0001181431-13-014713.txt : 20130305 0001181431-13-014713.hdr.sgml : 20130305 20130305212955 ACCESSION NUMBER: 0001181431-13-014713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Avi S CENTRAL INDEX KEY: 0001451693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 13668030 MAIL ADDRESS: STREET 1: 2300 GENG ROAD, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd372827.xml KATZ RSU VESTING FORM 4 X0306 4 2013-03-01 0 0001432150 GigOptix, Inc. GIG 0001451693 Katz Avi S 130 BAYTECH DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2013-03-01 4 M 0 39744 0 A 100544 D Common Stock 2013-03-01 4 F 0 17440 1.08 D 83104 D Common Stock 2013-03-01 4 M 0 15574 0 A 98678 D Common Stock 2013-03-01 4 F 0 6740 1.08 D 91938 D Restricted Stock Units (RSUs) 0 2013-03-01 4 M 0 39744 0 D Common Stock 39744 0 D Restricted Stock Units (RSUs) 0 2013-03-01 4 M 0 15574 0 D Common Stock 15574 0 D 39,744 Restricted Stock Units ("RSUs") issued in the grant to Dr. Katz on 3/27/2012 vested on 3/1/2013 according to the vesting schedule previously reported. 17,440 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The closing price of the Company's common stock on the vesting date. 15,574 RSUs issued in the grant to Dr. Katz on 5/3/2012 vested on 3/1/2013 according to the vesting schedule previously reported. 6,740 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. The RSUs vested in four quarterly installments over 12 months as previously reported; the final quarter vested on March 1, 2013. /s/ Avi S. Katz 2013-03-05