0001829126-22-009535.txt : 20220502 0001829126-22-009535.hdr.sgml : 20220502 20220502215414 ACCESSION NUMBER: 0001829126-22-009535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220428 FILED AS OF DATE: 20220502 DATE AS OF CHANGE: 20220502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman Brett CENTRAL INDEX KEY: 0001431385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01525 FILM NUMBER: 22884372 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD., 12TH FLOOR CITY: MIAMI STATE: FL ZIP: 33137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFC BDC Inc. CENTRAL INDEX KEY: 0001892091 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 525 OKEECHOBEE BLVD STREET 2: SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: (561) 510-2390 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD STREET 2: SUITE 1770 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 ownership.xml 4 X0306 4 2022-04-28 0 0001892091 AFC BDC Inc. NONE 0001431385 Kaufman Brett C/O AFC BDC INC. 525 OKEECHOBEE BLVD., SUITE 1770 WEST PALM BEACH FL 33401 0 1 0 0 CFO, Treasurer Common Stock 2022-04-28 4 J 0 5000 20.00 A 5000 I By the Brett H. Kaufman Revocable Family Trust These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. Reflects shares held by the Brett H. Kaufman Revocable Family Trust. Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose. Gabriel A. Katz is signing on behalf of Mr. Kaufman pursuant to the power of attorney dated April 4, 2022, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Kaufman filed on April 6, 2022. /s/ Gabriel A. Katz, attorney-in-fact for Bret Kaufman 2022-05-02