X0305 4 2012-03-30 0 0001355304 U-SWIRL, INC. SWRL 0001429555 CARTWRIGHT HENRY E 1175 AMERICAN PACIFIC DRIVE, SUITE C HENDERSON NV 89074 1 1 0 0 Pres. & Chairman of the Board Common Stock 2012-03-30 4 J 0 3000 A 177000 D Options (Right to Buy) 4.40 2012-06-30 Common Stock 106250 106250 D Options (Right to Buy) 0.42 2016-05-16 Common Stock 175000 175000 D Options (Right to Buy) 0.28 2016-11-17 Common Stock 54000 54000 D Options (Right to Buy) 0.28 2016-11-17 Common Stock 5000 5000 I By spouse. All of these options vested as of March 1, 2009. Options granted as compensation. 50% of the options vest on 5/16/2012 with the remaining 50% vesting on 5/16/2013. Options granted as compensation. 27,000 options vest on 11/17/12 with the remaining 27,000 options vesting on 11/17/13. Options granted to Mr. Cartwright's spouse as compensation. 2,500 options vest on 11/17/12 with the remaining 2,500 options vesting on 11/17/13. Shares granted as compensation. Henry E. Cartwright 2012-03-30