0001209191-19-059283.txt : 20191205 0001209191-19-059283.hdr.sgml : 20191205 20191205160628 ACCESSION NUMBER: 0001209191-19-059283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191204 FILED AS OF DATE: 20191205 DATE AS OF CHANGE: 20191205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Fund V DSS AIV, L.P. CENTRAL INDEX KEY: 0001598061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270483 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Select Co-Investment, L.P. CENTRAL INDEX KEY: 0001597969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270484 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR/GS Master Co-Investment, L.P. CENTRAL INDEX KEY: 0001431792 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270485 BUSINESS ADDRESS: STREET 1: WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGETOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9002 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: WALKER HOUSE STREET 2: 87 MARY STREET CITY: GEORGETOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Associates V DSS AIV, L.P. CENTRAL INDEX KEY: 0001598089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270486 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Recovery Associates V DSS AIV GP, Ltd. CENTRAL INDEX KEY: 0001598124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270487 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Select Associates DSS, L.P. CENTRAL INDEX KEY: 0001598077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270488 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Select Associates DSS GP, Ltd. CENTRAL INDEX KEY: 0001598065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270489 BUSINESS ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: C/O WL ROSS & CO. LLC STREET 2: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Master Co-Investment GP LLC CENTRAL INDEX KEY: 0001431793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38771 FILM NUMBER: 191270490 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond S Shipping Inc. CENTRAL INDEX KEY: 0001761940 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 000000000 STATE OF INCORPORATION: 1T FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 BENEDICT PLACE 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 413-2000 MAIL ADDRESS: STREET 1: 33 BENEDICT PLACE 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: ATHENA SPINCO INC. DATE OF NAME CHANGE: 20190227 FORMER COMPANY: FORMER CONFORMED NAME: DIAMOND S SHIPPING INC. DATE OF NAME CHANGE: 20190225 FORMER COMPANY: FORMER CONFORMED NAME: ATHENA SPINCO INC. DATE OF NAME CHANGE: 20181214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-04 0 0001761940 Diamond S Shipping Inc. DSSI 0001598061 WLR Recovery Fund V DSS AIV, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001597969 WLR Select Co-Investment, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001431792 WLR/GS Master Co-Investment, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001598089 WLR Recovery Associates V DSS AIV, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001598124 WLR Recovery Associates V DSS AIV GP, Ltd. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001598077 WLR Select Associates DSS, L.P. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001598065 WLR Select Associates DSS GP, Ltd. C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001431793 WLR Master Co-Investment GP LLC C/O WL ROSS & CO. LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 Common Stock 2019-12-04 4 S 0 99130 13.475 D 8940130 I see footnote Represents 5,235,125 shares held directly by WLR Recovery Fund IV DSS AIV, L.P., 1,197,357 shares held directly by WLR Recovery Fund V DSS AIV, L.P., 1,788,026 shares held directly by WLR Select Co-Investment, L.P., 688,986 shares held directly by WLR/GS Master Co-Investment, L.P., 19,390 common shares held directly by WLR IV Parallel ESC, L.P. and 11,246 shares held directly by WLR V Parallel ESC, L.P. (collectively, the "WLR Investors"). WLR Recovery Associates IV DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates IV DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund IV DSS AIV, L.P. WLR Recovery Associates V DSS AIV GP, Ltd. is the general partner of WLR Recovery Associates V DSS AIV, L.P., which in turn is the general partner of WLR Recovery Fund V DSS AIV, L.P. WLR Select Associates DSS GP, Ltd. is the general partner of WLR Select Associates DSS, L.P., which in turn is the general partner of WLR Select Co-Investment, L.P. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Master Co-Investment, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is the general partner of WLR IV Parallel ESC, L.P. Invesco Private Capital, Inc. is the managing member of INVESCO WLR V Associates LLC, which is the general partner of WLR V Parallel ESC, L.P. WL Ross & Co. LLC serves as the investment manager to each of the WLR Investors. Due to the limitations of the SEC's electronic filing system, each of WLR Recovery Fund IV DSS AIV, L.P., WLR IV Parallel ESC, L.P., WLR V Parallel ESC, L.P., WLR Recovery Associates IV DSS AIV, L.P., WLR Recovery Associates IV DSS AIV GP, Ltd., INVESCO WLR IV Associates LLC, INVESCO WLR V Associates LLC, Invesco Private Capital, Inc. and WL Ross & Co. LLC have filed a separate Form 4 disclosing ownership of the shares reported herein. WLR Recovery Fund V DSS AIV, L.P. By: WLR Recovery Associates V DSS AIV, L.P., its General Partner By: WLR Recovery Associates V DSS AIV GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR Select Co-Investment, L.P. By: WLR Select Associates DSS, L.P., its General Partner By: WLR Select Associates DSS GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR/GS Master Co-Investment, L.P. By: WLR Master Co-Investment GP, LLC, its general partner By: /s/ Lee Phegley Name: Lee Phegley Title: Authorized Signatory 2019-12-05 WLR Recovery Associates V DSS AIV, L.P. By: WLR Recovery Associates V DSS AIV GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR Recovery Associates V DSS AIV GP, Ltd. By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR Select Associates DSS, L.P. By: WLR Select Associates DSS GP, Ltd., its General Partner By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR Select Associates DSS GP, Ltd. By: /s/ Stephen Toy Name: Stephen Toy Title: Director 2019-12-05 WLR Master Co-Investment GP, LLC By: /s/ Lee Phegley Name: Lee Phegley Title: Authorized Signatory 2019-12-05