0001209191-14-064551.txt : 20141023 0001209191-14-064551.hdr.sgml : 20141023 20141023182256 ACCESSION NUMBER: 0001209191-14-064551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141021 FILED AS OF DATE: 20141023 DATE AS OF CHANGE: 20141023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Annie's, Inc. CENTRAL INDEX KEY: 0001431897 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 800-288-1089 MAIL ADDRESS: STREET 1: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: ANNIES INC DATE OF NAME CHANGE: 20080409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klapstein Julie D CENTRAL INDEX KEY: 0001518668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35470 FILM NUMBER: 141170776 MAIL ADDRESS: STREET 1: 1239 FRUIT COVE ROAD NORTH CITY: JACKSONVILLE STATE: FL ZIP: 32259 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-21 1 0001431897 Annie's, Inc. BNNY 0001518668 Klapstein Julie D C/O ANNIE'S, INC. 1610 FIFTH STREET BERKELEY CA 94710 1 0 0 0 Common Stock, par value $0.001 per share 2014-10-21 4 D 0 782 46.00 D 0 D Common Stock, par value $0.001 per share 2014-10-21 4 D 0 782 0.00 D 0 D Common Stock, par value $0.001 per share 2014-10-21 4 D 0 1070 0.00 D 0 D Common Stock, par value $0.001 per share 2014-10-21 4 D 0 1194 0.00 D 0 D Pursuant to the terms of the Agreement and Plan of Merger, dated September 8, 2014 (the "Merger Agreement"), by and among Annie's, Inc. (the "Issuer"), General Mills, Inc. ("General Mills") and Sandy Acquisition Corporation, an indirect wholly-owned subsidiary of General Mills, these shares were tendered pursuant to the Merger Agreement in exchange for a cash payment of $46.00 per share in cash, without interest. These restricted stock units, which by their terms were convertible into common stock of the Issuer on a 1-for-1 basis in two equal installments, one on the second anniversary of the grant date and the other six months after termination of service as a director, were canceled pursuant to the Merger Agreement in exchange for a cash payment of $46.00 per share in cash, without interest. These restricted stock units, which by their terms were convertible into common stock of the Issuer on a 1-for-1 basis approximately one year after the grant date, were canceled pursuant to the Merger Agreement in exchange for a cash payment of $46.00 per share in cash, without interest. /s/ Sukhindra K. Mata as Attorney-in-Fact 2014-10-23