0001144204-17-051248.txt : 20171003 0001144204-17-051248.hdr.sgml : 20171003 20171003183736 ACCESSION NUMBER: 0001144204-17-051248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170929 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karr Edward M CENTRAL INDEX KEY: 0001562138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37481 FILM NUMBER: 171119770 MAIL ADDRESS: STREET 1: RAMPARTNERS STREET 2: 19 BLVD GEORGES-FAVON CITY: GENEVA STATE: V8 ZIP: 1204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pershing Gold Corp. CENTRAL INDEX KEY: 0001432196 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 260657736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 BUSINESS PHONE: (877) 705-9357 MAIL ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: Sagebrush Gold Ltd. DATE OF NAME CHANGE: 20110519 FORMER COMPANY: FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co. DATE OF NAME CHANGE: 20101005 FORMER COMPANY: FORMER CONFORMED NAME: Excel Global, Inc. DATE OF NAME CHANGE: 20080411 4 1 v476410_form4.xml OWNERSHIP DOCUMENT X0306 4 2017-09-29 0 0001432196 Pershing Gold Corp. PGLC 0001562138 Karr Edward M 1658 COLE BLVD., BLDG. 6, SUITE 210 LAKEWOOD CO 80401 1 0 0 0 Restricted Stock Units 0 2017-09-29 4 A 0 2797 2.95 A Common Stock 2797 18573 D The Reporting Person received a grant of 2,797 shares of restricted stock units in lieu of cash for retainer and meeting fees of $8,250 earned by the Reporting Person during the fiscal quarter ended September 30, 2017. The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated September 29, 2017. Pursuant to the Agreement, all restricted stock units vested on September 29, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. /s/ Eric Alexander, as attorney-in-fact 2017-10-03