0001179110-21-008761.txt : 20210914 0001179110-21-008761.hdr.sgml : 20210914 20210914165431 ACCESSION NUMBER: 0001179110-21-008761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210409 FILED AS OF DATE: 20210914 DATE AS OF CHANGE: 20210914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLISKA ADAM J CENTRAL INDEX KEY: 0001431523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 211252995 MAIL ADDRESS: STREET 1: 5700 WILSHIRE BOULEVARD STREET 2: SUITE 350 CITY: LOS ANGELES STATE: CA ZIP: 90036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2021-04-09 0 0001708341 Allied Esports Entertainment, Inc. AESE 0001431523 PLISKA ADAM J 17877 VON KARMAN AVE SUITE 300 IRVINE CA 92614 1 0 0 0 Common Stock 2021-04-09 4 J 0 10373 A 117799 D Common Stock 2021-08-13 4 F 0 5761 D 112038 D The reporting person acquired the stock in a private transfer of shares by another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000. The reporting person has been advised that his acquisition of 10,373 shares reported herein at an effective value of $2.41 per share may be considered a purchase under Section 16(b) of the Securities Exchange Act of 1934 that is not exempt under applicable rules. In that event, such a purchase could be matched with the previously reported market sale of shares by the reporting person on February 10, 2021 in a market transaction at the gross sale price of $2.75 per share. The reporting person has agreed to pay to the issuer $2,677.78, representing the profit that would result from such matching, net of transaction costs. Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares. /s/ Adam J. Pliska 2021-09-14