X0306 4 2013-01-15 0 0001430592 Financial Engines, Inc. FNGN 0001430594 Cappel Anne Tuttle 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP & General Counsel Common Stock 2013-01-15 2013-01-15 4 M 0 4500 2.50 A 20778 D Common Stock 2013-01-15 2013-01-15 4 S 0 4500 28.667 D 16278 D Employee Stock Option (Right to Buy) 2.50 2013-01-15 2013-01-15 4 M 0 4500 0.00 D 2013-11-07 Common Stock 4500 35500 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2012. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.54 to $28.92, inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option award is fully vested. Joanne E. Burns, Attorney-in-Fact 2013-01-16