X0304 4 2012-03-14 0 0001430592 Financial Engines, Inc. FNGN 0001430594 Tuttle Anne S. 1804 EMBARCADERO ROAD PALO ALTO CA 94303 0 1 0 0 EVP & General Counsel Common Stock 2012-03-14 2012-03-14 4 M 0 320 6.51 A 15968 D Common Stock 2012-03-14 2012-03-14 4 S 0 320 21.778 D 15648 D Common Stock 2012-03-14 2012-03-14 4 M 0 1138 6.51 A 16786 D Common Stock 2012-03-14 2012-03-14 4 S 0 1138 21.778 D 15648 D Common Stock 2012-03-14 2012-03-14 4 M 0 261 7.99 A 15909 D Common Stock 2012-03-14 2012-03-14 4 S 0 261 21.778 D 15648 D Common Stock 2012-03-14 2012-03-14 4 M 0 1302 7.99 A 16950 D Common Stock 2012-03-14 2012-03-14 4 S 0 1302 21.778 D 15648 D Employee Stock Option (Right to Buy) 6.51 2012-03-14 2012-03-14 4 M 0 320 0.00 D 2018-11-11 Common Stock 320 4480 D Employee Stock Option (Right to Buy) 6.51 2012-03-14 2012-03-14 4 M 0 1138 0.00 D 2018-11-11 Common Stock 1138 13624 D Employee Stock Option (Right to Buy) 7.99 2012-03-14 2012-03-14 4 M 0 261 0.00 D 2019-11-09 Common Stock 261 6732 D Employee Stock Option (Right to Buy) 7.99 2012-03-14 2012-03-14 4 M 0 1302 0.00 D 2019-11-06 Common Stock 1302 31101 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2011. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.16 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option award vests as to 3,840 shares on 11/11/09, and the remaining shares vest monthly thereafter from 12/11/09 to 11/11/12. The option award vests as to 13,660 shares on 11/11/09, and the remaining shares vest monthly thereafter from 12/11/09 to 11/11/12. The option award vests as to 3,128 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/12. The option award vests as to 15,621 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/12. Joanne E. Burns, Attorney-in-Fact 2012-03-15