0001437749-23-016801.txt : 20230606 0001437749-23-016801.hdr.sgml : 20230606 20230606192514 ACCESSION NUMBER: 0001437749-23-016801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van den Broek Richard CENTRAL INDEX KEY: 0001431872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 23997394 MAIL ADDRESS: STREET 1: 73 ARCH STREET STREET 2: 1ST FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulse Biosciences, Inc. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-25 0001625101 Pulse Biosciences, Inc. PLSE 0001431872 van den Broek Richard C/O PULSE BIOSCIENCES, INC. 3957 POINT EDEN WAY HAYWARD CA 94545 1 0 Stock Option (right to buy) 5.95 2023-05-25 4 A 0 20000 0 A 2033-05-25 Common Stock 20000 20000 D Stock Option (right to buy) 5.95 2023-05-25 4 A 0 28487 0 A 2033-05-25 Common Stock 28487 28487 D The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on June 25, 2023. The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 5, 2023. /s/ Kenneth B. Stratton, as Attorney-in-Fact 2023-06-06