0001181431-14-038045.txt : 20141204 0001181431-14-038045.hdr.sgml : 20141204 20141204210111 ACCESSION NUMBER: 0001181431-14-038045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141202 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigOptix, Inc. CENTRAL INDEX KEY: 0001432150 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262439072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 522-3100 MAIL ADDRESS: STREET 1: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dinu Raluca CENTRAL INDEX KEY: 0001430575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35520 FILM NUMBER: 141267683 MAIL ADDRESS: STREET 1: C/O GIGOPTIX, INC. STREET 2: 130 BAYTECH DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 rrd419826.xml DINU SALES FORM 4 X0306 4 2014-12-02 0 0001432150 GigOptix, Inc. GIG 0001430575 Dinu Raluca C/O GIGOPTIX, INC. 130 BAYTECH DRIVE SAN JOSE CA 95134 0 1 0 0 SVP - Global Sales & Marketing Common Stock 2014-12-02 4 S 0 3758 1.1588 D 37884 D Common Stock 2014-12-03 4 S 0 19242 1.1537 D 18642 D This transaction was executed in multiple trades at prices ranging from $1.15 to $1.17. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. This transaction was executed in multiple trades at prices ranging from $1.15 to $1.18. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. /s/ Dr. Raluca Dinu 2014-12-04