0001209191-14-059017.txt : 20140922 0001209191-14-059017.hdr.sgml : 20140922 20140922164135 ACCESSION NUMBER: 0001209191-14-059017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140919 FILED AS OF DATE: 20140922 DATE AS OF CHANGE: 20140922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Annie's, Inc. CENTRAL INDEX KEY: 0001431897 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 800-288-1089 MAIL ADDRESS: STREET 1: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: ANNIES INC DATE OF NAME CHANGE: 20080409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foraker John M. CENTRAL INDEX KEY: 0001545600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35470 FILM NUMBER: 141114388 MAIL ADDRESS: STREET 1: C/O ANNIE'S, INC. STREET 2: 1610 FIFTH STREET CITY: BERKELEY STATE: CA ZIP: 94710 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-09-19 0 0001431897 Annie's, Inc. BNNY 0001545600 Foraker John M. C/O ANNIE'S, INC. 1610 FIFTH STREET BERKELEY CA 94710 1 1 0 0 Chief Executive Officer Common Stock 2014-09-19 4 M 0 6196 5.20 A 6196 D Common Stock 2014-09-19 4 S 0 6196 46.0109 D 0 D Non-Qualified Stock Options (right to buy) 5.20 2014-09-19 4 M 0 6196 0.00 D 2015-05-08 Common Stock 6196 92964 D These sales were effectuated pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2013. This transaction was executed in multiple trades at prices ranging from $45.98 to $46.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This stock option is immediately exercisable as to 92,964 shares and is fully vested. /s/ Sukhindra K. Mata as Attorney-in-Fact 2014-09-22