0001181431-14-038045.txt : 20141204
0001181431-14-038045.hdr.sgml : 20141204
20141204210111
ACCESSION NUMBER: 0001181431-14-038045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141202
FILED AS OF DATE: 20141204
DATE AS OF CHANGE: 20141204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigOptix, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dinu Raluca
CENTRAL INDEX KEY: 0001430575
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 141267683
MAIL ADDRESS:
STREET 1: C/O GIGOPTIX, INC.
STREET 2: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
rrd419826.xml
DINU SALES FORM 4
X0306
4
2014-12-02
0
0001432150
GigOptix, Inc.
GIG
0001430575
Dinu Raluca
C/O GIGOPTIX, INC.
130 BAYTECH DRIVE
SAN JOSE
CA
95134
0
1
0
0
SVP - Global Sales & Marketing
Common Stock
2014-12-02
4
S
0
3758
1.1588
D
37884
D
Common Stock
2014-12-03
4
S
0
19242
1.1537
D
18642
D
This transaction was executed in multiple trades at prices ranging from $1.15 to $1.17. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
This transaction was executed in multiple trades at prices ranging from $1.15 to $1.18. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
/s/ Dr. Raluca Dinu
2014-12-04