0001181431-12-031663.txt : 20120522 0001181431-12-031663.hdr.sgml : 20120522 20120522160657 ACCESSION NUMBER: 0001181431-12-031663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120518 FILED AS OF DATE: 20120522 DATE AS OF CHANGE: 20120522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katz Avi S CENTRAL INDEX KEY: 0001451693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 12861716 MAIL ADDRESS: STREET 1: 2300 GENG ROAD, SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 GENG ROAD STREET 2: SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: (650) 424-1937 MAIL ADDRESS: STREET 1: 2300 GENG ROAD STREET 2: SUITE 250 CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 rrd346025.xml KATZ OPTION EXERCISES AND SALES FORM 4 X0305 4 2012-05-18 0 0001432150 GigOptix, Inc. GIG 0001451693 Katz Avi S 130 BAYTECH DRIVE SAN JOSE CA 95134 1 1 0 0 President and CEO Common Stock 2012-05-18 4 M 0 14687 0.73 A 110473 D Common Stock 2012-05-18 4 S 0 14687 2.73 D 95786 D Common Stock 2012-05-18 4 S 0 5000 2.4816 D 90786 D Common Stock 2012-05-18 4 S 0 5000 2.5036 D 85786 D Common Stock 2012-05-18 4 S 0 5000 2.60 D 80786 D Common Stock 2012-05-21 4 M 0 894 0.73 A 81680 D Common Stock 2012-05-21 4 S 0 894 2.75 D 80786 D Employee Stock Option 0.73 2012-05-18 4 M 0 14687 D 2017-08-01 Common Stock 14687 12813 D Employee Stock Option 0.73 2012-05-21 4 M 0 894 D 2017-08-01 Common Stock 894 11919 D All options granted on 8/1/2007 have fully vested. Dr. Katz was awarded the options in connection with his employment. For tax purposes. /s/ Avi S. Katz 2012-05-22