0001144204-18-000428.txt : 20180103 0001144204-18-000428.hdr.sgml : 20180103 20180103141430 ACCESSION NUMBER: 0001144204-18-000428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171229 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karr Edward M CENTRAL INDEX KEY: 0001562138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37481 FILM NUMBER: 18504557 MAIL ADDRESS: STREET 1: RAMPARTNERS STREET 2: 19 BLVD GEORGES-FAVON CITY: GENEVA STATE: V8 ZIP: 1204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pershing Gold Corp. CENTRAL INDEX KEY: 0001432196 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 260657736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 BUSINESS PHONE: (877) 705-9357 MAIL ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: Sagebrush Gold Ltd. DATE OF NAME CHANGE: 20110519 FORMER COMPANY: FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co. DATE OF NAME CHANGE: 20101005 FORMER COMPANY: FORMER CONFORMED NAME: Excel Global, Inc. DATE OF NAME CHANGE: 20080411 4 1 tv482485_4.xml OWNERSHIP DOCUMENT X0306 4 2017-12-29 0 0001432196 Pershing Gold Corp. PGLC 0001562138 Karr Edward M 1658 COLE BLVD., BLDG. 6, SUITE 210 LAKEWOOD CO 80401 1 0 0 0 Restricted Stock Units 0 2017-12-29 4 A 0 3021 2.40 A Common Stock 3021 21594 D The Reporting Person received a grant of 3,021 shares of restricted stock units in lieu of cash for retainer and meeting fees of $7,250 earned by the Reporting Person during the fiscal quarter ended December 31, 2017. The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated September 29, 2017. Pursuant to the Agreement, all restricted stock units vested on December 29, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. /s/ Eric Alexander, as attorney-in-fact 2018-01-03