X0306 4 2016-11-01 0 0001432150 GigPeak, Inc. GIG 0001451693 Katz Avi S C/O GIGPEAK, INC. 130 BAYTECH DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2016-11-01 4 M 0 8050 0.00 A 144026 D Common Stock 2016-11-01 4 F 0 4295 2.39 D 139731 D Common Stock 2016-11-01 4 M 0 19625 0.00 A 159356 D Common Stock 2016-11-01 4 F 0 10470 2.39 D 148886 D Common Stock 2016-11-01 4 M 0 28684 0.00 A 177570 D Common Stock 2016-11-01 4 F 0 15303 2.39 D 162267 D Common Stock 2016-11-01 4 M 0 14907 0.00 A 177174 D Common Stock 2016-11-01 4 F 0 7953 2.39 D 169221 D Common Stock 2016-11-01 4 M 0 66876 0.00 A 236097 D Common Stock 2016-11-01 4 F 0 35679 2.39 D 200418 D Common Stock 2016-11-01 4 M 0 3260 0.00 A 203678 D Common Stock 2016-11-01 4 F 0 1740 2.39 D 201938 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 8050 0.00 D Common Stock 8050 16100 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 19625 0.00 D Common Stock 19625 117750 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 28684 0.00 D Common Stock 28684 336931 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 14907 0.00 D Common Stock 14907 0 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 66876 0.00 D Common Stock 66876 267498 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 3260 0.00 D Common Stock 3260 32601 D 8,050 Restricted Stock Units ("RSUs") issued in the grant to Dr. Katz on 8/1/2013 vested on 11/1/2016 according to the vesting schedule previously reported. 4,295 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The closing price of the Company's common stock on 11/1/2016. 19,625 RSUs issued in the grant to Dr. Katz on 2/10/2014 vested on 11/1/2016 according to the vesting schedule previously reported. 10,470 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 28,684 RSUs issued in the grant to Dr. Katz on 3/26/2015 vested on 11/1/2016. As previously disclosed by the Company in its Current Report on Form 8-K, as filed with the SEC on July 20, 2016, and the Form 4 filed by Dr. Katz on that date, 60,106 total unvested RSUs from this award were rescinded on July 19, 2016. This rescission is partially reflected herein. 15,303 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 14,907 RSUs issued in the grant to Dr. Katz on 1/5/2016 vested on 11/1/2016 according to the vesting schedule previously reported. 7,953 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 66,876 RSUs issued in the grant to Dr. Katz on 7/19/2016 vested on 11/1/2016 according to the vesting schedule previously reported. 35,679 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. 3,260 RSUs issued in the grant to Dr. Katz on 7/19/2016 vested on 11/1/2016 according to the vesting schedule previously reported. 1,740 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported. The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported. The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported. The RSUs vest in four quarterly installments beginning on February 1, 2016 and ending on November 1, 2016, as previously reported. The RSUs vest in six quarterly installments beginning on August 1, 2016 and ending on November 1, 2017, as previously reported. The RSUs vest in twelve quarterly installments, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported. /s/ Dr. Avi S. Katz 2016-11-03