0001179110-21-009899.txt : 20211105
0001179110-21-009899.hdr.sgml : 20211105
20211105161607
ACCESSION NUMBER: 0001179110-21-009899
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211104
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLISKA ADAM J
CENTRAL INDEX KEY: 0001431523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38226
FILM NUMBER: 211384707
MAIL ADDRESS:
STREET 1: 5700 WILSHIRE BOULEVARD
STREET 2: SUITE 350
CITY: LOS ANGELES
STATE: CA
ZIP: 90036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc.
CENTRAL INDEX KEY: 0001708341
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 821659427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: (949) 225-2600
MAIL ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: Black Ridge Acquisition Corp.
DATE OF NAME CHANGE: 20170602
4
1
edgar.xml
FORM 4 -
X0306
4
2021-11-04
0
0001708341
Allied Esports Entertainment, Inc.
AESE
0001431523
PLISKA ADAM J
17877 VON KARMAN AVE
SUITE 300
IRVINE
CA
92614
1
0
0
0
Common Stock
2021-11-04
4
S
0
106143
1.9341
D
5895
D
Common Stock
2021-11-05
4
S
0
3705
1.9195
D
2190
D
The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated September 15, 2021.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
/s/ Adam J. Pliska
2021-11-05