485BPOS 1 adaptiveusfactorxbrl.htm 485BPOS - WRAPPER Document

1933 Act File No. 333-151713
1940 Act File No. 811-22209

 
 
 
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON August 30, 2018
 
 
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM N-1A
 
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
[X]
 
 
Post-Effective Amendment No. 539
[X]
 
 
and/or
 
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
[X]
 
 
Amendment No. 542
[X]
 
 
(Check appropriate box or boxes)
 
 
GLOBAL X FUNDS
(Exact Name of Registrant as Specified In Its Charter)
 
 
600 Lexington Avenue, 20th Floor
New York, NY 10022
(Address of Principal Executive Office) (Zip Code)
 
 
Registrant’s Telephone Number, including Area Code: (212) 644-6440
 
 
Send Copies of Communications to:
 
 
 
Luis Berruga
Eric S. Purple, Esquire
600 Lexington Avenue, 20th Floor
Stradley Ronon Stevens & Young, LLP
New York, New York 10022
1250 Connecticut Avenue, N.W., Suite 500
(NAME AND ADDRESS OF AGENT FOR SERVICE)
Washington D.C. 20036
 
 
It is proposed that this filing will become effective: (check appropriate box)
 
[ X ]
immediately upon filing pursuant to paragraph (b)
[    ]
On [date] pursuant to paragraph (b)



[    ]
60 days after filing pursuant to paragraph (a)(1)
[    ]
on [date] pursuant to paragraph (a)(1)
[    ]
75 days after filing pursuant to paragraph (a)(2)
[    ]
on [date] pursuant to paragraph (a)(2) of rule 485.
 
If appropriate, check the following box:
 
[    ]
This post-effective amendment designated a new effective date for a previously filed post-effective amendment.
 
 
 
 
 

 



 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment No. 539 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York, on this 30th day of August, 2018.
 
GLOBAL X FUNDS
 
BY: /s/ Luis Berruga
        Luis Berruga, President
 
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
 
 
Name
Title
Date
 
 
 
/s/Luis Berruga
Luis Berruga
Trustee and President
August 30, 2018
 
 
 
/s/Sanjay Ram Bharwani*
Sanjay Ram Bharwani
Trustee
August 30, 2018
 
 
 
/s/Charles A. Baker*
Charles A. Baker
Trustee
August 30, 2018
 
 
 
/s/Clifford J. Weber*
Clifford J. Weber
Trustee
August 30, 2018
 
 
 
*/s/Luis Berruga
Luis Berruga
Attorney-in-Fact, pursuant
to a power of attorney
 
August 30, 2018
 
 
 
 



 
 
EXHIBIT INDEX
 
Index No.
Description of Exhibit
 
 
EX-101.INS
XBRL Instance Document
 
 
EX-101.SCH
XBRL Taxonomy Extension Schema Document
 
 
EX-101.CAL
XBRL Taxonomy Extension Calculation Linkbase
 
 
EX-101.DEF
XBRL Taxonomy Extension Definition Linkbase
 
 
EX-101.LAB
XBRL Taxonomy Extension Labels Linkbase
 
 
EX-101.PRE
XBRL Taxonomy Extension Presentation Linkbase