0001179110-21-009899.txt : 20211105 0001179110-21-009899.hdr.sgml : 20211105 20211105161607 ACCESSION NUMBER: 0001179110-21-009899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211104 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLISKA ADAM J CENTRAL INDEX KEY: 0001431523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 211384707 MAIL ADDRESS: STREET 1: 5700 WILSHIRE BOULEVARD STREET 2: SUITE 350 CITY: LOS ANGELES STATE: CA ZIP: 90036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2021-11-04 0 0001708341 Allied Esports Entertainment, Inc. AESE 0001431523 PLISKA ADAM J 17877 VON KARMAN AVE SUITE 300 IRVINE CA 92614 1 0 0 0 Common Stock 2021-11-04 4 S 0 106143 1.9341 D 5895 D Common Stock 2021-11-05 4 S 0 3705 1.9195 D 2190 D The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated September 15, 2021. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. /s/ Adam J. Pliska 2021-11-05