0001179110-20-007446.txt : 20200616
0001179110-20-007446.hdr.sgml : 20200616
20200616180937
ACCESSION NUMBER: 0001179110-20-007446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200612
FILED AS OF DATE: 20200616
DATE AS OF CHANGE: 20200616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLISKA ADAM J
CENTRAL INDEX KEY: 0001431523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38226
FILM NUMBER: 20967531
MAIL ADDRESS:
STREET 1: 5700 WILSHIRE BOULEVARD
STREET 2: SUITE 350
CITY: LOS ANGELES
STATE: CA
ZIP: 90036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc.
CENTRAL INDEX KEY: 0001708341
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 821659427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: (949) 225-2600
MAIL ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: Black Ridge Acquisition Corp.
DATE OF NAME CHANGE: 20170602
4
1
edgar.xml
FORM 4 -
X0306
4
2020-06-12
0
0001708341
Allied Esports Entertainment, Inc.
AESE
0001431523
PLISKA ADAM J
17877 VON KARMAN AVE
SUITE 300
IRVINE
CA
92614
1
1
0
0
President
Common Stock
117648
I
by Lipscomb/Viscoli Children's Trust
Common Stock
2020-06-12
4
S
0
65026
2.4772
D
800741
D
Common Stock
2020-06-15
4
S
0
170260
2.4797
D
630481
D
Held by the Lipscomb/Viscoli Children's Trust, of which Mr. Pliska is trustee. Mr. Pliska disclaims any pecuniary interest in such shares.
Inludes 7,951 shares issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020.
The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.30 to $2.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.26 to $2.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
Exhibit 24.1 Power of Attorney filed herewith
/s/ Adam J. Pliska
2020-06-16
EX-24.1
2
pliska.txt
POWER OF ATTORNEY
Power of Attorney
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby
constitutes and appoints DAVID POLGREEN and ALLISON HUSHEK
as his or her lawful attorney-in-fact and agent, with full
power of substitution and re-substitution, for him and
in his name, place and stead, in any and all capacities
(until revoked in writing) to:
1. Sign any and all instruments, certificates and documents
appropriate or required to be executed on behalf of the
undersigned pursuant to sections 13 and 16 of the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), and any
and all regulations promulgated thereunder, and to file the
same, with all exhibits thereto, and any other documents in
connection therewith, with the Securities and Exchange
Commission (the "SEC"), and with any other entity when and if
such is mandated by the Exchange Act or by the Bylaws of the
Financial Industry Regulatory Authority;
2. prepare, execute, acknowledge, deliver and file a Form ID
(including any amendments or authentications thereto) with
respect to obtaining EDGAR codes, with the SEC; and
3. perform any and all other acts which in the discretion of
such attorneys-in-fact are necessary or desirable for and on
behalf of the undersigned in connection with the foregoing.
The undersigned acknowledges that:
1. this Power of Attorney authorizes, but does not require,
such attorneys-in-fact to act in their discretion on information
provided to such attorneys-in-fact without independent
verification of such information;
2. any documents prepared and/or executed by such attorneys-
in-fact on behalf of the undersigned pursuant to this Power of
Attorney will be in such form and will contain such information
and disclosure as such attorney-in-fact, in his or her
discretion, deems necessary or desirable;
3. no such attorneys-in-fact assumes (a) any liability for
responsibility to comply with the requirements of the Exchange
Act for any of the undersigned, (b) any liability for any
failure to comply with such requirements for any of the
undersigned, or (c) any obligation or liability for profit
disgorgement under Section 16(b) of the Exchange Act for the
undersigned; and
4. this Power of Attorney does not relieve the undersigned
from responsibility for compliance with the undersigned's
obligations under the Exchange Act, including without limitation
the reporting requirements under Sections 13 and 16 of the
Exchange Act.
The undersigned hereby gives and grants the foregoing attorneys-
in-fact full power and authority to do and perform all and every
act and thing whatsoever requisite, necessary or appropriate to
be done in and about the foregoing matters as fully to all
intents and purposes as the undersigned might or could do if
present, with full power of substitution and revocation, hereby
ratifying all that such attorney-in-fact, or such attorney-in-
fact's substitute or substitutes, of, for and on behalf of the
undersigned, shall lawfully do or cause to be done by virtue of
this Power of Attorney. This Power of Attorney shall remain in
full force and effect until revoked by the undersigned in a
signed writing delivered to such attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power
of Attorney to be executed as of this December 12, 2019.
/s/ Adam Pliska
Adam Pliska