVESTMENTS — 99.8%     
(Cost $82,326,915)  $88,392,881 

 

Percentages are based on Net Assets of $88,606,479.

 

* Non-income producing security.
‡ Real Estate Investment Trust

Cl — Class
 

 

As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Founder-Run Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — 100.0%
UNITED STATES— 100.0%        
Communication Services — 10.1%          
Cargurus, Cl A*   2,632   $67,090 
Facebook, Cl A*   541    104,126 
Netflix*   273    100,745 
Nexstar Media Group, Cl A   888    102,102 
Roku, Cl A*   1,621    184,259 
Snap, Cl A*   9,419    133,467 
TripAdvisor   2,161    50,676 
Twitter*   2,647    87,880 
World Wrestling Entertainment, Cl A   1,246    58,276 
Zayo Group Holdings*   3,205    112,143 
         1,000,764 
Consumer Discretionary — 11.4%          
Amazon.com*   52    97,955 
Carvana, Cl A*   906    75,117 
Grubhub*   1,533    73,752 
iRobot*   1,470    70,545 
L Brands   4,108    88,979 
Las Vegas Sands   1,575    91,838 
Skechers U.S.A., Cl A*   3,306    109,363 
Tesla*   439    293,248 
Texas Roadhouse, Cl A   1,730    97,261 
Urban Outfitters*   3,526    82,896 
Wayfair, Cl A*   665    42,035 
         1,122,989 
Consumer Staples — 1.5%          
J&J Snack Foods   475    76,390 
National Beverage*   1,781    75,318 
         151,708 
Financials — 12.2%          
Athene Holding, Cl A*   2,307    95,164 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Founder-Run Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Financials — continued          
BlackRock, Cl A   220   $101,862 
Capital One Financial   1,110    97,969 
Essent Group   2,222    96,968 
Intercontinental Exchange   1,280    114,202 
KKR   4,229    120,949 
LendingTree*   260    71,713 
MarketAxess Holdings   381    123,570 
SEI Investments   1,930    105,590 
Signature Bank NY   782    97,828 
Starwood Property Trust ‡   4,732    104,956 
Wintrust Financial   1,358    72,531 
         1,203,302 
Health Care — 16.2%          
Allogene Therapeutics*   3,466    93,582 
Guardant Health*   1,535    133,484 
Ionis Pharmaceuticals*   1,372    69,670 
Jazz Pharmaceuticals*   787    90,174 
LHC Group*   519    63,038 
Masimo*   788    128,704 
Merit Medical Systems*   2,071    74,576 
Neurocrine Biosciences*   1,328    125,762 
Penumbra*   752    124,727 
Regeneron Pharmaceuticals*   300    133,371 
Seattle Genetics*   1,498    170,562 
Ultragenyx Pharmaceutical*   1,501    84,176 
United Therapeutics*   985    101,416 
Universal Health Services, Cl B   803    99,363 
Veeva Systems, Cl A*   743    105,484 
         1,598,089 
Industrials — 5.3%          
Axon Enterprise*   972    75,203 
Clean Harbors*   1,394    96,911 

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Founder-Run Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Industrials — continued          
CoStar Group*   211   $140,861 
FedEx   569    80,326 
Insperity   851    57,247 
Lyft, Cl A*   1,790    68,235 
         518,783 
Information Technology — 32.2%          
2U*   1,653    38,862 
Akamai Technologies*   1,306    112,982 
Alteryx, Cl A*   956    133,477 
Avalara*   1,248    105,768 
Dell Technologies, Cl C*   1,564    63,280 
Dropbox, Cl A*   4,207    82,289 
EPAM Systems*   583    130,126 
Euronet Worldwide*   698    86,580 
Fortinet*   1,113    113,593 
HubSpot*   581    104,261 
IPG Photonics*   588    75,052 
Monolithic Power Systems   671    106,447 
New Relic*   993    55,866 
Nutanix, Cl A*   2,367    56,429 
NVIDIA   581    156,911 
Okta, Cl A*   998    127,804 
Paycom Software*   511    144,434 
Pegasystems   1,367    123,714 
RealPage*   1,593    102,111 
RingCentral, Cl A*   892    210,289 
salesforce.com*   623    106,159 
Square, Cl A*   1,446    120,495 
SS&C Technologies Holdings   1,558    86,469 
Trade Desk, Cl A*   481    138,167 
Twilio, Cl A*   757    85,268 
Ubiquiti   624    84,652 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Founder-Run Companies ETF 

