0001209191-16-138521.txt : 20160824
0001209191-16-138521.hdr.sgml : 20160824
20160824175630
ACCESSION NUMBER: 0001209191-16-138521
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160823
FILED AS OF DATE: 20160824
DATE AS OF CHANGE: 20160824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raffone Lawrence M.
CENTRAL INDEX KEY: 0001486875
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 161850126
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY 3RD FLOOR
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-23
0
0001430592
Financial Engines, Inc.
FNGN
0001486875
Raffone Lawrence M.
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
1
1
0
0
CEO & President
Common Stock
2016-08-23
2016-08-23
4
M
0
10000
6.51
A
38227
D
Common Stock
2016-08-23
2016-08-23
4
S
0
10000
32.00
D
28227
D
Employee Stock Option (Right to Buy)
6.51
2016-08-23
2016-08-23
4
M
0
10000
0.00
D
2018-11-11
Common Stock
10000
79640
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2016.
The option award is fully vested.
/s/ Jeffrey C. Grace, Attorney-in-Fact For: Lawrence M. Raffone
2016-08-24