0001839882-23-012501.txt : 20230510 0001839882-23-012501.hdr.sgml : 20230510 20230510170949 ACCESSION NUMBER: 0001839882-23-012501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stillwell Richard Newcomb CENTRAL INDEX KEY: 0001966861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36019 FILM NUMBER: 23907597 MAIL ADDRESS: STREET 1: C/O TONIX PHARMACEUTICALS HOLDING CORP. STREET 2: 26 MAIN STREET, SUITE 101 CITY: CHATHAM STATE: NJ ZIP: 07928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tonix Pharmaceuticals Holding Corp. CENTRAL INDEX KEY: 0001430306 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261434750 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 26 MAIN STREET, SUITE 101 CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 212-980-9155 MAIL ADDRESS: STREET 1: 26 MAIN STREET, SUITE 101 CITY: CHATHAM STATE: NJ ZIP: 07928 FORMER COMPANY: FORMER CONFORMED NAME: TAMANDARE EXPLORATIONS INC. DATE OF NAME CHANGE: 20080320 4 1 ownership.xml X0407 4 2023-05-08 0 0001430306 Tonix Pharmaceuticals Holding Corp. TNXP 0001966861 Stillwell Richard Newcomb C/O TONIX PHARMACEUTICALS HOLDING CORP 26 MAIN ST., SUITE 101 CHATHAM NJ 07928 1 0 0 0 0 Stock Option 0.509 2023-05-08 4 A 0 60000 0.00 A 2024-05-08 2033-05-08 Common Stock 60000 60000 D The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan and vests on the earlier of the one year anniversary of the grant date or the Issuer's 2024 Annual Meeting of Stockholders. Does not reflect a 1-for-6.25 reverse stock split of the Issuer's common stock effective May 10, 2023. /s/ Jessica Morris, Attorney-in-Fact 2023-05-10