0001209191-14-014793.txt : 20140227 0001209191-14-014793.hdr.sgml : 20140227 20140227150626 ACCESSION NUMBER: 0001209191-14-014793 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140226 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cappel Anne Tuttle CENTRAL INDEX KEY: 0001430594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 14648387 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: THIRD FLOOR CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: Tuttle Anne S. DATE OF NAME CHANGE: 20080325 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-26 0 0001430592 Financial Engines, Inc. FNGN 0001430594 Cappel Anne Tuttle 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP & General Counsel Employee Stock Option (Right to Buy) 55.96 2014-02-26 4 A 0 9686 0.00 A 2024-02-26 Common Stock 9686 9686 D Restricted Stock Units 0.00 2014-02-26 4 A 0 3575 0.00 A Common Stock 3575 3575 D The option award vests as to 2421 shares on 02/26/15, and the remaining shares vest monthly thereafter from 03/26/15 to 2/26/18. Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The restricted stock units vest in four annual installments beginning 02/26/15. Joanne E. Burns, Attorney-in-Fact 2014-02-27