0001437749-19-003910.txt : 20190304 0001437749-19-003910.hdr.sgml : 20190304 20190304140258 ACCESSION NUMBER: 0001437749-19-003910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gall Jeffrey A CENTRAL INDEX KEY: 0001663489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34142 FILM NUMBER: 19653052 MAIL ADDRESS: STREET 1: 125 N THIRD AVE CITY: OAKDALE STATE: CA ZIP: 95361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Valley Bancorp CENTRAL INDEX KEY: 0001431567 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 262326676 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 BUSINESS PHONE: 209-844-7500 MAIL ADDRESS: STREET 1: 125 N. THIRD AVE. CITY: OAKDALE STATE: CA ZIP: 95361 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-31 0001431567 Oak Valley Bancorp OVLY 0001663489 Gall Jeffrey A 125 NORTH THIRD AVENUE OAKDALE CA 95361 1 SVP/CFO Common Stock 2018-12-31 4 I 0 977 A 19856 D Common Stock 2019-02-28 4 A 0 1412 A 21268 D Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. Adjustment to holdings for shares acquired through 401k profit sharing plan in 2018. Award of restricted stock to executive employee pursuant to Stock Incentive Plan. Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. The restricted stock will vest 20% annually on the following dates: 2/28/2020 2/28/2021 2/28/2022 2/28/2023 2/28/2024 /s/ Jeffrey A Gall 2019-03-04