0001209191-11-036330.txt : 20110627 0001209191-11-036330.hdr.sgml : 20110627 20110627115039 ACCESSION NUMBER: 0001209191-11-036330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110624 FILED AS OF DATE: 20110627 DATE AS OF CHANGE: 20110627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tuttle Anne S. CENTRAL INDEX KEY: 0001430594 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 11932238 MAIL ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-565-4900 MAIL ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-24 0 0001430592 Financial Engines, Inc. FNGN 0001430594 Tuttle Anne S. 1804 EMBARCADERO ROAD PALO ALTO CA 94303 0 1 0 0 EVP & General Counsel Common Stock 2011-06-24 2011-06-24 4 M 0 20000 7.50 A 35648 D Common Stock 2011-06-24 2011-06-24 4 S 0 20000 25.00 D 15648 D Employee Stock Option (Right to Buy) 7.50 2011-06-24 2011-06-24 4 M 0 20000 0.00 D 2016-09-19 Common Stock 20000 5000 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2010 The option award is fully vested. Joanne E. Burns, Attorney-in-Fact 2011-06-27