X0306 4 2013-05-06 0 0001430592 Financial Engines, Inc. FNGN 0001430593 Sims Raymond J. 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP and CFO Common Stock 2013-05-06 2013-05-06 4 M 0 5000 7.99 A 12127 D Common Stock 2013-05-06 2013-05-06 4 S 0 5000 36.0412 D 7127 D Employee Stock Option (Right to Buy) 7.99 2013-05-06 2013-05-06 4 M 0 5000 0.00 D 2019-11-09 Common Stock 5000 62485 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2013. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.61 to $36.31 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option award vests as to 21,871 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/13. Joanne E. Burns, Attorney-in-Fact 2013-05-06