0001437749-24-007205.txt : 20240308 0001437749-24-007205.hdr.sgml : 20240308 20240308181915 ACCESSION NUMBER: 0001437749-24-007205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240308 DATE AS OF CHANGE: 20240308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodrigues Michael J CENTRAL INDEX KEY: 0001641618 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34142 FILM NUMBER: 24736037 MAIL ADDRESS: STREET 1: 125 N THIRD AVE CITY: OAKDALE STATE: CA ZIP: 95361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Valley Bancorp CENTRAL INDEX KEY: 0001431567 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 262326676 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 BUSINESS PHONE: 209-844-7500 MAIL ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-31 0001431567 Oak Valley Bancorp OVLY 0001641618 Rodrigues Michael J 125 NORTH THIRD AVENUE OAKDALE CA 95361 1 EVP Chief Credit Officer 0 Common Stock 2023-12-31 4 I 0 1262 A 67267 D Common Stock 2024-02-28 4 A 0 5000 A 72267 D Common Stock 2024-02-28 4 A 0 1262 A 73529 D Common Stock 2024-02-28 4 F 0 116 D 73413 D Common Stock 2024-02-28 4 F 0 97 D 73316 D Common Stock 2024-02-28 4 F 0 119 D 73197 D Common Stock 2024-02-28 4 F 0 107 D 73090 D Common Stock 2024-02-28 4 F 0 88 D 73002 D Adjustment to holdings for shares acquired through 401k profit sharing plan in 2023. Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. The restricted stock will vest 20% annually on the following dates: 2/28/2025 2/28/2026 2/28/2027 2/28/2028 2/28/2029 Award of restricted stock to executive employee pursuant to Stock Incentive Plan. Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2019 vested 2/28/2024 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2024 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2024 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2024 Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2023 vested 2/28/2024 /s/ Michael Rodrigues 2024-03-05