0001179110-20-009201.txt : 20200820 0001179110-20-009201.hdr.sgml : 20200820 20200820171129 ACCESSION NUMBER: 0001179110-20-009201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLISKA ADAM J CENTRAL INDEX KEY: 0001431523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 201120803 MAIL ADDRESS: STREET 1: 5700 WILSHIRE BOULEVARD STREET 2: SUITE 350 CITY: LOS ANGELES STATE: CA ZIP: 90036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2020-08-18 0 0001708341 Allied Esports Entertainment, Inc. AESE 0001431523 PLISKA ADAM J 17877 VON KARMAN AVE SUITE 300 IRVINE CA 92614 1 1 0 0 President Common Stock 2020-08-18 4 S 0 172580 1.4098 D 233201 D Common Stock 2020-08-19 4 S 0 20000 2.6268 D 213201 D Common Stock 2020-08-19 4 S 0 30000 2.6205 D 183201 D Common Stock 2020-08-19 4 S 0 5723 2.6297 D 177478 D Common Stock 2020-08-19 4 S 0 15213 1.7021 D 162265 D The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Includes 19,472 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 4,417 shares on 11/12/2020; and 11,521 shares on 8/18/2021. Exhibit 24.1 Power of Attorney filed on Form 4 filed on 6/16/2020 and incorporated herein by reference. /s/ David J. Polgreen, as Attorney-in-fact for Adam J. Pliska 2020-08-20