 

  

Shares 

  

Value 

 
COMMON STOCK — continued
Information Technology — continued          
VeriSign*   520   $98,670 
ViaSat*   1,145    65,837 
Workday, Cl A*   499    86,452 
Zendesk*   1,194    94,696 
Zscaler*   1,531    79,597 
         3,176,737 
Materials — 0.9%          
Steel Dynamics   3,337    88,864 
Real Estate — 10.2%          
American Campus Communities ‡   2,196    95,394 
American Homes 4 Rent, Cl A ‡   4,310    111,586 
Apartment Investment & Management, Cl A ‡   2,127    101,756 
Brandywine Realty Trust ‡   6,875    93,362 
Camden Property Trust ‡   1,047    110,961 
Healthcare Trust of America, Cl A ‡   3,766    117,273 
Medical Properties Trust ‡   6,109    129,083 
Pebblebrook Hotel Trust ‡   3,261    65,905 
STAG Industrial ‡   3,639    101,819 
Vornado Realty Trust ‡   1,546    82,835 
         1,009,974 
TOTAL COMMON STOCK          
(Cost $10,132,494)        9,871,210 
TOTAL INVESTMENTS — 100.0%          
(Cost $10,132,494)       $9,871,210 

 

Percentages are based on Net Assets of $9,872,744.

 

* Non-income producing security.
‡ Real Estate Investment Trust

Cl — Class
 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Founder-Run Companies ETF 

 

As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Thematic Growth ETF

 

  

Shares 

  

Value 

 
EXCHANGE TRADED FUNDS — 100.2%
Affiliated ETF — 100.2%
Global X E-commerce ETF (A)   52,567   $905,204 
Global X FinTech ETF (A)   43,802    1,318,440 
Global X Internet of Things ETF (A)   23,952    519,519 
Global X Lithium & Battery Tech ETF (A)   18,168    509,249 
Global X Longevity Thematic ETF (A)   23,758    532,892 
Global X Robotics & Artificial Intelligence ETF (A)   25,652    519,966 
Global X Social Media ETF* (A)   27,629    905,679 
           
TOTAL EXCHANGE TRADED FUNDS          
(Cost $5,457,887)        5,210,949 
TOTAL INVESTMENTS — 100.2%          
(Cost $5,457,887)       $5,210,949 

 

Percentages are based on Net Assets of $5,201,831.

(A) Affiliated investment.

 

* Non-income producing security

 

ETF — Exchange Traded Fund 

 

As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
 

For the period ended February 29, 2020, there have been no transfers in or out Level 3.

 

For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.

 

 

 

 

 

Schedule of Investments February 29, 2020 (Unaudited)  

 

Global X Thematic Growth ETF

 

The following is a summary of the transactions with affiliates for the period ended February 29, 2020:

 

            Changes in                 
            Unrealized                 
    Purchases at   Proceeds from   Appreciation   Realized Gain   Value at       Dividend 
Value At 11/30/19   Cost   Sales   (Depreciation)   (Loss)   2/29/2020   Shares   Income 
 Global X E-commerce ETF
$439,566   $684,807   $(155,194)  $(44,092)  $(19,883)  $905,204   $52,567   $837 
 Global X Fintech ETF
 459,057    913,706    -    (54,323)   -    1,318,440    43,802    - 
 Global X Internet of Things ETF
 296,729    451,026    (181,806)   (50,370)   3,940    519,519    23,952    2,379 
 Global X Lithium & Battery Tech ETF
 263,961    486,134    (219,559)   (46,823)   25,536    509,249    18,168    2,926 
 Global X Longevity Thematic ETF
 272,658    416,071    (112,976)   (45,017)   2,156    532,892    23,758    1,249 
 Global X Robotics & Artificial Intelligence ETF
 285,028    428,737    (153,343)   (23,222)   (17,234)   519,966    25,652    408 
 Global X Social Media ETF
 631,522    1,009,955    (652,675)   (109,556)   26,433    905,679    27,629    - 
 Totals:                                    
$2,648,521   $4,390,436   $(1,475,553)  $(373,403)  $20,948   $5,210,949   $215,528   $7,799 

 

GLX-QH-008-0800